-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KLNppaZuilGqfKIMV0Psqd7ucUJT+uJAWuTtbkwC+uSQwFcaetz3EB+Vui0Jl7bk EnNY9ErrfGduQ15yLIgb+A== 0001011814-10-000005.txt : 20101112 0001011814-10-000005.hdr.sgml : 20101111 20101112150826 ACCESSION NUMBER: 0001011814-10-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KINETICS ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001011814 IRS NUMBER: 133878346 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05163 FILM NUMBER: 101185897 BUSINESS ADDRESS: STREET 1: 470 PARK AVENUE STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 646-495-7347 MAIL ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 kineticsthirteenfseptten.txt KINETICSTHIRTEENFSEPTTEN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Quarter ended:September 30, 2010 Amendment. Institutional Investment Manager Filing this Report: Name: Kinetics Asset Management, Inc. Address: 470 Park Avenue South 4th Floor South New York, N.Y. 10016 13F File Number: 028-05163 The institutional investment manager filing this report; and person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Andrew M. Fishman Title: Director of Compliance Phone: 646-495-7347 Signature, Place, and Date of Signing: Andrew M. Fishman New York, New York November 15, 2010 Report Type: 13F HOLDINGS REPORT List of Other Managers Reporting for this Manager: none I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Summary: Number of Other Included Managers: none Form 13F Information Table Entry Total: 223 Form Information Table Value Total: $3,103,391,090.00 Name of Issuer Class Cusip Value(000) Shares SHR/PRN put/calDiscretioOther Mgrs Sole SharedNone LAS VEGAS SANDS CORP Common 517834107133,593.223,833,378 SHR Sole no 3,833,378 BROOKFIELD ASSET MANAGEMENT Common 112585104123,090.714,338,763 SHR Sole no 4,338,763 INTERCONTINENTALEXCHANGE INC Common 45865V100114,454.771,092,960 SHR Sole no 1,092,960 CME GROUP INC Common 12572Q105102,573.54 393,832 SHR Sole no 393,832 LEUCADIA NATIONAL CORP Common 527288104100,247.604,244,183 SHR Sole no 4,244,183 SUNCOR ENERGY INC Common 86722410796,031.29 2,950,270 SHR Sole no 2,950,270 BERKSHIRE HATHAWAY INC DEL Common 08467010892,877.00 746 SHR Sole no 746 ANGLO AMERICAN PLC Common 03485P20192,212.28 4,640,779 SHR Sole no 4,640,779 CANADIAN NATURAL RESOURCES Common 13638510189,337.06 2,581,996 SHR Sole no 2,581,996 NYSE EURONEXT Common 62949110187,245.84 3,053,757 SHR Sole no 3,053,757 ICAHN ENTERPRISES LP Common 45110010182,649.35 2,252,026 SHR Sole no 2,252,026 WYNN RESORTS LTD Common 98313410777,411.86 892,150 SHR Sole no 892,150 CANADIAN OIL SANDS TRUST Common 13642L10073,609.22 2,974,110 SHR Sole no 2,974,110 GENERAL GROWTH PPTYS INC Common 37002110767,899.98 5,484,695 SHR Sole no 5,484,695 MASTERCARD INC Common 57636Q10464,488.70 287,896 SHR Sole no 287,896 BERKSHIRE HATHAWAY Common 08467070258,600.86 708,767 SHR Sole no 708,767 UNION PACIFIC CORP Common 90781810857,121.76 698,310 