0001179110-14-007392.txt : 20140501 0001179110-14-007392.hdr.sgml : 20140501 20140501090615 ACCESSION NUMBER: 0001179110-14-007392 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140429 FILED AS OF DATE: 20140501 DATE AS OF CHANGE: 20140501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUSH ENTERPRISES INC \TX\ CENTRAL INDEX KEY: 0001012019 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 741733016 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 IH 35 SOUTH CITY: NEW BRAUNFELS STATE: TX ZIP: 78130 BUSINESS PHONE: 8306265200 MAIL ADDRESS: STREET 1: 555 IH 35 SOUTH CITY: NEW BRAUNFELS STATE: TX ZIP: 78130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NAEGELIN MARTIN A CENTRAL INDEX KEY: 0001211556 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20797 FILM NUMBER: 14802199 MAIL ADDRESS: STREET 1: C/O RUSH ENTERPRISES INC STREET 2: 555 IH 35 SOUTH CITY: NEW BRAUNFELS STATE: TX ZIP: 78130 4 1 edgar.xml FORM 4 - X0306 4 2014-04-29 0 0001012019 RUSH ENTERPRISES INC \TX\ RUSH 0001211556 NAEGELIN MARTIN A 555 IH 35 SOUTH, SUITE 500 NEW BRAUNFELS TX 78130 0 1 0 0 Executive Vice President Class A Common Stock 2014-04-29 4 M 0 8137 12.767 A 33377 D Class A Common Stock 2014-04-29 4 M 0 20000 15.52 A 53377 D Class A Common Stock 2014-04-29 4 M 0 28445 7.67 A 81822 D Class A Common Stock 2014-04-29 4 S 0 56582 32.2943 D 25240 D Class A Common Stock 2014-04-30 4 M 0 1555 7.67 A 26795 D Class A Common Stock 2014-04-30 4 M 0 20001 12.50 A 46796 D Class A Common Stock 2014-04-30 4 M 0 10002 18.74 A 56798 D Class A Common Stock 2014-04-30 4 S 0 31558 32.0682 D 25240 D Option (right to buy) 12.767 2014-04-29 4 M 0 8137 0 D 2017-03-15 Class A Common Stock 8137 0 D Option (right to buy) 15.52 2014-04-29 4 M 0 20000 0 D 2018-03-15 Class A Common Stock 20000 0 D Option (right to buy) 7.67 2014-04-29 4 M 0 28445 0 D 2019-03-13 Class A Common Stock 28445 1555 D Option (right to buy) 7.67 2014-04-30 4 M 0 1555 0 D 2019-03-13 Class A Common Stock 1555 0 D Option (right to buy) 12.50 2014-04-30 4 M 0 20001 0 D 2020-03-15 Class A Common Stock 20001 9999 D Option (right to buy) 18.74 2014-04-30 4 M 0 10002 0 D 2021-03-15 Class A Common Stock 10002 19998 D Includes unvested restricted stock units. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.64, inclusive. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.74 to $32.255, inclusive. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. Grant date is ten years prior to the expiration date. Steven L. Keller, Attorney-in-Fact for Martin A. Naegelin 2014-04-30