SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
BATHGATE STEVEN MARK

(Last) (First) (Middle)
5900 GREENWOOD PLAZA BLVD.
SUITE 390

(Street)
GREENWOOD VILLAGE CO 80111

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/06/2006
3. Issuer Name and Ticker or Trading Symbol
SMART MOVE, INC. [ MVE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock(1) 592,390 D
Common Stock 40,000 I Owned by Bathgate Capital Partners filer is a principal of this entity
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants 09/30/2005 09/30/2010 common stock 65,768 $5 D
Warrants 09/30/2004 09/30/2009 common stock 69,150 $0.625 D
Warrants 03/01/2005 03/01/2010 common stock 800 $1.2 D
Warrants 09/30/2005 09/30/2010 common stock 12,888 $5 D
Warrants 01/16/2006 01/16/2011 common stock 5,308 $3.75 D
Warrants 01/16/2006 01/16/2011 common stock 1,328 $5 D
Warrants 09/30/2004 09/30/2009 common stock 11,032 $0.625 I Owned by Bathgate Capital Partners filer is a principal of this entity
Explanation of Responses:
1. IRA holdings 280,000 and 164,00 owned by spouse
/s/ Steven M Bathgate 12/06/2006
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.