SHR Sole no 698,310 RIO TINTO GROUP (GBP) Common 76720410056,919.65 969,175 SHR Sole no 969,175 CSX CORP Common 12640810354,669.16 988,235 SHR Sole no 988,235 CALPINE CORP Common 13134730451,256.35 4,116,976 SHR Sole no 4,116,976 NORFOLK SOUTHERN CORP Common 65584410850,545.83 849,367 SHR Sole no 849,367 SEARS HOLDINGS CORP Common 81235010649,249.04 682,687 SHR Sole no 682,687 NASDAQ OMX GROUP INC Common 63110310849,035.24 2,523,687 SHR Sole no 2,523,687 BROADRIDGE FINANCIAL SOLUTNS Common 11133T10347,837.18 2,091,700 SHR Sole no 2,091,700 SIGMA-ALDRICH CORP Common 82655210147,603.83 788,404 SHR Sole no 788,404 BANK OF NEW YORK MELLON CORP Common 06405810044,566.83 1,705,581 SHR Sole no 1,705,581 VISA INC Common 92826C83939,302.40 529,254 SHR Sole no 529,254 MGM RESORTS INTERNATIONAL Common 55295310138,701.76 3,431,007 SHR Sole no 3,431,007 ENCANA CORP Common 29250510433,332.75 1,102,638 SHR Sole no 1,102,638 FOREST CITY ENTRPRS -CL A Common 34555010732,897.56 2,564,112 SHR Sole no 2,564,112 CENOVUS ENERGY INC Common 15135U10932,152.89 1,117,584 SHR Sole no 1,117,584 TEXAS PACIFIC LAND TRUST Common 88261010830,708.37 767,134 SHR Sole no 767,134 FREEPORT-MCMORAN COP&GOLD Common 35671D85728,684.21 335,920 SHR Sole no 335,920 DREAMWORKS ANIMATION INC Common 26153C10328,186.81 883,322 SHR Sole no 883,322 STATE STREET CORP Common 85747710328,181.69 748,319 SHR Sole no 748,319 MSCI INC Common 55354G10027,011.59 813,357 SHR Sole no 813,357 MARKEL CORP Common 57053510425,115.44 72,885 SHR Sole no 72,885 POTASH CORP SASK INC Common 73755L10724,660.80 171,208 SHR Sole no 171,208 BHP BILLITON GROUP (AUS) Common 08860610824,421.79 319,992 SHR Sole no 319,992 TATA MOTORS LTD Common 87656850224,324.42 953,525 SHR Sole no 953,525 EW SCRIPPS -CL A Common 81105440224,078.07 3,055,593 SHR Sole no 3,055,593 JARDEN CORP Common 47110910824,063.65 773,005 SHR Sole no 773,005 BAXTER INTERNATIONAL INC Common 07181310923,042.64 482,973 SHR Sole no 482,973 SOTHEBY'S Common 83589810722,440.98 609,478 SHR Sole no 609,478 PENN WEST ENERGY TRUST Common 70788510921,899.52 1,091,157 SHR Sole no 1,091,157 VERISK ANALYTICS INC Common 92345Y10621,753.80 776,644 SHR Sole no 776,644 CHINA LIFE INSURANCE (CHN) Common 16939P10621,689.68 364,655 SHR Sole no 364,655 WARNER MUSIC GROUP CORP Common 93455010421,180.85 4,706,855 SHR Sole no 4,706,855 COHEN & STEERS INC Common 19247A10020,263.55 933,804 SHR Sole no 933,804 BECTON DICKINSON & CO Common 07588710919,736.54 266,350 SHR Sole no 266,350 NORTHERN TRUST CORP Common 66585910419,421.42 402,600 SHR Sole no 402,600 MARKET VECTORS GOLD MNRS ETF Common 57060U10018,071.32 323,106 SHR Sole no 323,106 NEXEN INC Common 65334H10217,711.62 881,175 SHR Sole no 881,175 MBIA INC Common 55262C10015,582.42 1,550,490 SHR Sole no 1,550,490 IMPERIAL OIL LTD Common 45303840814,969.76 395,816 SHR Sole no 395,816 RRI ENERGY INC Common 74971X10714,825.24 4,176,123 SHR Sole no 4,176,123 CACI INTL INC -CL A Common 12719030414,342.85 