-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JncVPfVqkRdjYwroA8N0BjcabAmU65TzS59hTZvnlSRooIv7S6jGZyX6aSxoBNFV kwoAZzNdftDcd+lRuDT6KQ== 0001014776-09-000017.txt : 20091013 0001014776-09-000017.hdr.sgml : 20091012 20091013112243 ACCESSION NUMBER: 0001014776-09-000017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091013 DATE AS OF CHANGE: 20091013 EFFECTIVENESS DATE: 20091013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DINSMORE CAPITAL MANAGEMENT CO/NJ CENTRAL INDEX KEY: 0001014776 IRS NUMBER: 132668167 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05466 FILM NUMBER: 091116007 BUSINESS ADDRESS: STREET 1: 65 MADISON AVE STREET 2: STE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: 9736311177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: DAVIS DINSMORE MANAGEMENT CO/NJ DATE OF NAME CHANGE: 19990325 13F-HR 1 sept3009.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: ___________ This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dinsmore Capital Management Co. Address: 65 Madison Avenue Suite 550 Morristown, New Jersey 07960 Form 13F File Number: 28-05466 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gary I. Levine Title: Chief Financial Officer Phone: (973) 631-1177 Signature, Place, and Date of Signing: /s/ Gary I. Levine Morristown, New Jersey October 12, 2009 - ------------------ ---------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Form 13F Information Table Entry Total: 82 Form 13F Information Table Value Total: $172,302 (thousands)
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADC Telecommunications, Inc. f CONV 000886AB7 3030 3800000 PRN Sole 3800000 Alliant Techsystems Inc. cv. s CONV 018804AM6 2057 2000000 PRN Sole 2000000 Amerivon Holdings LLC Conv Pro CONV 952939 1500 3000000 PRN Sole 3000000 Anixter International, Inc. sr CONV 035290AJ4 2028 2250000 PRN Sole 2250000 Anixter International, Inc. sr CONV 035290AH8 451 500000 PRN Sole 500000 Blackboard Inc. cv. sr. notes CONV 091935AA4 4449 4500000 PRN Sole 4500000 Central European Distribution CONV 153435AA0 2261 2700000 PRN Sole 2700000 Cephalon Inc. cv. sr. sub. not CONV 156708AR0 2112 2000000 PRN Sole 2000000 Chattem, Inc. cv. sr. notes CONV 162456AR8 633 615000 PRN Sole 615000 Chattem, Inc. cv. sr. notes 14 CONV 162456AQ0 2575 2500000 PRN Sole 2500000 China Medical Technologies, In CONV 169483AC8 2262 3500000 PRN Sole 3500000 Coinstar, Inc. cv. sr. notes CONV 19259PAF9 1091 1000000 PRN Sole 1000000 CommScope, Inc. sr. sub. cv. n CONV 203372AG2 1297 1000000 PRN Sole 1000000 Comtech Telecommunications Cor CONV 205826AE0 2235 2000000 PRN Sole 2000000 Covanta Holding Corp. sr. cv. CONV 22282EAA0 3352 3750000 PRN Sole 3750000 EMC Corp. cv. sr. notes CONV 268648AM4 1236 1000000 PRN Sole 1000000 EMC Corp. cv. sr. notes 144A CONV 268648AL6 1236 1000000 PRN Sole 1000000 Endo Pharmacueticals Holdings, CONV 29264FAA4 2921 3000000 PRN Sole 3000000 Equinix, Inc. cv. sub. notes CONV 29444UAF3 4953 4700000 PRN Sole 4700000 Euronet Worldwide, Inc. cv deb CONV 298736AF6 2359 2500000 PRN Sole 2500000 Euronet Worldwide, Inc. cv deb CONV 298736AE9 1887 2000000 PRN Sole 2000000 ExpressJet Holdings, Inc. cv. CONV 30218UAB4 1547 1700000 PRN Sole 1700000 GSI Commerce, Inc. cv. sr. not CONV 36238GAD4 892 1000000 PRN Sole 1000000 GSI Commerce, Inc. cv. sr. not CONV 36238GAC6 1785 2000000 PRN Sole 2000000 General Cable Corp. cv. sr. no CONV 369300AK4 860 1000000 PRN Sole 1000000 General Cable Corp. sr. cv. no CONV 369300AJ7 1720 2000000 PRN Sole 2000000 Goldcorp Inc. cv. sr. notes 14 CONV 380956AA0 2277 2000000 PRN Sole 2000000 Goodrich Petroleum Corp. cv.sr CONV 382410AC2 2127 2000000 PRN Sole 2000000 Greatbatch, Inc. cv. sub. deb. CONV 39153LAB2 2685 3000000 PRN Sole 3000000 Intel Corp. jr. sub. cv. deb. CONV 458140AF7 1074 1000000 PRN Sole 1000000 Intel Corp. jr. sub. cv. deb. CONV 