0001104659-18-054844.txt : 20180831
0001104659-18-054844.hdr.sgml : 20180831
20180831175935
ACCESSION NUMBER: 0001104659-18-054844
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180831
FILED AS OF DATE: 20180831
DATE AS OF CHANGE: 20180831
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NRG ENERGY, INC.
CENTRAL INDEX KEY: 0001013871
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36002
FILM NUMBER: 181050868
BUSINESS ADDRESS:
STREET 1: 804 CARNEGIE CENTER
STREET 2: -
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 609-524-4500
MAIL ADDRESS:
STREET 1: 804 CARNEGIE CENTER
STREET 2: -
CITY: PRINCETON
STATE: NJ
ZIP: 08540
FORMER NAME:
FORMER CONFORMED NAME: NRG ENERGY INC
DATE OF NAME CHANGE: 19960509
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NRG Yield, Inc.
CENTRAL INDEX KEY: 0001567683
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 461777204
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 804 CARNEGIE CENTER
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 609-524-9500
MAIL ADDRESS:
STREET 1: 804 CARNEGIE CENTER
CITY: PRINCETON
STATE: NJ
ZIP: 08540
FORMER COMPANY:
FORMER CONFORMED NAME: NRG Yieldco, Inc.
DATE OF NAME CHANGE: 20130123
4
1
a4.xml
4
X0306
4
2018-08-31
1
0001567683
NRG Yield, Inc.
NYLD
0001013871
NRG ENERGY, INC.
C/O NRG YIELD, INC.
211 CARNEGIE CENTER
PRINCETON
NJ
08540
0
0
1
0
Class B Units of NRG Yield LLC
2018-08-31
4
J
0
42738750
D
Class A Common Stock
42738750
0
D
Class D Units of NRG Yield LLC
2018-08-31
4
J
0
42738750
D
Class C Common Stock
42738750
0
D
Pursuant to an amended and restated exchange agreement, dated May 14, 2015 (the "Exchange Agreement"), the Class B Units of NRG Yield LLC ("Class B Units") are exchangeable at any time for shares of Class A Common Stock of the Issuer ("Class A Common Stock"), and the Class D Units of NRG Yield LLC ("Class D Units") are exchangeable at any time for shares of Class C Common Stock of the Issuer ("Class C Common Stock"), in each case on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. Pursuant to the Exchange Agreement, as Class B Units are exchanged for shares of Class A Common Stock and as Class D Units are exchanged for shares of Class C Common Stock, an equivalent number of shares of Class B Common Stock of the Issuer ("Class B Common Stock") and shares of Class D Common Stock of the Issuer ("Class D Common Stock"), respectively, will automatically be cancelled.
On August 31, 2018, NRG Repowering Holdings LLC, a wholly owned subsidiary of the Reporting Person (together with the Reporting Person, the "NRG Parties"), sold 100% of the outstanding membership interests of Zephyr Renewables LLC (the "Company"), pursuant to a purchase and sale agreement, dated February 6, 2018, for total consideration of approximately $1,347,000,000. At the time of sale, the Company owned (i) 100% of the Class B Common Stock and 100% of the Class D Common Stock and (ii) 100% of the Class B Units and 100% of the Class D Units.
/s/ Brian Curci, Authorized Representative
2018-08-31