316,899 SHR Sole no 316,899 EATON VANCE CORP Common 27826510314,022.81 482,879 SHR Sole no 482,879 TIME WARNER INC Common 88731730313,425.90 438,039 SHR Sole no 438,039 ECOPETROL SA Common 27915810913,275.67 317,980 SHR Sole no 317,980 CHINA UNICOM (HONG KONG) LTD Common 16945R10412,645.32 868,497 SHR Sole no 868,497 CRESUD SACIFYA Common 22640610611,198.92 698,187 SHR Sole no 698,187 HDFC BANK LTD Common 40415F10110,512.78 57,020 SHR Sole no 57,020 SCRIPPS NETWORKS INTERACTIVE Common 81106510110,440.34 219,427 SHR Sole no 219,427 MINDRAY MEDICAL INTL -ADR Common 60267510010,260.79 347,000 SHR Sole no 347,000 NOVO NORDISK A/S Common 67010020510,185.49 103,469 SHR Sole no 103,469 BAIDU INC -ADR Common 056752108 9,954.14 97,000 SHR Sole no 97,000 JEFFERIES GROUP INC Common 472319102 9,573.25 421,915 SHR Sole no 421,915 QUANTA SERVICES INC Common 74762E102 8,788.00 460,587 SHR Sole no 460,587 STATE BK INDIA Common 856552203 7,633.29 56,610 SHR Sole no 56,610 ROVI CORP Common 779376102 7,190.99 142,650 SHR Sole no 142,650 ST JOE CO Common 790148100 7,078.13 284,605 SHR Sole no 284,605 VORNADO REALTY TRUST Common 929042109 6,899.88 80,672 SHR Sole no 80,672 BLACKSTONE GROUP LP Common 09253U108 6,830.63 538,269 SHR Sole no 538,269 CHINA EASTERN AIRLINES CORP Common 16937R104 6,658.07 217,940 SHR Sole no 217,940 GUANGSHEN RAILWAY CO LTD Common 40065W107 6,631.38 357,102 SHR Sole no 357,102 HONG KONG EXCHANGES & CLEARI Common Y3506N139 6,548.44 333,254 SHR Sole no 333,254 LABRANCHE & CO INC Common 505447102 6,324.89 1,621,767 SHR Sole no 1,621,767 CAMECO CORP Common 13321L108 6,098.88 219,938 SHR Sole no 219,938 CHINA SOUTHERN AIRLINES Common 169409109 5,825.42 200,738 SHR Sole no 200,738 FOREST LABORATORIES -CL A Common 345838106 5,408.17 174,852 SHR Sole no 174,852 SINGAPORE EXCHANGE LTD Common Y79946102 5,337.71 784,957 SHR Sole no 784,957 NRG ENERGY INC Common 629377508 5,071.92 243,608 SHR Sole no 243,608 SANOFI-AVENTIS Common 80105N105 4,538.99 136,511 SHR Sole no 136,511 PZENA INVESTMENT MANAGEMENT Common 74731Q103 4,340.86 631,857 SHR Sole no 631,857 MANTECH INTL CORP Common 564563104 3,931.29 99,275 SHR Sole no 99,275 ALEXANDER'S INC Common 014752109 3,897.67 12,343 SHR Sole no 12,343 FEDERAL HOME LOAN MORTG CORP Common 313400301 3,818.76 12,901,219 SHR Sole no 12,901,219 RITCHIE BROS AUCTIONEERS INC Common 767744105 3,677.89 177,077 SHR Sole no 177,077 COVANTA HOLDING CORP Common 22282E102 3,635.71 230,839 SHR Sole no 230,839 MELCO CROWN ENTMT LTD -ADR Common 585464100 3,427.44 676,024 SHR Sole no 676,024 BROOKFIELD INFRS PTRS LP Common G16252101 3,415.64 176,064 SHR Sole no 176,064 DEUTSCHE BOERSE Common 251542106 3,334.37 501,409 SHR Sole no 501,409 CORELOGIC INC Common 21871D103 3,280.96 171,240 SHR Sole no 171,240 FANNIE MAE Common 313586109 3,211.57 11,738,200 SHR Sole no 11,738,200 LIBERTY GLOBAL INC Common 530555309 3,077.61 100,707 SHR Sole no 100,707 ARCHER-DANIELS-MIDLAND CO Common 039483102 