0001181431-14-010831.txt : 20140304 0001181431-14-010831.hdr.sgml : 20140304 20140304211753 ACCESSION NUMBER: 0001181431-14-010831 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140228 FILED AS OF DATE: 20140304 DATE AS OF CHANGE: 20140304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUNKIN' BRANDS GROUP, INC. CENTRAL INDEX KEY: 0001357204 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 130 ROYALL STREET CITY: CANTON STATE: MA ZIP: 02021 BUSINESS PHONE: 7817374516 MAIL ADDRESS: STREET 1: 130 ROYALL STREET CITY: CANTON STATE: MA ZIP: 02021 FORMER COMPANY: FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC. DATE OF NAME CHANGE: 20100401 FORMER COMPANY: FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC DATE OF NAME CHANGE: 20100401 FORMER COMPANY: FORMER CONFORMED NAME: DUNKIN BRANDS GROUP HOLDINGS, INC DATE OF NAME CHANGE: 20090821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COSTELLO JOHN H CENTRAL INDEX KEY: 0001012681 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35258 FILM NUMBER: 14667222 4 1 rrd404448.xml J. COSTELLO FORM 4 X0306 4 2014-02-28 0 0001357204 DUNKIN' BRANDS GROUP, INC. DNKN 0001012681 COSTELLO JOHN H C/O DUNKIN' BRANDS GROUP, INC. 130 ROYALL STREET CANTON MA 02021 0 1 0 0 President, Glob.Mkt & Innovat. Common Stock 2014-02-28 4 A 0 27096 0 A 59549 D Common Stock 2014-03-03 4 M 0 783 3.02 A 60332 D Common Stock 2014-03-03 4 M 0 1217 37.26 A 61549 D Common Stock 2014-03-03 4 S 0 2000 51.12 D 59549 D Option to purchase Common Stock 51.67 2014-02-28 4 A 0 101318 0 A 2021-02-28 Common Stock 101318 101318 D Option to purchase Common Stock 3.02 2014-03-03 4 M 0 783 0 D 2020-02-23 Common Stock 783 13135 D Option to purchase Common Stock 37.26 2014-03-03 4 M 0 1217 0 D 2023-02-12 Common Stock 1217 74783 D On 2/28/2014, the reporting person was granted a restricted stock award of 27,096 shares of common stock. The award vests based on time criteria (full vesting on 7/31/2016 subject to continued employment by the reporting person on the vesting date). The sales reported on this Form 4 were effected pursuant to a Rule 10B5-1 trading plan adopted by the reporting person on 4/26/2013. On 2/28/2014, the reporting person was granted an option to purchase 101,318 shares of common stock. The option vests based upon time criteria(four equal annual installments that begin on 2/28/2015). On 02/23/2010, the reporting person was granted an option to purchase 65,674 shares of Common Stock. The option vests based upon time (five equal installments that began on 02/23/2011). On 2/12/2013, the reporting person was granted an option to purchase 76,000 shares of common stock. The option vests based upon time criteria (four equal annual installments that began on 2/12/2014). /s/ Richard Emmett, as attorney-in-fact for John H. Costello 2014-03-04