Chief Financial Officer

0001133796-15-000142.txt : 20151020 0001133796-15-000142.hdr.sgml : 20151020 20151020100417 ACCESSION NUMBER: 0001133796-15-000142 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151020 DATE AS OF CHANGE: 20151020 EFFECTIVENESS DATE: 20151020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DINSMORE CAPITAL MANAGEMENT CO/NJ CENTRAL INDEX KEY: 0001014776 IRS NUMBER: 132668167 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05466 FILM NUMBER: 151165611 BUSINESS ADDRESS: STREET 1: 65 MADISON AVE STREET 2: STE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: 9736311177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: DAVIS DINSMORE MANAGEMENT CO/NJ DATE OF NAME CHANGE: 19990325 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001014776 XXXXXXXX 09-30-2015 09-30-2015 false DINSMORE CAPITAL MANAGEMENT CO/NJ

65 Madison Ave Suite 550 Morristown NJ 07960

13F HOLDINGS REPORT 028-05466 N Gary I. Levine Chief Financial Officer 973-631-1177 /s/ Gary I. Levine Morristown NJ 10-20-2015 0 134 229783 INFORMATION TABLE 2 infotable.xml Alaska Communications Systems CONV 01167PAE1 2022 2000000 PRN SOLE 2000000 0 0 ANI Pharmaceuticals, Inc. CONV 00182CAA1 1388 1500000 PRN SOLE 1500000 0 0 Array BioPharma Inc. CONV 04269XAA3 495 500000 PRN SOLE 500000 0 0 Atlas Air Worldwide Hldgs, In CONV 049164BH8 1814 2250000 PRN SOLE 2250000 0 0 BlackRock Kelso Capital Corp. CONV 092533AB4 1550 1500000 PRN SOLE 1500000 0 0 Blucora, Inc. CONV 095229AB6 2378 2500000 PRN SOLE 2500000 0 0 Bottomline Technologies, Inc. CONV 101388AA4 2927 2750000 PRN SOLE 2750000 0 0 CalAmp Corp. CONV 128126AA7 2786 3100000 PRN SOLE 3100000 0 0 Carriage Services, Inc. CONV 143905AM9 2229 2000000 PRN SOLE 2000000 0 0 Cheniere Energy, Inc. CONV 16411RAG4 1881 3000000 PRN SOLE 3000000 0 0 Clean Energy Fuels Corp. CONV 184499AB7 545 1000000 PRN SOLE 1000000 0 0 Colony Capital, Inc. CONV 19624RAA4 1982 2000000 PRN SOLE 2000000 0 0 CSG Systems International, In CONV 126349AC3 2950 2150000 PRN SOLE 2150000 0 0 Dycom Industries, Inc. CONV 267475AA9 1985 2000000 PRN SOLE 2000000 0 0 Echo Global Logistics, Inc. CONV 27875TAA9 2021 2250000 PRN SOLE 2250000 0 0 Emergent BioSolutions Inc. CONV 29089QAB1 1821 1600000 PRN SOLE 1600000 0 0 Encore Capital Group, Inc. CONV 292554AF9 2243 2250000 PRN SOLE 2250000 0 0 EnerNOC, Inc. CONV 292764AB3 1191 1700000 PRN SOLE 1700000 0 0 Equinix Inc. CONV 29444UAH9 2558 750000 PRN SOLE 750000 0 0 Exelixis, Inc. CONV 30161QAC8 909 750000 PRN SOLE 750000 0 0 Extra Space Storage LP CONV 30225VAD9 2024 2000000 PRN SOLE 2000000 0 0 FireEye, Inc. CONV 31816QAC5 2668 3000000 PRN SOLE 3000000 0 0 Forest City Enterprises, Inc. CONV 345550AR8 2072 2000000 PRN SOLE 2000000 0 0 Gilead Sciences, Inc. CONV 375558AP8 4718 1100000 PRN SOLE 1100000 0 0 Global Eagle Entertainment In CONV 37951DAA0 2012 2250000 PRN SOLE 2250000 0 0 GNC Holdings, Inc. CONV 36191GAA5 928 1000000 PRN SOLE 1000000 0 0 Goodrich Petroleum Corp. CONV 382410AG3 217 1035000 PRN SOLE 1035000 0 0 Horizon Pharma Investment Ltd CONV 44052TAA9 1942 2000000 PRN SOLE 2000000 0 0 Hornbeck Offshore Services, I CONV 440543AN6 744 1000000 PRN SOLE 1000000 0 0 IAS Operating Partnership LP CONV 44927XAA3 948 1000000 PRN SOLE 1000000 0 0 IGI Laboratories, Inc. CONV 449575AA7 1301 1500000 PRN SOLE 1500000 0 0 Incyte Corp. CONV 45337CAN2 2176 