2,946.85 92,320 SHR Sole no 92,320 BUNGE LTD Common G16962105 2,844.77 48,086 SHR Sole no 48,086 LIBERTY MEDIA INTERACTIVE Common 53071M104 2,604.90 190,000 SHR Sole no 190,000 INTL GAME TECHNOLOGY Common 459902102 2,555.92 176,880 SHR Sole no 176,880 ICICI BANK LTD Common 45104G104 2,526.20 50,676 SHR Sole no 50,676 COGNIZANT TECH SOLUTIONS Common 192446102 2,514.33 39,000 SHR Sole no 39,000 COMDISCO DIST RTS Common 200334118 2,405.09 20,042,456 SHR Sole no 20,042,456 KKR & CO LP Common 48248M102 2,372.03 224,837 SHR Sole no 224,837 NETAPP INC Common 64110D104 2,240.55 45,000 SHR Sole no 45,000 EMC CORP/MA Common 268648102 2,234.10 110,000 SHR Sole no 110,000 PETROBRAS-PETROLEO BRASILIER Common 71654V408 2,232.53 61,553 SHR Sole no 61,553 BIOGEN IDEC INC Common 09062X103 2,090.47 37,250 SHR Sole no 37,250 GENZYME CORP Common 372917104 2,020.21 28,538 SHR Sole no 28,538 NOVARTIS AG Common 66987V109 2,018.45 35,000 SHR Sole no 35,000 INFOSYS TECHNOLOGIES LTD Common 456788108 1,999.47 30,000 SHR Sole no 30,000 GREENLIGHT CAPITAL RE LTD Common G4095J109 1,964.57 78,520 SHR Sole no 78,520 JOHNSON & JOHNSON Common 478160104 1,858.80 30,000 SHR Sole no 30,000 CBOE HOLDINGS INC Common 12503M108 1,852.34 91,700 SHR Sole no 91,700 U S GLOBAL INVESTORS INC Common 902952100 1,845.43 291,999 SHR Sole no 291,999 MONSANTO CO Common 61166W101 1,831.07 38,203 SHR Sole no 38,203 LEGG MASON INC Common 524901105 1,824.66 60,200 SHR Sole no 60,200 COMDISCO HOLDING CO INC Common 200334100 1,817.64 201,960 SHR Sole no 201,960 IAC/INTERACTIVECORP Common 44919P508 1,814.60 69,075 SHR Sole no 69,075 GOOGLE INC Common 38259P508 1,682.53 3,200 SHR Sole no 3,200 LIFE TECHNOLOGIES CORP Common 53217V109 1,680.84 36,000 SHR Sole no 36,000 GLAXOSMITHKLINE PLC Common 37733W105 1,572.03 39,778 SHR Sole no 39,778 WISDOMTREE INVTS INC Common 97717P104 1,552.30 633,590 SHR Sole no 633,590 SANDRIDGE ENERGY INC Common 80007P307 1,533.20 269,930 SHR Sole no 269,930 SINA CORP Common G81477104 1,517.40 30,000 SHR Sole no 30,000 ABBOTT LABORATORIES Common 002824100 1,462.72 28,000 SHR Sole no 28,000 APPLE INC Common 037833100 1,418.75 5,000 SHR Sole no 5,000 LILLY (ELI) & CO Common 532457108 1,315.08 36,000 SHR Sole no 36,000 CEPHALON INC Common 156708109 1,311.24 21,000 SHR Sole no 21,000 BRISTOL-MYERS SQUIBB CO Common 110122108 1,301.28 48,000 SHR Sole no 48,000 PENN VIRGINIA GP HOLDINGS LP Common 70788P105 1,299.29 56,837 SHR Sole no 56,837 WASHINGTON POST -CL B Common 939640108 1,250.15 3,130 SHR Sole no 3,130 DENDREON CORP Common 24823Q107 1,194.22 29,000 SHR Sole no 29,000 DST SYSTEMS INC Common 233326107 1,178.22 26,276 SHR Sole no 26,276 BLACKROCK FLTG RATE INCM STR Common 09255X100 1,149.49 74,065 SHR Sole no 74,065 AMBAC FINANCIAL GROUP INC Common 023139108 1,148.76 2,069,834 SHR Sole no 2,069,834 BLACKROCK FLTING RATE INC TR Common 091941104 1,125.88 74,071 SHR Sole no 74,071 EBAY INC Common 278642103 1,098.00 45,000 SHR Sole no 45,000 BLACKROCK FLT