-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TqqbxZo8QCgdRkRhwdmwKI+QJ7vkCbADUlXuq7u76lH/EI5sgMlTkr8LMWzTtFRF wxXSzgAFavfmHPm0ybzbgg== 0000950152-98-007319.txt : 19980904 0000950152-98-007319.hdr.sgml : 19980904 ACCESSION NUMBER: 0000950152-98-007319 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19980903 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MIM CORP CENTRAL INDEX KEY: 0001014739 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 050489664 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-49459 FILM NUMBER: 98703478 BUSINESS ADDRESS: STREET 1: ONE BLUE HILL PLAZA CITY: PEARL RIVER STATE: NY ZIP: 10965 BUSINESS PHONE: 9147353555 MAIL ADDRESS: STREET 1: 25 NORTH ROAD CITY: PEACE DALE STATE: RI ZIP: 02883 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ERLENBACK MICHAEL R CENTRAL INDEX KEY: 0001069304 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 6438 HUNTINGTON CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 4402481066 MAIL ADDRESS: STREET 1: 6438 HUNTINGTON CITY: SOLON STATE: OH ZIP: 44139 SC 13G 1 MIM CORPORATION/MICHAEL R. ERLENBACH 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. _____________)* MIM Corporation --------------------------------------------------------- (Name of Issuer) Common Stock ----------------------------------------------------------- (Title of Class of Securities) 553044108 ---------------------------------------------------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP NO.:553044108 ------------------------------ (1) NAME OF REPORTING PERSON: Michael R. Erlenbach S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [ ] (b) [ ] (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION: United States - -------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: (5) SOLE VOTING POWER: 2,050,713 ----------------------------------------------------- (6) SHARED VOTING POWER: 0 ----------------------------------------------------- (7) SOLE DISPOSITIVE POWER: 1,725,744 ----------------------------------------------------- (8) SHARED DISPOSITIVE POWER: 324,969 * ----------------------------------------------------- * These shares are pledged to the issuer to secure contingent obligations of the reporting person pursuant to an indemnification agreement entered into by and among the issuer, the reporting person and other persons in connection with the merger of the issuer and Continental Managed Pharmacy Services, Inc. (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 2,050,713 ----------------------------------------------------------------------- (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES: [ ] (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 11.65% 3 ----------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON: IN ----------------------------------------------------------------------- (end of cover page) 4 ITEM 1(a) NAME OF ISSUER: MIM Corporation ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: One Blue Hill Plaza, 15th Floor Pearl River, New York 10965 ITEM 2(a) NAME OF PERSON FILING: Michael R. Erlenbach ITEM 2(b) ADDRESS OF PRINCIPAL OFFICE OR, IF NONE, RESIDENCE: 6438 Huntington Solon, Ohio 44139 ITEM 2(c) CITIZENSHIP: United States ITEM 2(d) TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(e) CUSIP NUMBER: 553044108 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(B) OR 240.13d-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] BROKER OR DEALER REGISTERED UNDER SECTION 15 OF THE ACT. (b) [ ] BANK AS DEFINED IN SECTION 3(a)(6) OF THE ACT. (c) [ ] INSURANCE COMPANY AS DEFINED IN SECTION 3(a)(19) OF THE ACT. (d) [ ] INVESTMENT COMPANY REGISTERED UNDER SECTION 8 OF THE INVESTMENT COMPANY ACT OF 1940. (e) [ ] AN INVESTMENT ADVISER IN ACCORDANCE WITH SECTION 240.13d-1(b)(1)(ii)(E). (f) [ ] AN EMPLOYEE BENEFIT PLAN OR ENDOWMENT FUND IN ACCORDANCE WITH SECTION 240.13d-1(b)(1)(ii)(F). 5 (g) [ ] A PARENT HOLDING COMPANY OR CONTROL PERSION, IN ACCORDANCE WITH SECTION 240.13d-1(b)(1)(ii)(G). (h) [ ] A SAVINGS ASSOCIATION AS DEFINED IN SECTION 3(b) OF THE FEDERAL DEPOSIT INSURANCE ACT. (i) [ ] A CHURCH PLAN THAT IS EXCLUDED FROM THE DEFINTION OF AN INVESTMENT COMPANY UNDER SECTION 3(c)(14) OF THE INVESTMENT COMPANY ACT OF 1940. (j) [ ] GROUP, IN ACCORDANCE WITH SECTION 240.13d-1(b)(1)(ii)(J). IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(c), CHECK THIS BOX. [X] ITEM 4. OWNERSHIP. (a) AMOUNT BENEFICIALLY OWNED: See Item 9 of cover page. (b) PERCENT OF CLASS: See Item 11 of cover page. (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: See Item 5 of cover page. (ii) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: See Item 6 of cover page. (iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: See Item 7 of cover page. (iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: See Item 8 of cover page. ITEM 5. OWNERSHIP OF 5 PERCENT OR LESS OF A CLASS. Not Applicable. ITEM 6. OWNERSHIP OF MORE THAN 5 PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable. 6 ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable. ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: September 3, 1998 /s/ Michael R. Erlenbach* --------------------------------------- Signature Michael R. Erlenbach --------------------------------------- Name *By: /s/ Glenn E. Morrical ----------------------------------- Attorney-in-Fact Pursuant to power of attorney filed herewith 7 EXHIBIT INDEX ------------- Number Description of Document - ------ ----------------------- Exhibit 99 Power of Attorney EX-99 2 EXHIBIT 699..01 1 EXHIBIT 99 ---------- POWER OF ATTORNEY ----------------- The undersigned hereby appoints Robert B. Tomaro and Glenn E. Morrical and each of them his true and lawful attorney, with full power of substitution and resubstitution to affix for him and in his name, as attorney-in-fact his signature to any Schedule 13G (or any amendment thereof) to be filed with the Securities and Exchange Commission pursuant to the Securities Exchange Act of 1934 with respect to MIM Corporation. /s/ Michael R. Erlenbach --------------------------------- Signature Michael R. Erlenbach --------------------------------- Name Date: 8/28/98 -----END PRIVACY-ENHANCED MESSAGE-----