0001209191-19-027557.txt : 20190503 0001209191-19-027557.hdr.sgml : 20190503 20190503185113 ACCESSION NUMBER: 0001209191-19-027557 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190501 FILED AS OF DATE: 20190503 DATE AS OF CHANGE: 20190503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAFOND CHRISTOPHER CENTRAL INDEX KEY: 0001265668 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 19797694 MAIL ADDRESS: STREET 1: 56 TOP GALLANT RD CITY: STAMFORD STATE: CT ZIP: 06904 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-01 0 0001013857 PEGASYSTEMS INC PEGA 0001265668 LAFOND CHRISTOPHER 1 ROGERS STREET CAMBRIDGE MA 02142 1 0 0 0 Common Stock 2019-05-01 4 M 0 297 0.00 A 297 D Restricted Stock Units 0.00 2019-05-01 4 M 0 297 0.00 A 2019-05-01 Common Stock 297 297 D Restricted Stock Units 0.00 2019-05-01 4 M 0 297 0.00 D 2019-05-01 Common Stock 297 0 D Represents full vesting on May 1, 2019, following Mr. Lafond's appointment to the Board on April 22, 2019. The original grant was 297 Restricted Stock Units, vesting immediately. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Represents shares of restricted common stock received as consideration for Mr. Lafond's services as a Director. The exact cash value was pro-rated to reflect the number of days of expected service from April 22, 2019, the start of his service, to the next Annual Meeting of Stockholders on June 25, 2019. Once vested, the shares of common stock are not subject to expiration. /s/ Janet Mesrobian, Esq., Attorney-in-Fact for Christopher Lafond 2019-05-03