1000000 PRN SOLE 1000000 0 0 Infinera Corp. CONV 45667GAB9 1626 1000000 PRN SOLE 1000000 0 0 InterDigital, Inc. CONV 458660AC1 3136 3250000 PRN SOLE 3250000 0 0 JAKKS Pacific, Inc. CONV 47012EAG1 1265 1233000 PRN SOLE 1233000 0 0 Jarden Corp. CONV 471109AH1 2009 1250000 PRN SOLE 1250000 0 0 Jarden Corp. CONV 471109AM0 1723 1500000 PRN SOLE 1500000 0 0 Jazz Investments I Ltd. CONV 472145AB7 1450 1420000 PRN SOLE 1420000 0 0 Kaman Corp. CONV 483548AD5 1763 1500000 PRN SOLE 1500000 0 0 Mentor Graphics Corp. CONV 587200AK2 3480 2750000 PRN SOLE 2750000 0 0 MercadoLibre, Inc. CONV 58733RAB8 983 1000000 PRN SOLE 1000000 0 0 Micron Technology, Inc. CONV 595112AY9 2960 3500000 PRN SOLE 3500000 0 0 Molina Healthcare Inc. CONV 60855RAC4 3490 2000000 PRN SOLE 2000000 0 0 Monster Worldwide, Inc. CONV 611742AA5 1376 1000000 PRN SOLE 1000000 0 0 Nuance Communications, Inc. CONV 67020YAG5 1034 1000000 PRN SOLE 1000000 0 0 NVIDIA Corp. CONV 67066GAC8 1651 1250000 PRN SOLE 1250000 0 0 NXP Semiconductors N. V. CONV 62952QAA8 3328 3000000 PRN SOLE 3000000 0 0 Oclaro, Inc. CONV 67555NAA5 1371 1000000 PRN SOLE 1000000 0 0 OPKO Health Inc. CONV 68375NAA1 560 400000 PRN SOLE 400000 0 0 Proofpoint, Inc. CONV 743424AC7 2627 2500000 PRN SOLE 2500000 0 0 PROS Holdings, Inc. CONV 74346YAA1 1469 1500000 PRN SOLE 1500000 0 0 PTC Therapeutics, Inc. CONV 69366JAA9 890 1000000 PRN SOLE 1000000 0 0 Quidel Corp. CONV 74838JAA9 931 1000000 PRN SOLE 1000000 0 0 Red Hat, Inc. CONV 756577AC6 873 725000 PRN SOLE 725000 0 0 Regeneron Pharmaceuticals, In CONV 75886FAD9 2760 500000 PRN SOLE 500000 0 0 Royal Gold, Inc. CONV 780287AA6 581 600000 PRN SOLE 600000 0 0 RTI International Metals, Inc CONV 74973WAB3 528 500000 PRN SOLE 500000 0 0 SanDisk Corp. CONV 80004CAD3 2492 2000000 PRN SOLE 2000000 0 0 SanDisk Corp. CONV 80004CAF8 487 500000 PRN SOLE 500000 0 0 SolarCity Corp. CONV 83416TAA8 1587 1750000 PRN SOLE 1750000 0 0 Spansion LLC CONV 84649PAL9 657 400000 PRN SOLE 400000 0 0 Spirit Realty Capital, Inc. CONV 84860WAB8 914 1000000 PRN SOLE 1000000 0 0 SunEdison, Inc. CONV 86732YAD1 711 1000000 PRN SOLE 1000000 0 0 SunEdison, Inc. CONV 86732YAE9 862 1500000 PRN SOLE 1500000 0 0 SunPower Corp. CONV 867652AJ8 1263 1500000 PRN SOLE 1500000 0 0 Synchronoss Technologies, Inc CONV 87157BAA1 2534 2500000 PRN SOLE 2500000 0 0 Take-Two Interactive Software CONV 874054AC3 1546 1000000 PRN SOLE 1000000 0 0 TeleCommunication Systems, In CONV 87929JAC7 1960 2000000 PRN SOLE 2000000 0 0 Tesla Motors, Inc. CONV 88160RAC5 662 700000 PRN SOLE 700000 0 0 The Medicines Co. CONV 584688AD7 2612 2000000 PRN SOLE 2000000 0 0 The Priceline Group Inc. CONV 741503AQ9 4232 3000000 PRN SOLE 3000000 0 0 Trinity Biotech Investment Lt CONV 89643QAA6 874 1000000 PRN SOLE 1000000 0 0 Twitter, Inc. CONV 90184LAC6 857 1000000 PRN SOLE 1000000 0 0 Verint Systems Inc. CONV 92343XAA8 2395 2500000 PRN SOLE 2500000 0 0 Web.com Group, Inc. CONV 94733AAA2 2828 3000000 PRN SOLE 3000000 0 0 Yahoo! Inc. CONV 984332AF3 486 500000 PRN SOLE 500000 0 0 American Tower Corp. PFD CV 03027X407 1925 20000 SH SOLE 20000 0 0 Amerivon Holdings LLC PFD CV 898873104 33 545456 SH SOLE 545456 0 0 Amerivon Holdings LLC PFD CV 898876107 1467 1364786 SH SOLE 1364786 0 0 Bank of America Corp. PFD CV 60505682 2692 2500 SH SOLE 2500 0 0 Bunge Ltd. PFD CV G16962204 1963 20000 SH SOLE 20000 0 0 Chesapeake Energy