RTE INC STR II Common 09255Y108 1,069.06 74,086 SHR Sole no 74,086 SOHU.COM INC Common 83408W103 1,037.16 18,000 SHR Sole no 18,000 ZHEJIANG EXPRESSWY CO LTD Common 98951A100 965.97 104,769 SHR Sole no 104,769 PFIZER INC Common 717081103 961.52 56,000 SHR Sole no 56,000 WESCO FINANCIAL CORP Common 950817106 927.61 2,590 SHR Sole no 2,590 CUBIST PHARMACEUTICALS INC Common 229678107 888.82 38,000 SHR Sole no 38,000 ASTRAZENECA PLC Common 046353108 861.90 17,000 SHR Sole no 17,000 PICO HOLDINGS INC Common 693366205 861.49 28,851 SHR Sole no 28,851 YAHOO INC Common 984332106 850.20 60,000 SHR Sole no 60,000 LIBERTY MEDIA CAPITAL GROUP Common 53071M302 837.39 16,085 SHR Sole no 16,085 IRON MOUNTAIN INC Common 462846106 829.86 37,147 SHR Sole no 37,147 NATIONAL ENERGY GROUP Common 635812209 824.04 210,215 SHR Sole no 210,215 WENDY'S/ARBY'S GROUP INC Common 950587105 804.06 177,496 SHR Sole no 177,496 EAST WEST BANCORP INC Common 27579R104 780.19 47,923 SHR Sole no 47,923 CHECK POINT SOFTWARE TECHN Common M22465104 775.53 21,000 SHR Sole no 21,000 MCAFEE INC Common 579064106 708.90 15,000 SHR Sole no 15,000 BLACKROCK INC Common 09247X101 697.17 4,095 SHR Sole no 4,095 NARA BANCORP INC Common 63080P105 682.36 96,789 SHR Sole no 96,789 QUALCOMM INC Common 747525103 676.99 15,000 SHR Sole no 15,000 HUMAN GENOME SCIENCES INC Common 444903108 625.59 21,000 SHR Sole no 21,000 MIRANT CORP Common 60467R100 625.10 62,761 SHR Sole no 62,761 AFFYMETRIX INC Common 00826T108 611.04 134,000 SHR Sole no 134,000 CATHAY GENERAL BANCORP Common 149150104 603.05 50,719 SHR Sole no 50,719 DISCOVERY COMMUNICATIONS INC Common 25470F104 598.81 13,750 SHR Sole no 13,750 SIMCERE PHARMACTCL GRP -ADR Common 82859P104 574.78 58,000 SHR Sole no 58,000 SAVIENT PHARMACEUTICALS INC Common 80517Q100 571.75 25,000 SHR Sole no 25,000 WILSHIRE BANCORP INC Common 97186T108 571.54 87,391 SHR Sole no 87,391 DYNEGY INC Common 26817G300 532.38 109,318 SHR Sole no 109,318 AMERICAN RAILCAR INDS INC Common 02916P103 504.17 32,154 SHR Sole no 32,154 JDS UNIPHASE CORP Common 46612J507 498.82 40,260 SHR Sole no 40,260 CENTER FINANCIAL CORP/CA Common 15146E102 481.38 94,574 SHR Sole no 94,574 AUTONATION INC Common 05329W102 480.46 20,665 SHR Sole no 20,665 ACXIOM CORP Common 005125109 478.18 30,150 SHR Sole no 30,150 PRICE (T. ROWE) GROUP Common 74144T108 474.07 9,469 SHR Sole no 9,469 ALKERMES INC Common 01642T108 454.15 31,000 SHR Sole no 31,000 SYMANTEC CORP Common 871503108 453.90 30,000 SHR Sole no 30,000 WESTERN UNION CO Common 959802109 441.75 25,000 SHR Sole no 25,000 LIBERTY MEDIA STARZ GROUP Common 53071M708 436.65 6,725 SHR Sole no 6,725 CADIZ INC Common 127537207 410.40 40,000 SHR Sole no 40,000 TETRA TECH INC Common 88162G103 402.50 19,194 SHR Sole no 19,194 DISNEY (WALT) CO Common 254687106 384.59 11,619 SHR Sole no 11,619 MICROSOFT CORP Common 594918104 367.35 15,000 SHR Sole no 15,000 BUCKEYE GP HOLDINGS LP Common 118167105 362.96 8,400 SHR Sole no 8,400 