0001127602-21-010281.txt : 20210311 0001127602-21-010281.hdr.sgml : 20210311 20210311183818 ACCESSION NUMBER: 0001127602-21-010281 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210310 FILED AS OF DATE: 20210311 DATE AS OF CHANGE: 20210311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shankar Ram CENTRAL INDEX KEY: 0001681209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38481 FILM NUMBER: 21734724 MAIL ADDRESS: STREET 1: 1010 GRAND BLVD. CITY: KANSAS CITY STATE: MO ZIP: 64106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMB FINANCIAL CORP CENTRAL INDEX KEY: 0000101382 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 430903811 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1010 GRAND AVE CITY: KANSAS CITY STATE: MO ZIP: 64106 BUSINESS PHONE: 8168607000 MAIL ADDRESS: STREET 1: 1010 GRAND AVE CITY: KANSAS CITY STATE: MO ZIP: 64106 FORMER COMPANY: FORMER CONFORMED NAME: UNITED MISSOURI BANCSHARES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MISSOURI BANCSHARES INC DATE OF NAME CHANGE: 19710915 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-03-10 0000101382 UMB FINANCIAL CORP UMBF 0001681209 Shankar Ram 1010 GRAND BLVD. KANSAS CITY MO 64106 1 Chief Financial Officer Common Stock 2021-03-10 4 M 0 2446 75.25 A 11629.9974 D Common Stock 2021-03-10 4 S 0 16 93.58 D 11613.9974 D Common Stock 2021-03-10 4 S 0 460 93.59 D 11153.9974 D Common Stock 2021-03-10 4 S 0 160 93.60 D 10993.9974 D Common Stock 2021-03-10 4 S 0 140 93.61 D 10853.9974 D Common Stock 2021-03-10 4 S 0 300 93.62 D 10553.9974 D Common Stock 2021-03-10 4 S 0 435 93.70 D 10118.9974 D Common Stock 2021-03-10 4 S 0 300 93.71 D 9818.9974 D Common Stock 2021-03-10 4 S 0 175 93.72 D 9643.9974 D Common Stock 2021-03-10 4 S 0 400 93.73 D 9243.9974 D Common Stock 2021-03-10 4 S 0 60 93.74 D 9183.9974 D Common Stock 881.3085 I By 401K Common Stock 42.6632 I By ESOP Stock Option (Right to Buy) 75.25 2021-03-10 4 M 0 2446 0 D 2019-02-02 2027-02-02 Common Stock 2446 0 D Reflects shares acquired by the reporting person through the UMB Financial Corporation 401(k) Plan Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report. Options will vest 50% on 2/2/19, 75% on 2/2/20 and 100% on 2/2/21. /s/ Megan L. Mercer, attorney-in-fact for Mr. Shankar 2021-03-11