0001179110-14-016067.txt : 20141104
0001179110-14-016067.hdr.sgml : 20141104
20141104171004
ACCESSION NUMBER: 0001179110-14-016067
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141031
FILED AS OF DATE: 20141104
DATE AS OF CHANGE: 20141104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NRG ENERGY, INC.
CENTRAL INDEX KEY: 0001013871
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 411724239
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 CARNEGIE CENTER
STREET 2: -
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 609-524-4500
MAIL ADDRESS:
STREET 1: 211 CARNEGIE CENTER
STREET 2: -
CITY: PRINCETON
STATE: NJ
ZIP: 08540
FORMER COMPANY:
FORMER CONFORMED NAME: NRG ENERGY INC
DATE OF NAME CHANGE: 19960509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RAGAN JOHN W
CENTRAL INDEX KEY: 0001266171
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15891
FILM NUMBER: 141194112
MAIL ADDRESS:
STREET 1: C/O MIRANT CORP
STREET 2: 1155 PERIMETER CENTER WEST
CITY: ALTANTA
STATE: GA
ZIP: 30338
4
1
edgar.xml
FORM 4 -
X0306
4
2014-10-31
0
0001013871
NRG ENERGY, INC.
NRG
0001266171
RAGAN JOHN W
NRG ENERGY, INC.
211 CARNEGIE CENTER
PRINCETON
NJ
08540
0
1
0
0
EVP& Pres, Gulf Coast Region
Common Stock, par value $.01 per share
2014-10-31
4
S
0
37639
30.00
A
95375
D
Common Stock, par value $.01 per share
2014-11-03
4
A
0
391
A
95766
D
The transactions were executed pursuant to a prearranged trading plan in accordance with Rule 10b5-1 of the Securities and Exchange Act of 1934 adopted by the reporting person on September 15, 2014.
This transaction was executed in multiple trades at prices ranging from $30.00 to $30.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Represents dividend equivalent rights accrued on the reporting person's restricted stock units or market stock units, which became exercisable proportionately with the restricted stock units or market stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.
Includes 2,248 dividend equivalent rights.
/s/ Brian Curci, under Power of Attorney
2014-11-04