-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OU/BXQfXZmjfut5GqXJtlG/R0R2oK6WBORK6nxdM9hACWQ3VtRAOkF/+KyOEFKaC phY+i/f5bNCCAIvvZ4sqhQ== 0000930413-99-000101.txt : 19990217 0000930413-99-000101.hdr.sgml : 19990217 ACCESSION NUMBER: 0000930413-99-000101 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NOVOSTE CORP /FL/ CENTRAL INDEX KEY: 0001012131 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 592787476 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-48367 FILM NUMBER: 99543423 BUSINESS ADDRESS: STREET 1: 4350-C INTERNATIONAL BLVD CITY: NORCROSS STATE: GA ZIP: 30093 BUSINESS PHONE: 7707170904 MAIL ADDRESS: STREET 1: 4350 C INTERNATIONAL BLVD CITY: NORCROSS STATE: GA ZIP: 30093 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WELDON THOMAS D CENTRAL INDEX KEY: 0001032866 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 4257 TALL HICKORY TRAIL CITY: GAINSVILLE STATE: GA ZIP: 30506 BUSINESS PHONE: 7707170904 MAIL ADDRESS: STREET 1: 4257 TALL HICKORY TRAIL CITY: GAINSVILLE STATE: GA ZIP: 30506 SC 13G 1 SCHEDULE 13G [Letterhead of Epstein Becker & Green, P.C.] DIRECT LINE (212) 351-4816 February 16, 1999 VIA EDGAR - --------- Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 RE: NOVOSTE CORPORATION ------------------- Ladies and Gentlemen: On behalf of Thomas D. Weldon, we are transmitting herewith electronically on the Electronic Data Gathering, Analysis, and Retrieval System of the Securities and Exchange Commission one copy of Mr. Weldon's Schedule 13G. Very truly yours, /s/ SCOTT M. DUBOWSKY --------------------- Scott M. Dubowsky Enclosures cc: w/encl.: Ms. Cheryl R. Johnson (via certified mail) Novoste Corporation SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------------------- SCHEDULE 13G Information Statement pursuant to Rule 13d-1 and 13d-2 ------------------------------------- NOVOSTE CORPORATION ------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE ------------------------------ (Title of Class of Securities) 670100 10 0 ----------- (CUSIP Number) ------------------------------------- (Continued on following pages) (Page 1 of 6 Pages) - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON THOMAS D. WELDON ###-##-#### - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION: United States of America - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 699,331 shares, including (i) 388,375 shares which are SHARES issuable upon the exercise of immediately exercisable stock BENEFICIALLY options, (ii) 5,000 shares held by reporting person as OWNED BY custodian for his nephew, and (iii) 10,000 shares EACH held in trust for the benefit of his children. REPORTING ----------------------------------------------------------------- PERSON WITH 6. SHARED VOTING POWER 122,571 shares held by a not-for-profit corporation in which reporting person has shared voting power. ---------------------------------------------------------------- 7. SOLE DISPOSITIVE POWER 699,331 shares, including (i) 388,375 shares which are issuable upon the exercise of immediately exercisable stock options, (ii) 5,000 shares held by reporting person as custodian for his nephew, and (iii) 10,000 shares held in trust for the benefit of his children. ----------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 122,571 shares held by a not-for-profit corporation in which reporting person has shared dispositive power. - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 684,331 shares, including 388,375 shares which are issuable upon the exercise of immediately exercisable stock options. - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [X] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.2% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- Page 3 of 6 Pages ITEM 1(A). NAME OF ISSUER. Novoste Corporation ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES. 3890 Steve Reynolds Boulevard Norcross, Georgia 30093 ITEM 2(A). NAME OF PERSON FILING. The reporting person is Thomas D. Weldon. ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR IF NONE, RESIDENCE. The address of the residence of Thomas D. Weldon is: 4257 Tall Hickory Trail Gainesville, Georgia 30506 ITEM 2(C). CITIZENSHIP. Thomas D. Weldon is a citizen of the United States of America. ITEM 2(D). TITLE OF CLASS OF SECURITIES. Common Stock, par value $.01 per share ITEM 2(E). CUSIP NUMBER. 670100 10 0 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B) OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: Not applicable. This statement is filed pursuant to Rule 13d-1 (c) ITEM 4. OWNERSHIP. (a) Amount beneficially owned by reporting person as of December 31, 1998 (see notes): 684,331 shares (1) (b) Percent of Class: 6.2% Page 4 of 6 Pages (c) Number of shares as to which such person has (see notes): (i) Sole power to direct the vote: 699,331 shares (2), (3), (4) (ii) Shared power to vote or to direct the vote: 122,571 shares (5) (iii) Sole power to dispose or direct the disposition of: 699,331 shares (2), (3), (4) (iv) Shared power to dispose or direct the disposition of: 122,571 shares (5) Notes: (1) Does not include (i) 5,000 shares held by reporting person as custodian for his nephew, (ii) 10,000 shares held in trust for the benefit of his children, and (iii) 122,571 shares held by a not-for-profit corporation in which reporting person has shared voting and dispositive power; Mr. Weldon disclaims beneficial ownership of all of such shares. (2) Includes immediately exercisable stock options to purchase 388,375 shares of Common Stock pursuant to Issuer's Stock Option Plan, as amended. (3) Includes 5,000 shares held by reporting person as custodian for his nephew and 10,000 shares held in trust for the benefit of his children; Mr. Weldon disclaims beneficial ownership of such shares. (4) Excludes 122,571 shares held by a not-for-profit corporation in which reporting person has shared voting and dispositive power; reporting person disclaims beneficial ownership of all shares held by such corporation. (5) 122,571 shares held by a not-for-profit corporation in which reporting person has shared voting and dispositive power; reporting person disclaims beneficial ownership of all shares held by such corporation. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. Page 5 of 6 Pages ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. Not applicable. Page 6 of 6 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 15, 1999 ------------------------------ (Date) /s/ Thomas D. Weldon ------------------------------ (Signature) Thomas D. Weldon ------------------------------ (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----