Corp. PFD CV 165167768 904 2100 SH SOLE 2100 0 0 Cowen Group, Inc. PFD CV 223622408 866 1000 SH SOLE 1000 0 0 Huntington Bancshares, Inc. PFD CV 446150401 3345 2500 SH SOLE 2500 0 0 NY Community Capital Trust V PFD CV 64944P307 2400 48000 SH SOLE 48000 0 0 Post Holdings, Inc. PFD CV 737446302 659 5000 SH SOLE 5000 0 0 Stanley Black & Decker, Inc. PFD CV 854502804 2250 20000 SH SOLE 20000 0 0 Stericycle, Inc. PFD CV 858912207 2033 20000 SH SOLE 20000 0 0 Wells Fargo & Co. PFD CV 949746804 2920 2500 SH SOLE 2500 0 0 Welltower Inc. PFD CV 95040Q203 2446 40000 SH SOLE 40000 0 0 Allergan plc PFD CV G0177J116 4350 4600 SH SOLE 4600 0 0 AmSurg Corp. PFD CV 03232P504 3629 24500 SH SOLE 24500 0 0 Anadarko Petroleum Corp PFD CV 32511404 743 20000 SH SOLE 20000 0 0 Anthem, Inc. PFD CV 36752202 2900 60000 SH SOLE 60000 0 0 Crown Castle International Co PFD CV 22822V200 2040 20000 SH SOLE 20000 0 0 Dominion Resources, Inc. PFD CV 25746U869 1984 40000 SH SOLE 40000 0 0 Fiat Chrysler Automobiles N.V PFD CV N31738110 1186 10000 SH SOLE 10000 0 0 Frontier Communications Corp PFD CV 35906A207 1873 20000 SH SOLE 20000 0 0 Kindred Healthcare, Inc. PFD CV 494580301 2111 2500 SH SOLE 2500 0 0 Maiden Holdings, Ltd. PFD CV G5753U203 2016 40000 SH SOLE 40000 0 0 NextEra Energy, Inc. PFD CV 65339F846 3087 60000 SH SOLE 60000 0 0 Post Holdings, Inc. PFD CV 737446609 284 2500 SH SOLE 2500 0 0 T-Mobile US, Inc. PFD CV 872590203 2762 40000 SH SOLE 40000 0 0 Tyson Foods, Inc. PFD CV 902494301 2307 45000 SH SOLE 45000 0 0 Weyerhaeuser Co. PFD CV 962166872 2886 60000 SH SOLE 60000 0 0 AbbVie Inc. COM 00287Y109 1360 25000 SH SOLE 25000 0 0 American Tower Corp. COM 03027X100 1320 15000 SH SOLE 15000 0 0 AT&T Inc. COM 00206R102 1629 50000 SH SOLE 50000 0 0 B&G Foods, Inc. COM 05508R106 1276 35000 SH SOLE 35000 0 0 BlackRock Capital Investment COM 92533108 1161 131034 SH SOLE 131034 0 0 Chevron Corp. COM 166764100 552 7000 SH SOLE 7000 0 0 Church & Dwight Co., Inc. COM 171340102 1678 20000 SH SOLE 20000 0 0 Citigroup Inc. COM 172967424 1466 29546 SH SOLE 29546 0 0 ConAgra Foods, Inc. COM 205887102 1418 35000 SH SOLE 35000 0 0 ConocoPhillips COM 20825C104 623 13000 SH SOLE 13000 0 0 Crown Castle International Co COM 22822V101 1270 16100 SH SOLE 16100 0 0 Eli Lilly & Co. COM 532457108 1255 15000 SH SOLE 15000 0 0 Equinix, Inc. COM 29444U700 2050 7500 SH SOLE 7500 0 0 Ford Motor Co. COM 345370860 1357 100000 SH SOLE 100000 0 0 General Electric Co. COM 369604103 1261 50000 SH SOLE 50000 0 0 Intel Corp. COM 458140100 1206 40000 SH SOLE 40000 0 0 Invesco Mortgage Capital Inc. COM 46131B100 718 58700 SH SOLE 58700 0 0 Kinder Morgan, Inc. COM 49456B101 1246 45000 SH SOLE 45000 0 0 Merck & Co., Inc. COM 58933Y105 1119 22651 SH SOLE 22651 0 0 MetLife, Inc. COM 59156R108 951 20175 SH SOLE 20175 0 0 Microsoft Corp. COM 594918104 1266 28600 SH SOLE 28600 0 0 Pfizer Inc. COM 717081103 1256 40000 SH SOLE 40000 0 0 Roche Holdings Ltd. (ADR) COM 771195104 906 27500 SH SOLE 27500 0 0 SBA Communications Corp. COM 78388J106 1571 15000 SH SOLE 15000 0 0 Unilever N.V. (ADR) COM 904784709 965 24000 SH SOLE 24000 0 0 Verizon Communications Inc. COM 92343V104 1305 30000 SH SOLE 30000 0 0 Vodafone Group Plc (ADR) COM 92857W308 1616 50909 SH SOLE 50909 0 0 Walt Disney Co. COM 254687106 1533 15000 SH SOLE 15000 0 0 Wells Fargo & Co. COM 949746101 1140 22200 SH SOLE 22200 0 0