0001209191-16-149065.txt : 20161109 0001209191-16-149065.hdr.sgml : 20161109 20161109164230 ACCESSION NUMBER: 0001209191-16-149065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161107 FILED AS OF DATE: 20161109 DATE AS OF CHANGE: 20161109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032028900 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fergus Allison M CENTRAL INDEX KEY: 0001379256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 161984813 MAIL ADDRESS: STREET 1: C/O GENESEE & WYOMING INC STREET 2: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-07 0 0001012620 GENESEE & WYOMING INC GWR 0001379256 Fergus Allison M C/O GENESEE & WYOMING INC. 20 WEST AVENUE DARIEN CT 06820 0 1 0 0 General Counsel and Secretary Class A Common Stock, $.01 par value 2016-11-07 4 M 0 2138 61.07 A 60288 D Class A Common Stock, $.01 par value 2016-11-07 4 S 0 2050 66.59 D 58238 D Stock Option (Right to Buy) 61.07 2016-11-07 4 M 0 2138 0.00 A 2016-11-29 Class A Common Stock, $.01 par value 2138 0 D All shares are held in a joint account with spouse. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4. Represents the weighted average sales price for the price increments ranging from $66.37 to $66.87. This option award was granted under the Genesee & Wyoming Inc. Third Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal annual installments, beginning February 28, 2012. Allison M. Fergus 2016-11-09