458140AC4 2692 3000000 PRN Sole 3000000 Jaguar Mining, Inc. cv. sr. no CONV 47009MAG8 1920 2000000 PRN Sole 2000000 JetBlue Airways Corp. cv. deb. CONV 477143AC5 1987 2000000 PRN Sole 2000000 Kinetic Concepts, Inc. cv. sr. CONV 49460WAF6 3905 4000000 PRN Sole 4000000 LSB Industries, Inc. cv. sr. s CONV 502160AG9 4662 5000000 PRN Sole 5000000 Lehman Brothers Holdings, Inc. CONV 524908PL8 300 3000000 PRN Sole 3000000 McMoRan Exploration Co. cv. sr CONV 582411AE4 2927 3177000 PRN Sole 3177000 Merrill Lynch & Co. Inc. 5.4% CONV 59018FDP4 2067 4000000 PRN Sole 4000000 Millipore Corp. cv. sr. notes CONV 601073AD1 3657 3500000 PRN Sole 3500000 Morgans Hotel Group sr. sub. c CONV 61748WAA6 1247 2000000 PRN Sole 2000000 Mylan Laboratories Inc. sr. cv CONV 628530AG2 984 1000000 PRN Sole 1000000 Mylan, Inc. cash cv. notes 144 CONV 628530AH0 2792 2000000 PRN Sole 2000000 NETAPP, Inc. sr. cv. notes CONV 64110DAB0 3262 3000000 PRN Sole 3000000 NII Holdings, Inc. cv. notes CONV 62913FAF9 3452 3500000 PRN Sole 3500000 Nuance Communications, Inc. cv CONV 67020YAB6 1066 1000000 PRN Sole 1000000 Oil States International, Inc. CONV 678026AB1 2765 2150000 PRN Sole 2150000 Oil States International, Inc. CONV 678026AA3 1286 1000000 PRN Sole 1000000 Old Republic International cv. CONV 680223AF1 3712 3000000 PRN Sole 3000000 Omnicare, Inc. cv. sr. deb. {7 CONV 681904AL2 1043 1350000 PRN Sole 1350000 Onyx Pharmaceuticals, Inc. cv. CONV 683399AB5 1066 1000000 PRN Sole 1000000 Regis Corp. cv. sr. notes CONV 758932AA5 1864 1500000 PRN Sole 1500000 Richardson Electronics, Ltd. c CONV 763165AG2 1790 2000000 PRN Sole 2000000 SAVVIS, Inc. cv. sr. notes CONV 805423AA8 3480 4000000 PRN Sole 4000000 SBA Communications Corp. cv. s CONV 78388JAN6 929 1000000 PRN Sole 1000000 SBA Communications Corp. cv. s CONV 78388JAL0 1117 1000000 PRN Sole 1000000 SonoSite Inc. cv sr notes CONV 83568GAA2 2180 2250000 PRN Sole 2250000 SunPower Corp. sr. cv. deb. CONV 867652AA7 2647 3000000 PRN Sole 3000000 Sybase, Inc. cv. sr. notes 144 CONV 871130AC4 3356 3000000 PRN Sole 3000000 Teva Pharm. Finance Co. B.V. c CONV 88165FAA0 3521 3000000 PRN Sole 3000000 The Great Atlantic & Pacific T CONV 390064AJ2 1307 1365000 PRN Sole 1365000 The Great Atlantic & Pacific T CONV 390064AK9 1223 1400000 PRN Sole 1400000 Trina Solar Ltd. cv. sr. notes CONV 89628EAA2 1712 1500000 PRN Sole 1500000 Verenium Corp. cv. sr. secured CONV 92340PAB6 608 674000 PRN Sole 674000 ATP Oil & Gas Corp. cv. perp. PFD CV 00208J702 1491 15000 SH Sole 15000 Bank of America Corp. 7.25% no PFD CV 060505682 1700 2000 SH Sole 2000 Bunge Limited 4.875% cum. cv. PFD CV G16962204 2172 25000 SH Sole 25000 Celanese Corp. 4.25% cv. perp. PFD CV 150870202 2615 80000 SH Sole 80000 Chesapeake Energy 4.5% cum. cv PFD CV 165167842 3559 42720 SH Sole 42720 SovereignCapitalTrust IV 4.375 PFD CV 846048205 854 28000 SH Sole 28000 Wells Fargo 7.5% srs L perp cv PFD CV 949746804 3572 4000 SH Sole 4000 Whiting Petroleum Corp. perp. PFD CV 966387201 3019 20000 SH Sole 20000 Freeport-McMoRan 6.75% mand. c PFD CV 35671D782 3832 37200 SH Sole 37200 Great Plains Energy eq. units PFD CV 911648038 2536 40000 SH Sole 40000 LehmanBro. Hldgs. 6% exchnote PFD CV 52522L350 250 100000 SH Sole 100000 Schering-Plough Corp. 6% mand. PFD CV 806605705 2427 10000 SH Sole 10000 Vale Cap Ltd 5.5% mand. cv. no PFD CV 91912C208 2761 60000 SH Sole 60000 Vale Cap Ltd 5.5% mand. cv. no PFD CV 91912C307 961 20000 SH Sole 20000 AT&T Inc. common stock COM 00206R102 1486 55000 SH Sole 55000 Bristow Group Inc. common stoc COM 110394103 461 15540 SH Sole 15540 Johnson & Johnson common stock COM 478160104 1248 20500 SH Sole 20500 NY Community Bancorp, Inc. com COM 649445103 2284 200000 SH Sole 200000 The Walt Disney Company common COM 254687106 1648 60000 SH Sole 60000
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