FRANKLIN RESOURCES INC Common 354613101 356.62 3,336 SHR Sole no 3,336 VITERRA Common 92849T108 351.56 40,270 SHR Sole no 40,270 LIVE NATION ENTERTAINMENT Common 538034109 348.11 35,234 SHR Sole no 35,234 NEW ORIENTAL ED & TECH -ADR Common 647581107 346.41 3,550 SHR Sole no 3,550 PNC FINANCIAL SVCS GROUP INC Common 693475105 342.61 6,600 SHR Sole no 6,600 AMERON INTERNATIONAL CORP Common 030710107 342.42 5,246 SHR Sole no 5,246 AUTOZONE INC Common 053332102 341.08 1,490 SHR Sole no 1,490 ALLIANCEBERNSTEIN HOLDING LP Common 01881G106 338.63 12,822 SHR Sole no 12,822 ALBANY MOLECULAR RESH INC Common 012423109 338.14 53,000 SHR Sole no 53,000 PROGENICS PHARMACEUTICAL INC Common 743187106 329.26 65,200 SHR Sole no 65,200 FORTRESS INVESTMENT GRP LLC Common 34958B106 323.45 90,098 SHR Sole no 90,098 BOK FINANCIAL CORP Common 05561Q201 318.17 7,050 SHR Sole no 7,050 FISERV INC Common 337738108 302.25 5,616 SHR Sole no 5,616 FTI CONSULTING INC Common 302941109 294.87 8,500 SHR Sole no 8,500 CTRIP.COM INTL LTD -ADR Common 22943F100 286.50 6,000 SHR Sole no 6,000 CONSOLIDATED WATER CO INC Common G23773107 264.26 27,875 SHR Sole no 27,875 ATLAS ENERGY INC Common 049298102 255.61 8,925 SHR Sole no 8,925 MYREXIS INC Common 62856H107 243.18 63,000 SHR Sole no 63,000 SAPIENT CORP Common 803062108 239.40 20,000 SHR Sole no 20,000 NETEASE.COM INC -ADR Common 64110W102 236.64 6,000 SHR Sole no 6,000 PAIN THERAPEUTICS INC Common 69562K100 234.84 38,000 SHR Sole no 38,000 L-1 IDENTITY SOLUTIONS INC Common 50212A106 234.60 20,000 SHR Sole no 20,000 ISIS PHARMACEUTICALS INC Common 464330109 226.80 27,000 SHR Sole no 27,000 CHINA PETROLEUM & CHEM CORP Common 16941R108 196.42 2,225 SHR Sole no 2,225 CNOOC LTD Common 126132109 191.39 985 SHR Sole no 985 ECHOSTAR CORP Common 278768106 190.80 10,000 SHR Sole no 10,000 VICAL INC Common 925602104 183.98 82,500 SHR Sole no 82,500 ENERGY RECOVERY INC Common 29270J100 183.48 51,108 SHR Sole no 51,108 BAM INVESTMENTS Common 05936R108 181.65 14,331 SHR Sole no 14,331 HUTCHISON TELECOMMUNICATIONS Common 44841V102 180.00 45,000 SHR Sole no 45,000 PETROCHINA CO LTD Common 71646E100 179.17 1,539 SHR Sole no 1,539 PRICELINE.COM INC Common 741503403 174.17 500 SHR Sole no 500 MAXYGEN INC Common 577776107 173.70 30,000 SHR Sole no 30,000 INTERNET CAPITAL GROUP INC Common 46059C205 165.45 15,000 SHR Sole no 15,000 HANMI FINANCIAL CORP Common 410495105 150.67 117,710 SHR Sole no 117,710 VIROPHARMA INC Common 928241108 149.10 10,000 SHR Sole no 10,000 FIRST BANK OF DELAWARE Common 319307104 133.64 80,025 SHR Sole no 80,025 AETERNA ZENTARIS INC Common 007975204 133.25 102,500 SHR Sole no 102,500 SHIRE PLC Common 82481R106 122.45 1,820 SHR Sole no 1,820 EXPEDIA INC Common 30212P105 112.92 4,000 SHR Sole no 4,000 CELLDEX THERAPEUTICS INC Common 15117B103 105.18 26,294 SHR Sole no 26,294 MARKETAXESS HOLDINGS INC Common 57060D108 101.88 6,000 SHR Sole no 6,000
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