-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EcuhYkVKAKG0BzPEz/gmcgLcFXhGPO9s+Ust/kdk3um64otYCX3NKgcY4AtDs2Tx GhK+zxJxjd8+mh3CLEs+hw== 0001001250-10-000078.txt : 20100507 0001001250-10-000078.hdr.sgml : 20100507 20100507174325 ACCESSION NUMBER: 0001001250-10-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100505 FILED AS OF DATE: 20100507 DATE AS OF CHANGE: 20100507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAUDER LEONARD A CENTRAL INDEX KEY: 0001006352 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 10813682 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAUDER EVELYN H CENTRAL INDEX KEY: 0001014132 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 10813681 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-05-05 0001001250 ESTEE LAUDER COMPANIES INC EL 0001006352 LAUDER LEONARD A C/O THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 1 1 1 0 Chairman Emeritus 0001014132 LAUDER EVELYN H C/O THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 0 1 1 0 Senior Corporate Vice Presiden Class A Common Stock 2010-05-05 4 S 0 13100 63.0963 D 3217569 D Class A Common Stock 2010-05-05 4 S 0 21700 63.9941 D 3195869 D Class A Common Stock 2010-05-05 4 S 0 200 64.85 D 3195669 D Class A Common Stock 2010-05-06 4 S 0 700 57.1343 D 3194969 D Class A Common Stock 2010-05-06 4 S 0 600 58.5333 D 3194369 D Class A Common Stock 2010-05-06 4 S 0 4500 59.5462 D 3189869 D Class A Common Stock 2010-05-06 4 S 0 4600 60.6079 D 3185269 D Class A Common Stock 2010-05-06 4 S 0 14200 61.5535 D 3171069 D Class A Common Stock 2010-05-06 4 S 0 10400 62.2608 D 3160669 D Class A Common Stock 2010-05-05 4 M 0 5000 43.6875 A 395000 D Class A Common Stock 2010-05-05 4 S 0 3000 64.0107 D 392000 D Class A Common Stock 2010-05-05 4 S 0 2000 63.1115 D 390000 D Class A Common Stock 2010-05-06 4 M 0 5000 43.6875 A 395000 D Class A Common Stock 2010-05-06 4 S 0 100 57.02 D 394900 D Class A Common Stock 2010-05-06 4 S 0 700 59.4214 D 394200 D Class A Common Stock 2010-05-06 4 S 0 700 60.561 D 393500 D Class A Common Stock 2010-05-06 4 S 0 2000 61.5385 D 391500 D Class A Common Stock 2010-05-06 4 S 0 1500 62.2471 A 390000 D Option (right to buy) 48.6875 2010-05-05 4 M 0 5000 D 2010-08-16 Class A Common Stock 5000 20000 D Option (right to buy) 48.6875 2010-05-06 4 M 0 5000 D 2010-08-16 Class A Common Stock 5000 15000 D Class B Common Stock Class A Common Stock 40220 40220 I By The Estee Lauder 2002 Trust Leonard A. Lauder ("LAL") sold shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on February 3, 2010. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. LAL or Evelyn H. Lauder ("EHL"), as the case may be, undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by such reporting person at each separate price within the range. Sales prices range from $62.73 to $63.67 per share, inclusive. Owned by LAL directly. Owned by EHL indirectly, through LAL. EHL disclaims beneficial ownership of securities owned by her husband, LAL. Sales prices range from $63.68 to $64.70 per share, inclusive. Sales prices range from $64.76 to $64.94 per share, inclusive. EHL exercised stock options and sold the underlying shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on November 6, 2009. Owned by EHL directly. Owned by LAL indirectly, through EHL. LAL disclaims beneficial ownership of securities owned by his wife, EHL. Sales prices range from $62.73 to $63.67 per share, inclusive. 8,300 shares exercisable from and after January 1, 2003; 8,300 shares exercisable from and after January 1, 2004; and 8,400 shares exercisable from and after January 1, 2005. Not applicable. There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer. Owned by LAL individually as a trustee and beneficiary of The Estee Lauder 2002 Trust. Owned by EHL indirectly, through LAL. LAL disclaims beneficial ownership of the shares to the extent that he does not have a pecuniary interest in such securities. Sales prices range from $56.79 to $57.66 per share, inclusive. Sales prices range from $57.90 to $58.82 per share, inclusive. Sales prices range from $58.94 to $59.93 per share, inclusive. Sales prices range from $59.95 to $60.94 per share, inclusive. Sales prices range from $60.95 to $61.94 per share, inclusive. Sales prices range from $61.95 to $62.73 per share, inclusive. Sales prices range from $58.82 to $59.80 per share, inclusive. Sales prices range from $63.73 to $64.64 per share, inclusive. Sales prices range from $59.96 to $60.90 per share, inclusive. Sales prices range from $60.97 to $61.94 per share, inclusive. Sales prices range from $61.98 to $62.53 per share, inclusive. Leonard a. Lauder, by Spencer G. Smul 2010-05-07 Evelyn H. Lauder, by Spencer G. Smul 2010-05-07 EX-99 2 attach_1.htm 
Exhibit 99.1









Joint Filer Information



Name of Joint Filer: Evelyn H. Lauder



Address of Joint Filer: c/o The Estee Lauder Companies Inc.

767 Fifth Avenue

New York, NY  10153



Relationship of Joint Filer to Issuer: Officer (Senior Corporate Vice President)



Issuer Name and Ticker or Trading Symbol: The Estee Lauder Companies Inc. [EL]



Date of Earliest Transaction Required

to be Reported (Month/Day/Year): 5/3/2010



Designated Filer: Leonard A. Lauder
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