0001181431-13-017201.txt : 20130315 0001181431-13-017201.hdr.sgml : 20130315 20130315164046 ACCESSION NUMBER: 0001181431-13-017201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130314 FILED AS OF DATE: 20130315 DATE AS OF CHANGE: 20130315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liucci Christopher F CENTRAL INDEX KEY: 0001357720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 13694628 MAIL ADDRESS: STREET 1: C/O GENESEE & WYOMING STREET 2: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd374212.xml MARCH 14, 2013 TRANSACTION X0306 4 2013-03-14 0 0001012620 GENESEE & WYOMING INC GWR 0001357720 Liucci Christopher F 66 FIELD POINT ROAD GREENWICH CT 06830 0 1 0 0 Chief Accounting Officer Class A Common Stock, $.01 par value 2013-03-14 4 M 0 4340 20.89 A 23031 D Class A Common Stock, $.01 par value 2013-03-14 4 M 0 660 28.92 A 23691 D Class A Common Stock, $.01 par value 2013-03-14 4 S 0 3552 93.09 D 20139 D Stock Option (Right to Buy) 20.89 2013-03-14 4 M 0 4340 0 D 2014-02-26 Class A Common Stock, $.01 par value 4340 0 D Stock Option (Right to Buy) 28.92 2013-03-14 4 M 0 660 0 D 2014-05-28 Class A Common Stock, $.01 par value 660 0 D The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4. Represents the weighted average sales price for the price increments ranging from $93.04 to $93.18. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in three annual installments beginning February 27, 2010. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in three annual installments beginning February 27, 2010. Allison M. Fergus, Attorney-in-Fact for Christopher F. Liucci 2013-03-15