0001179110-19-003863.txt : 20190314 0001179110-19-003863.hdr.sgml : 20190314 20190314170515 ACCESSION NUMBER: 0001179110-19-003863 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190312 FILED AS OF DATE: 20190314 DATE AS OF CHANGE: 20190314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Callen David CENTRAL INDEX KEY: 0001636160 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15891 FILM NUMBER: 19681833 MAIL ADDRESS: STREET 1: NRG ENERGY, INC. STREET 2: 211 CARNEGIE CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NRG ENERGY, INC. CENTRAL INDEX KEY: 0001013871 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 411724239 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 804 CARNEGIE CENTER STREET 2: - CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-524-4500 MAIL ADDRESS: STREET 1: 804 CARNEGIE CENTER STREET 2: - CITY: PRINCETON STATE: NJ ZIP: 08540 FORMER COMPANY: FORMER CONFORMED NAME: NRG ENERGY INC DATE OF NAME CHANGE: 19960509 4 1 edgar.xml FORM 4 - X0306 4 2019-03-12 0 0001013871 NRG ENERGY, INC. NRG 0001636160 Callen David NRG ENERGY, INC. 804 CARNEGIE CENTER PRINCETON NJ 08540 0 1 0 0 SVP, Chief Accounting Offficer Common Stock, par value $.01 per share 2019-03-12 4 A 0 3800 19.83 A 58130 D Common Stock, par value $.01 per share 2019-03-12 4 A 0 2800 23.87 A 60930 D Common Stock, par value, $.01 per share 2019-03-12 4 S 0 740 41.80 D 60190 D Common Stock, par value $.01 per share 2019-03-12 4 S 0 40271 41.83 D 19919 D Employee Stock Option (right to buy) 19.83 2019-03-12 4 M 0 3800 0 D 2014-01-03 2021-01-03 Common Stock, par value $.01 per share 3800 0 D Employee Stock Option (right to buy) 23.87 2019-03-12 4 M 0 2800 0 D 2013-01-04 2020-01-04 Common Stock, par value $.01 per share 2800 0 D This transaction was executed in multiple trades at prices ranging from $41.65 to $42.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Christine Zoino, by Power of Attorney 2019-03-14