-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TSU2ChHAkX0+LdMjXZUmnh/CmOyx+TH+xD3aXgL+61hPifbro5p4rxpqXGNiHEUO Zvfl3f+mOns9J98JNqzzJw== 0001181431-10-000207.txt : 20100104 0001181431-10-000207.hdr.sgml : 20100101 20100104133453 ACCESSION NUMBER: 0001181431-10-000207 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100104 DATE AS OF CHANGE: 20100104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RINGO PHILIP J CENTRAL INDEX KEY: 0000944019 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 10501194 MAIL ADDRESS: STREET 1: C/O INTERNET CAPITAL GROUP STREET 2: 690 LEE ROAD, SUITE 310 CITY: WAYNE STATE: PA ZIP: 19087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd261486.xml FORM 4 12/31/09 X0303 4 2009-12-31 0 0001012620 GENESEE & WYOMING INC GWR 0000944019 RINGO PHILIP J C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 1 0 0 0 Class A Common Stock, $.01 par value 2009-12-31 4 A 0 485 32.99 A 89700 D Class A Common Stock, $.01 par value 18730.5 I By spouse These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. These shares are owned by Mr. Ringo's wife. Mr. Ringo disclaims beneficial ownership of these shares. Allison M. Fergus, Attorney-in-Fact for Philip J. Ringo 2010-01-04 -----END PRIVACY-ENHANCED MESSAGE-----