0001140361-22-023291.txt : 20220616 0001140361-22-023291.hdr.sgml : 20220616 20220616183003 ACCESSION NUMBER: 0001140361-22-023291 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220614 FILED AS OF DATE: 20220616 DATE AS OF CHANGE: 20220616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWMAN HOWARD H CENTRAL INDEX KEY: 0001013026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38870 FILM NUMBER: 221021789 MAIL ADDRESS: STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC STREET 2: 60 EAST 42ND STREET, SUITE 3014 CITY: NEW YORK STATE: NY ZIP: 10165 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pine Brook Capital Partners II, L.P. CENTRAL INDEX KEY: 0001556984 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38870 FILM NUMBER: 221021787 BUSINESS ADDRESS: STREET 1: 60 EAST 42ND STREET, SUITE 3014 CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212-847-4333 MAIL ADDRESS: STREET 1: 60 EAST 42ND STREET, SUITE 3014 CITY: NEW YORK STATE: NY ZIP: 10165 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PBRA, LLC CENTRAL INDEX KEY: 0001615816 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38870 FILM NUMBER: 221021788 BUSINESS ADDRESS: STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC STREET 2: 60 EAST 42ND STREET, SUITE 3014 CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: (212) 847-4335 MAIL ADDRESS: STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC STREET 2: 60 EAST 42ND STREET, SUITE 3014 CITY: NEW YORK STATE: NY ZIP: 10165 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pine Brook Road Advisors, L.P. CENTRAL INDEX KEY: 0001630691 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38870 FILM NUMBER: 221021790 BUSINESS ADDRESS: STREET 1: 60 EAST 42ND STREET, SUITE 3014 STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 2128474333 MAIL ADDRESS: STREET 1: 60 EAST 42ND STREET, SUITE 3014 STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 FORMER NAME: FORMER CONFORMED NAME: Pine Brook Road Advisors, LP DATE OF NAME CHANGE: 20150113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pine Brook BXP II Intermediate, L.P. CENTRAL INDEX KEY: 0001774260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38870 FILM NUMBER: 221021791 BUSINESS ADDRESS: STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC STREET 2: 60 EAST 42ND STREET, SUITE 3014 CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212-847-4333 MAIL ADDRESS: STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC STREET 2: 60 EAST 42ND STREET, SUITE 3014 CITY: NEW YORK STATE: NY ZIP: 10165 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pine Brook PD Intermediate, L.P. CENTRAL INDEX KEY: 0001751124 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38870 FILM NUMBER: 221021786 BUSINESS ADDRESS: STREET 1: 60 EAST 42ND STREET, SUITE 3014 CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212-847-4333 MAIL ADDRESS: STREET 1: 60 EAST 42ND STREET, SUITE 3014 CITY: NEW YORK STATE: NY ZIP: 10165 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pine Brook BXP Intermediate, L.P. CENTRAL INDEX KEY: 0001774257 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38870 FILM NUMBER: 221021792 BUSINESS ADDRESS: STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC STREET 2: 60 EAST 42ND STREET, SUITE 3014 CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212-847-4333 MAIL ADDRESS: STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC STREET 2: 60 EAST 42ND STREET, SUITE 3014 CITY: NEW YORK STATE: NY ZIP: 10165 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pine Brook Road Associates II, L.P. CENTRAL INDEX KEY: 0001774259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38870 FILM NUMBER: 221021793 BUSINESS ADDRESS: STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC STREET 2: 60 EAST 42ND STREET, SUITE 3014 CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212-847-4333 MAIL ADDRESS: STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC STREET 2: 60 EAST 42ND STREET, SUITE 3014 CITY: NEW YORK STATE: NY ZIP: 10165 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Brigham Minerals, Inc. CENTRAL INDEX KEY: 0001745797 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 831106283 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5914 W. COURTYARD DRIVE STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78730 BUSINESS PHONE: (512) 220-6350 MAIL ADDRESS: STREET 1: 5914 W. COURTYARD DRIVE STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78730 4 1 form4.xml FORM 4 X0306 4 2022-06-14 0001745797 Brigham Minerals, Inc. MNRL 0001615816 PBRA, LLC C/O PINE BROOK ROAD PARTNERS, LLC 60 EAST 42ND STREET, SUITE 3014 NEW YORK NY 10165 true 0001556984 Pine Brook Capital Partners II, L.P. C/O PINE BROOK ROAD PARTNERS, LLC 60 EAST 42ND STREET, SUITE 3014 NEW YORK NY 10165 true 0001751124 Pine Brook PD Intermediate, L.P. C/O PINE BROOK ROAD PARTNERS, LLC 60 EAST 42ND STREET, SUITE 3014 NEW YORK NY 10165 true 0001774259 Pine Brook Road Associates II, L.P. C/O PINE BROOK ROAD PARTNERS, LLC 60 EAST 42ND STREET, SUITE 3014 NEW YORK NY 10165 true 0001774257 Pine Brook BXP Intermediate, L.P. C/O PINE BROOK ROAD PARTNERS, LLC 60 EAST 42ND STREET, SUITE 3014 NEW YORK NY 10165 true 0001774260 Pine Brook BXP II Intermediate, L.P. C/O PINE BROOK ROAD PARTNERS, LLC 60 EAST 42ND STREET, SUITE 3014 NEW YORK NY 10165 true 0001630691 Pine Brook Road Advisors, L.P. C/O PINE BROOK ROAD PARTNERS, LLC 60 EAST 42ND STREET, SUITE 3014 NEW YORK NY 10165 true 0001013026 NEWMAN HOWARD H C/O PINE BROOK ROAD PARTNERS, LLC 60 EAST 42ND STREET, SUITE 3014 NEW YORK NY 10165 true Class A Common Stock, par value $0.01 2022-06-14 4 S 0 36488 30.5785 D 0 I By Pine Brook BXP Intermediate, L.P. Class A Common Stock, par value $0.01 2022-06-14 4 S 0 61334 30.5785 D 0 I By Pine Brook BXP II Intermediate, L.P. Class A Common Stock, par value $0.01 2022-06-14 4 S 0 9868 30.5785 D 0 I By Pine Brook PD Intermediate, L.P. Class A Common Stock, par value $0.01 2022-06-14 4 S 0 6452 31.2037 D 0 I By Pine Brook BXP Intermediate, L.P. Class A Common Stock, par value $0.01 2022-06-14 4 S 0 10845 31.2037 D 0 I By Pine Brook BXP II Intermediate, L.P. Class A Common Stock, par value $0.01 2022-06-14 4 S 0 1744 31.2037 D 0 I By Pine Brook PD Intermediate, L.P. Class A Common Stock, par value $0.01 2022-06-15 4 S 0 18719 30.5717 D 0 I By Pine Brook BXP Intermediate, L.P. Class A Common Stock, par value $0.01 2022-06-15 4 S 0 31466 30.5717 D 0 I By Pine Brook BXP II Intermediate, L.P. Class A Common Stock, par value $0.01 2022-06-15 4 S 0 5062 30.5717 D 0 I By Pine Brook PD Intermediate, L.P. PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.99, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.63, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $30.03 to $30.90, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. PBRA, LLC, By: /s/ Richard Aube, President 2022-06-16 Pine Brook Capital Partners II, L.P., By: Pine Brook Road Associates II, L.P., its General Partner, By: PBRA, LLC, its General Partner, By: /s/ Richard Aube, President 2022-06-16 Pine Brook PD Intermediate, L.P., By: PBRA, LLC, its General Partner, By: /s/ Richard Aube, President 2022-06-16 Pine Brook Road Associates II, L.P., By: PBRA, LLC, its General Partner, By: /s/ Richard Aube, President 2022-06-16 Pine Brook BXP Intermediate, L.P., By: PBRA, LLC, its General Partner, By: /s/ Richard Aube, President 2022-06-16 Pine Brook BXP II Intermediate, L.P., By: PBRA, LLC, its General Partner, By: /s/ Richard Aube, President 2022-06-16 Pine Brook Road Advisors, L.P., By: PBRA, LLC, its General Partner, By: /s/ Richard Aube, President 2022-06-16 /s/ Howard Newman 2022-06-16