SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
HASTINGS MARK W

(Last) (First) (Middle)
C/O GENESEE & WYOMING INC.
66 FIELD POINT ROAD

(Street)
GREENWICH CT 06830

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GENESEE & WYOMING INC [ GWR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Exec. VP-Corp. Development
3. Date of Earliest Transaction (Month/Day/Year)
11/19/2003
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock, $.01 par value 11/19/2003 M 1,000 A $3.7222 1,000 D
Class A Common Stock, $.01 par value 11/19/2003 S 1,000 D $24.75 0 D
Class A Common Stock, $.01 par value 11/19/2003 M 220 A $3.7222 220 D
Class A Common Stock, $.01 par value 11/19/2003 S 220 D $24.8 0 D
Class A Common Stock, $.01 par value 11/19/2003 M 1,000 A $3.7222 1,000 D
Class A Common Stock, $.01 par value 11/19/2003 S 1,000 D $24.81 0 D
Class A Common Stock, $.01 par value 11/19/2003 M 300 A $3.7222 300 D
Class A Common Stock, $.01 par value 11/19/2003 S 300 D $24.9 0 D
Class A Common Stock, $.01 par value 11/19/2003 M 900 A $3.7222 900 D
Class A Common Stock, $.01 par value 11/19/2003 S 900 D $25 0 D
Class A Common Stock, $.01 par value 11/19/2003 M 300 A $3.7222 300 D
Class A Common Stock, $.01 par value 11/19/2003 S 300 D $25.01 0 D
Class A Common Stock, $.01 par value 11/20/2003 M 500 A $3.7222 500 D
Class A Common Stock, $.01 par value 11/20/2003 S 500 D $24.75 0 D
Class A Common Stock, $.01 par value 26,826 D(1)
Class B Common Stock, $.01 par value 33,300(2) D(1)
Class A Common Stock, $.01 par value 900 I(3) By Children(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $3.7222 11/19/2003 M 3,720 04/09/2003 04/08/2004 Class A Common Stock, $.01 par value 16,877(4) $0 13,157(4) D
Stock Option (Right to Buy) $3.7222 11/20/2003 M 500 04/09/2003 04/08/2004 Class A Common Stock, $.01 par value 13,157(4) $0 12,657(4) D
Stock Option (Right to Buy) $6.6667 (5) 04/13/2005 Class A Common Stock, $.01 par value 16,875(5) 16,875(5) D
Stock Option (Right to Buy) $10.5833 (6) 04/05/2006 Class A Common Stock, $.01 par value 16,877(6) 16,877(6) D
Stock Option (Right to Buy) $21.35 (7) 05/22/2007 Class A Common Stock, $.01 par value 18,000(7) 18,000(7) D
Stock Option (Right to Buy) $22.41 (8) 07/30/2008 Class A Common Stock, $.01 par value 10,000(8) 10,000(8) D
Explanation of Responses:
1. These shares are held jointly by Mr. Hastings and his wife.
2. The Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
3. These shares are held by Mr. Hastings's minor children. Mr. Hastings disclaims beneficial ownership of these shares.
4. This option was previously reported by Mr. Hastings.
5. This option was previously reported by Mr. Hastings. Mr. Hastings can exercise the option as follows: 4,218 shares on 4/14/01, 4,219 shares on 4/14/02, 4,218 shares on 4/14/03, and 4,220 shares on 4/14/04.
6. This option was previously reported by Mr. Hastings. Mr. Hastings can exercise the option as follows: 4,220 shares on 4/6/02, 4,219 shares on 4/6/03, 4,218 shares on 4/6/04, and 4,220 shares on 4/6/05.
7. This option was previously reported by Mr. Hastings. Mr. Hastings can exercise the option as follows: 4,500 shares on 5/23/03, 4,500 shares on 5/23/04, 4,500 shares on 5/23/05, and 4,500 shares on 5/23/06.
8. This option was previously reported by Mr. Hastings. Mr. Hastings can exercise the option as follows: 2,500 shares on 7/31/04, 2,500 shares on 7/31/05, 2,500 shares on 7/31/06 and 2,500 shares on 7/31/07.
Remarks:
Mark W. Hastings 11/21/2003
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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