0001209191-20-016334.txt : 20200304
0001209191-20-016334.hdr.sgml : 20200304
20200304183225
ACCESSION NUMBER: 0001209191-20-016334
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200302
FILED AS OF DATE: 20200304
DATE AS OF CHANGE: 20200304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trefler Leon
CENTRAL INDEX KEY: 0001480560
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 20688840
MAIL ADDRESS:
STREET 1: 101 MAIN STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-03-02
0
0001013857
PEGASYSTEMS INC
PEGA
0001480560
Trefler Leon
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
SVP, Global Customer Success
Common Stock
2020-03-02
4
M
0
620
0.00
A
9350
D
Common Stock
2020-03-02
4
F
0
182
90.50
D
9168
D
Common Stock
2020-03-02
4
M
0
370
0.00
A
9538
D
Common Stock
2020-03-02
4
F
0
109
90.50
D
9429
D
Common Stock
2020-03-02
4
M
0
3000
11.05
A
12429
D
Common Stock
2020-03-02
4
F
0
1137
91.54
D
11292
D
Common Stock
2020-03-02
4
S
0
501
89.40
D
10791
D
Common Stock
2020-03-02
4
S
0
1362
90.44
D
9429
D
Restricted Stock Units
0.00
2020-03-02
4
M
0
620
0.00
D
2016-03-02
Common Stock
620
0
D
Restricted Stock Units
0.00
2020-03-02
4
M
0
370
0.00
D
2018-03-02
Common Stock
370
2955
D
Stock Options
11.05
2020-03-02
4
M
0
3000
0.00
D
2013-12-12
2022-12-12
Common Stock
3000
52065
D
Represents a 5% vesting on March 2, 2020. The original grant was 12,383 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
Represents a 5% vesting on March 2, 2020. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
Represents the exercise price of the stock options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of the Company withholding shares of equal value.
Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Represents the weighted average of the sale prices on March 2, 2020, ranging from $89.12 to $89.97. The individual has provided to the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Represents the weighted average of the sale prices on March 2, 2020, ranging from $90.13 to $90.76. The individual has provided to the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
Once vested, the shares of common stock are not subject to expiration.
Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years.
/s/ Janet Mesrobian, Esq., Attorney-in-Fact for Leon Trefler
2020-03-04