FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/09/2010 |
3. Issuer Name and Ticker or Trading Symbol
MEDIVATION, INC. [ MDVN ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $0.01 par value | 3,510,116(1)(2) | I | Through each of the funds listed under footnotes 1 & 2 |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. QVT Fund LP directly beneficially owns 1,252,017 shares of Common Stock, Quintessence Fund L.P. directly beneficially owns 393,333 shares of Common Stock, QVT Overseas II L.P. directly beneficially owns 491,526 shares of Common Stock, QVT Associates II LP directly beneficially owns 632,589 shares of Common Stock and QVT International II L.P. directly beneficially owns 740,651 shares of Common Stock (Continued in footnote 2). |
2. QVT Associates GP LLC, as the General Partner of QVT Fund LP, Quintessence Fund L.P., QVT Overseas II L.P., QVT Associates II LP and QVT International II L.P., may be deemed to beneficially own the aggregate number of shares of Common Stock owned by QVT Fund LP, Quintessence Fund L.P., QVT Overseas II L.P., QVT Associates II LP and QVT International II L.P., and accordingly, QVT Associates GP LLC may be deemed to be the indirect beneficial owner of an aggregate amount of 3,510,116 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. |
/s/ Tracy Fu, Managing Member | 09/14/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |