0001179110-14-016067.txt : 20141104 0001179110-14-016067.hdr.sgml : 20141104 20141104171004 ACCESSION NUMBER: 0001179110-14-016067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141031 FILED AS OF DATE: 20141104 DATE AS OF CHANGE: 20141104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NRG ENERGY, INC. CENTRAL INDEX KEY: 0001013871 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 411724239 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 CARNEGIE CENTER STREET 2: - CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-524-4500 MAIL ADDRESS: STREET 1: 211 CARNEGIE CENTER STREET 2: - CITY: PRINCETON STATE: NJ ZIP: 08540 FORMER COMPANY: FORMER CONFORMED NAME: NRG ENERGY INC DATE OF NAME CHANGE: 19960509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAGAN JOHN W CENTRAL INDEX KEY: 0001266171 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15891 FILM NUMBER: 141194112 MAIL ADDRESS: STREET 1: C/O MIRANT CORP STREET 2: 1155 PERIMETER CENTER WEST CITY: ALTANTA STATE: GA ZIP: 30338 4 1 edgar.xml FORM 4 - X0306 4 2014-10-31 0 0001013871 NRG ENERGY, INC. NRG 0001266171 RAGAN JOHN W NRG ENERGY, INC. 211 CARNEGIE CENTER PRINCETON NJ 08540 0 1 0 0 EVP& Pres, Gulf Coast Region Common Stock, par value $.01 per share 2014-10-31 4 S 0 37639 30.00 A 95375 D Common Stock, par value $.01 per share 2014-11-03 4 A 0 391 A 95766 D The transactions were executed pursuant to a prearranged trading plan in accordance with Rule 10b5-1 of the Securities and Exchange Act of 1934 adopted by the reporting person on September 15, 2014. This transaction was executed in multiple trades at prices ranging from $30.00 to $30.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Represents dividend equivalent rights accrued on the reporting person's restricted stock units or market stock units, which became exercisable proportionately with the restricted stock units or market stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 2,248 dividend equivalent rights. /s/ Brian Curci, under Power of Attorney 2014-11-04