0001144204-16-120578.txt : 20160822 0001144204-16-120578.hdr.sgml : 20160822 20160822165318 ACCESSION NUMBER: 0001144204-16-120578 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160822 FILED AS OF DATE: 20160822 DATE AS OF CHANGE: 20160822 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLAMEL TECHNOLOGIES SA CENTRAL INDEX KEY: 0001012477 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PARC CLUB DU MOULIN A VENT STREET 2: 33 AVE DU DOCTEUR GEORGES LEVY CITY: VENISSIEUX CED STATE: I0 ZIP: 69693 BUSINESS PHONE: 2126641666 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDERSON MICHAEL S CENTRAL INDEX KEY: 0001144178 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28508 FILM NUMBER: 161845740 MAIL ADDRESS: STREET 1: 101 S. MAIN ST STREET 2: SUITE 300 CITY: VICTORIA STATE: TX ZIP: 77902 4 1 v447486_4.xml OWNERSHIP DOCUMENT X0306 4 2016-08-22 0 0001012477 FLAMEL TECHNOLOGIES SA FLML 0001144178 ANDERSON MICHAEL S 33, AVENUE DU DOCTEUR GEORGES LEVY VENISSIEUX I0 69200 FRANCE 1 1 0 0 Chief Executive Officer ADSs 2016-08-22 4 P 0 5000 14.2957 A 189250 D Stock Option (right to buy) 6.93 2022-03-08 ADSs 275000 275000 D Stock Option (right to buy) 4.07 2023-02-01 ADSs 80500 80500 D Stock Option (right to buy) 16.3 2024-12-11 ADSs 200000 200000 D Stock Option (right to buy) 14.35 2025-12-10 ADSs 200000 200000 D The issuer's "ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value 0.122 Euros per share, of the issuer; ADSs are represented by American Depositary Receipts. The securities acquired as reported in this statement represent the grant of ADSs under the issuer's "Free Share" award program; no purchase price was applicable to such grant. See footnote (2) for details as to the dates such ADSs will be issued to the reporting person. Includes (a) 50,000 restricted ADSs granted under the issuer's "Free Share" award program on 12/11/2014, all of which will be issued to the reporting person on the fourth anniversary of the grant date, provided that the reporting person continues to be employed by the issuer or an affiliate thereof on the second anniversary of the grant date; and (b) 50,000 restricted ADSs granted under the issuer's "Free Share" award program on 8/10/2016, all of which will be issued to the reporting person on the second anniversary of the grant date. Options became exercisable in four equal amounts over the first four anniversaries after the 03/08/2012 grant date. Options become exercisable as to 20,125 ADSs on each of the first four anniversaries after the 02/01/2013 grant date. Options become exercisable as to 50,000 ADSs on each of the first four anniversaries after the 12/11/2014 grant date. Options become exercisable as to 50,000 ADSs on each of the first four anniversaries after the 12/10/2015 grant date. /s/ Phillandas T. Thompson, as attorney-in-fact for Michael S. Anderson 2016-08-22