0001140361-22-023291.txt : 20220616
0001140361-22-023291.hdr.sgml : 20220616
20220616183003
ACCESSION NUMBER: 0001140361-22-023291
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220614
FILED AS OF DATE: 20220616
DATE AS OF CHANGE: 20220616
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEWMAN HOWARD H
CENTRAL INDEX KEY: 0001013026
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38870
FILM NUMBER: 221021789
MAIL ADDRESS:
STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC
STREET 2: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pine Brook Capital Partners II, L.P.
CENTRAL INDEX KEY: 0001556984
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38870
FILM NUMBER: 221021787
BUSINESS ADDRESS:
STREET 1: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-847-4333
MAIL ADDRESS:
STREET 1: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PBRA, LLC
CENTRAL INDEX KEY: 0001615816
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38870
FILM NUMBER: 221021788
BUSINESS ADDRESS:
STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC
STREET 2: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: (212) 847-4335
MAIL ADDRESS:
STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC
STREET 2: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pine Brook Road Advisors, L.P.
CENTRAL INDEX KEY: 0001630691
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38870
FILM NUMBER: 221021790
BUSINESS ADDRESS:
STREET 1: 60 EAST 42ND STREET, SUITE 3014
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 2128474333
MAIL ADDRESS:
STREET 1: 60 EAST 42ND STREET, SUITE 3014
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
FORMER NAME:
FORMER CONFORMED NAME: Pine Brook Road Advisors, LP
DATE OF NAME CHANGE: 20150113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pine Brook BXP II Intermediate, L.P.
CENTRAL INDEX KEY: 0001774260
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38870
FILM NUMBER: 221021791
BUSINESS ADDRESS:
STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC
STREET 2: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-847-4333
MAIL ADDRESS:
STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC
STREET 2: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pine Brook PD Intermediate, L.P.
CENTRAL INDEX KEY: 0001751124
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38870
FILM NUMBER: 221021786
BUSINESS ADDRESS:
STREET 1: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-847-4333
MAIL ADDRESS:
STREET 1: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pine Brook BXP Intermediate, L.P.
CENTRAL INDEX KEY: 0001774257
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38870
FILM NUMBER: 221021792
BUSINESS ADDRESS:
STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC
STREET 2: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-847-4333
MAIL ADDRESS:
STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC
STREET 2: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pine Brook Road Associates II, L.P.
CENTRAL INDEX KEY: 0001774259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38870
FILM NUMBER: 221021793
BUSINESS ADDRESS:
STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC
STREET 2: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-847-4333
MAIL ADDRESS:
STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC
STREET 2: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Brigham Minerals, Inc.
CENTRAL INDEX KEY: 0001745797
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 831106283
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5914 W. COURTYARD DRIVE
STREET 2: SUITE 200
CITY: AUSTIN
STATE: TX
ZIP: 78730
BUSINESS PHONE: (512) 220-6350
MAIL ADDRESS:
STREET 1: 5914 W. COURTYARD DRIVE
STREET 2: SUITE 200
CITY: AUSTIN
STATE: TX
ZIP: 78730
4
1
form4.xml
FORM 4
X0306
4
2022-06-14
0001745797
Brigham Minerals, Inc.
MNRL
0001615816
PBRA, LLC
C/O PINE BROOK ROAD PARTNERS, LLC
60 EAST 42ND STREET, SUITE 3014
NEW YORK
NY
10165
true
0001556984
Pine Brook Capital Partners II, L.P.
C/O PINE BROOK ROAD PARTNERS, LLC
60 EAST 42ND STREET, SUITE 3014
NEW YORK
NY
10165
true
0001751124
Pine Brook PD Intermediate, L.P.
C/O PINE BROOK ROAD PARTNERS, LLC
60 EAST 42ND STREET, SUITE 3014
NEW YORK
NY
10165
true
0001774259
Pine Brook Road Associates II, L.P.
C/O PINE BROOK ROAD PARTNERS, LLC
60 EAST 42ND STREET, SUITE 3014
NEW YORK
NY
10165
true
0001774257
Pine Brook BXP Intermediate, L.P.
C/O PINE BROOK ROAD PARTNERS, LLC
60 EAST 42ND STREET, SUITE 3014
NEW YORK
NY
10165
true
0001774260
Pine Brook BXP II Intermediate, L.P.
C/O PINE BROOK ROAD PARTNERS, LLC
60 EAST 42ND STREET, SUITE 3014
NEW YORK
NY
10165
true
0001630691
Pine Brook Road Advisors, L.P.
C/O PINE BROOK ROAD PARTNERS, LLC
60 EAST 42ND STREET, SUITE 3014
NEW YORK
NY
10165
true
0001013026
NEWMAN HOWARD H
C/O PINE BROOK ROAD PARTNERS, LLC
60 EAST 42ND STREET, SUITE 3014
NEW YORK
NY
10165
true
Class A Common Stock, par value $0.01
2022-06-14
4
S
0
36488
30.5785
D
0
I
By Pine Brook BXP Intermediate, L.P.
Class A Common Stock, par value $0.01
2022-06-14
4
S
0
61334
30.5785
D
0
I
By Pine Brook BXP II Intermediate, L.P.
Class A Common Stock, par value $0.01
2022-06-14
4
S
0
9868
30.5785
D
0
I
By Pine Brook PD Intermediate, L.P.
Class A Common Stock, par value $0.01
2022-06-14
4
S
0
6452
31.2037
D
0
I
By Pine Brook BXP Intermediate, L.P.
Class A Common Stock, par value $0.01
2022-06-14
4
S
0
10845
31.2037
D
0
I
By Pine Brook BXP II Intermediate, L.P.
Class A Common Stock, par value $0.01
2022-06-14
4
S
0
1744
31.2037
D
0
I
By Pine Brook PD Intermediate, L.P.
Class A Common Stock, par value $0.01
2022-06-15
4
S
0
18719
30.5717
D
0
I
By Pine Brook BXP Intermediate, L.P.
Class A Common Stock, par value $0.01
2022-06-15
4
S
0
31466
30.5717
D
0
I
By Pine Brook BXP II Intermediate, L.P.
Class A Common Stock, par value $0.01
2022-06-15
4
S
0
5062
30.5717
D
0
I
By Pine Brook PD Intermediate, L.P.
PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.
The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose.
The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.99, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.63, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $30.03 to $30.90, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
PBRA, LLC, By: /s/ Richard Aube, President
2022-06-16
Pine Brook Capital Partners II, L.P., By: Pine Brook Road Associates II, L.P., its General Partner, By: PBRA, LLC, its General Partner, By: /s/ Richard Aube, President
2022-06-16
Pine Brook PD Intermediate, L.P., By: PBRA, LLC, its General Partner, By: /s/ Richard Aube, President
2022-06-16
Pine Brook Road Associates II, L.P., By: PBRA, LLC, its General Partner, By: /s/ Richard Aube, President
2022-06-16
Pine Brook BXP Intermediate, L.P., By: PBRA, LLC, its General Partner, By: /s/ Richard Aube, President
2022-06-16
Pine Brook BXP II Intermediate, L.P., By: PBRA, LLC, its General Partner, By: /s/ Richard Aube, President
2022-06-16
Pine Brook Road Advisors, L.P., By: PBRA, LLC, its General Partner, By: /s/ Richard Aube, President
2022-06-16
/s/ Howard Newman
2022-06-16