0001127602-16-053390.txt : 20160525 0001127602-16-053390.hdr.sgml : 20160525 20160525154918 ACCESSION NUMBER: 0001127602-16-053390 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160524 FILED AS OF DATE: 20160525 DATE AS OF CHANGE: 20160525 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMB FINANCIAL CORP CENTRAL INDEX KEY: 0000101382 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 430903811 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1010 GRAND AVE CITY: KANSAS CITY STATE: MO ZIP: 64106 BUSINESS PHONE: 8168607000 MAIL ADDRESS: STREET 1: 1010 GRAND AVE CITY: KANSAS CITY STATE: MO ZIP: 64106 FORMER COMPANY: FORMER CONFORMED NAME: UNITED MISSOURI BANCSHARES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MISSOURI BANCSHARES INC DATE OF NAME CHANGE: 19710915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hagedorn Michael D CENTRAL INDEX KEY: 0001321912 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-04887 FILM NUMBER: 161674593 MAIL ADDRESS: STREET 1: 1010 GRAND BLVD. CITY: KANSAS CITY STATE: MO ZIP: 64106 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-05-24 0000101382 UMB FINANCIAL CORP UMBF 0001321912 Hagedorn Michael D 1010 GRAND BLVD. KANSAS CITY MO 64106 1 President of Subsidiary Common Stock 2016-05-24 4 M 0 9607 37.73 A 64659.8198 D Common Stock 2016-05-24 4 M 0 4162 41.37 A 68821.8198 D Common Stock 2016-05-24 4 S 0 100 57.53 D 68721.8198 D Common Stock 2016-05-24 4 S 0 100 57.54 D 68621.8198 D Common Stock 2016-05-24 4 S 0 1000 57.55 D 67621.8198 D Common Stock 2016-05-24 4 S 0 6349 57.56 D 61272.8198 D Common Stock 2016-05-24 4 S 0 100 57.565 D 61172.8198 D Common Stock 2016-05-24 4 S 0 1325 57.57 D 59847.8198 D Common Stock 2016-05-24 4 S 0 800 57.575 D 59047.8198 D Common Stock 2016-05-24 4 S 0 1500 57.58 D 57547.8198 D Common Stock 2016-05-24 4 S 0 192 57.59 D 57355.8198 D Common Stock 2016-05-24 4 S 0 300 57.61 D 57055.8198 D Common Stock 2016-05-24 4 S 0 400 57.62 D 56655.8198 D Common Stock 2016-05-24 4 S 0 300 57.63 D 56355.8198 D Common Stock 2016-05-24 4 S 0 204 57.64 D 56151.8198 D Common Stock 2016-05-24 4 S 0 207 57.65 D 55944.8198 D Common Stock 2016-05-24 4 S 0 75 57.66 D 55869.8198 D Common Stock 2016-05-24 4 S 0 817 57.60 D 55052.8198 D Common Stock 239.9539 I By ESOP Stock Option (Right to Buy) 37.73 2016-05-24 4 M 0 9607 0 D 2011-01-01 2018-01-01 Common Stock 9607 0 D Stock Option (Right to Buy) 41.37 2016-05-24 4 M 0 4162 0 D 2012-01-01 2019-01-01 Common Stock 4162 4295 D Options will vest 50% on 1/1/2011; 75% on 1/1/2012; and 100% on 1/1/2013 Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014 John Pauls, Attorney-in-fact for Mr. Hagedorn 2016-05-25