0001209191-20-034043.txt : 20200603 0001209191-20-034043.hdr.sgml : 20200603 20200603163329 ACCESSION NUMBER: 0001209191-20-034043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200601 FILED AS OF DATE: 20200603 DATE AS OF CHANGE: 20200603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trefler Leon CENTRAL INDEX KEY: 0001480560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 20940468 MAIL ADDRESS: STREET 1: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-01 0 0001013857 PEGASYSTEMS INC PEGA 0001480560 Trefler Leon C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 SVP, Global Customer Success Common Stock 2020-06-01 4 M 0 1300 11.05 A 13420 D Common Stock 2020-06-01 4 F 0 661 94.76 D 12759 D Common Stock 2020-06-01 4 S 0 639 97.35 D 12120 D Common Stock 2020-06-01 4 S 0 2101 96.87 D 10019 D Common Stock 2020-06-02 4 M 0 369 0.00 A 10388 D Common Stock 2020-06-02 4 F 0 164 96.19 D 10224 D Stock Options 11.05 2020-06-01 4 M 0 1300 0.00 D 2013-12-12 2022-12-12 Common Stock 1300 48165 D Restricted Stock Units 0.00 2020-06-02 4 M 0 369 0.00 D 2018-03-02 Common Stock 369 2586 D Represents the exercise price of the stock options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of the Company withholding shares of equal value. Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Represents the weighted average sale prices on June 1, 2020, ranging from $96.85 to $96.94. The individual has provided to the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. Represents a 5% vesting on June 2, 2020. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Does not include the shares of common stock subject to unvested restricted stock units and/or options awards. Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, the shares of common stock are not subject to expiration. /s/ Donald L. Lancaster, Attorney-in-Fact for Leon Trefler 2020-06-03 EX-24.1 2 attachment1.htm EX-24.1 DOCUMENT


POWER OF ATTORNEY
For Executing Forms 3, 4 and 5

The undersigned hereby constitutes and appoints each of Matthew J. Cushing,
Donald L. Lancaster, and Jenna L. Burstyn, signing singly, as the undersigned's
true and lawful attorney-in-fact to:

(1) execute for and on behalf of the undersigned, in the undersigned?s capacity
as an officer and/or director of Pegasystems Inc. (the "Company"), Forms 3, 4
and 5 (including any amendments thereto) in accordance with Section 16(a) of the
Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules
thereunder; and

(2) do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete the execution of any such Forms 3, 4
and 5 and the timely filing of such forms with the United States Securities and
Exchange Commission (the "SEC") and any other authority; and

(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in his or
her discretion.

The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform all and every act and thing whatsoever requisite,
necessary and proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or his or her
substitute or substitutes, shall lawfully do or cause to be done by virtue of
this Power of Attorney and the rights and powers herein granted.  The
undersigned acknowledges that the foregoing attorneys-in-fact, in serving in
such capacity at the request of the undersigned, are not assuming, nor is the
Company assuming, any of the undersigned's liabilities or responsibilities to
comply with Section 16 of the Exchange Act.

This Power of Attorney replaces in their entirety any and all prior powers of
attorney executed by the undersigned with respect to the subject matters set
forth herein, including any powers of attorney previously filed with the SEC,
which prior powers of attorney are hereby revoked in their entirety.  This Power
of Attorney shall remain in full force and effect until the undersigned is no
longer required to file Forms 3, 4 and 5 with respect to the undersigned's
holdings of and transactions in securities issued by the Company, unless earlier
revoked by the undersigned in a signed writing delivered to the foregoing
attorneys-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed this 13th day of May, 2020.



Signed:/s/ Leon Trefler
LEON TREFLER
Senior Vice President, Global Customer Success