0001172661-11-000607.txt : 20111018 0001172661-11-000607.hdr.sgml : 20111018 20111018103452 ACCESSION NUMBER: 0001172661-11-000607 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111018 DATE AS OF CHANGE: 20111018 EFFECTIVENESS DATE: 20111018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEEB CAPITAL MANAGEMENT INC. CENTRAL INDEX KEY: 0001011262 IRS NUMBER: 132610691 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11598 FILM NUMBER: 111145066 BUSINESS ADDRESS: STREET 1: 8 WEST 40TH STREET STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2126531504 MAIL ADDRESS: STREET 1: 8 WEST 40TH STREET STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: LEEB CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 19960327 13F-HR 1 leeb3q11.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Leeb Capital Management Inc Address: 8 West 40th Street 19th Floor New York, New York 10018 13F File Number: 028-11598 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David Sandell Title: Portfolio Manager Phone: 212-653-1504 Signature, Place, and Date of Signing: /s/ David Sandell New York, New York October 18, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 91 Form 13F Information Table Value Total: $82,198 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AES TR III PFD CV 6.75% 00808N202 578 11775 SH SOLE 0 0 11775 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 1339 74300 SH SOLE 12800 0 61500 AMAZON COM INC COM 023135106 1919 8875 SH SOLE 1680 0 7195 APPLE INC COM 037833100 2715 7120 SH SOLE 1205 0 5915 AQUA AMERICA INC COM 03836W103 521 24163 SH SOLE 0 0 24163 ASA GOLD AND PRECIOUS MTLS L SHS g3156p103 227 8400 SH SOLE 0 0 8400 AT&T INC COM 00206R102 970 34000 SH SOLE 0 0 34000 ATLANTIC PWR CORP COM NEW 04878Q863 275 19350 SH SOLE 0 0 19350 BAKER HUGHES INC COM 057224107 849 18390 SH SOLE 3215 0 15175 BANK MONTREAL QUE COM 063671101 351 6285 SH SOLE 0 0 6285 BANK NOVA SCOTIA HALIFAX COM 064149107 2386 47575 SH SOLE 7500 0 40075 BARRICK GOLD CORP COM 067901108 1851 39689 SH SOLE 4940 0 34749 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1449 20400 SH SOLE 3100 0 17300 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 32 450 SH OTHER 0 0 450 BHP BILLITON LTD SPONSORED ADR 088606108 18 275 SH OTHER 0 0 275 BHP BILLITON LTD SPONSORED ADR 088606108 508 7650 SH SOLE 0 0 7650 BRISTOL MYERS SQUIBB CO COM 110122108 527 16800 SH SOLE 0 0 16800 CHECK POINT SOFTWARE TECH LT ORD M22465104 1610 30510 SH SOLE 5585 0 24925 CHEVRON CORP NEW COM 166764100 58 625 SH OTHER 0 0 625 CHEVRON CORP NEW COM 166764100 1145 12362 SH SOLE 245 0 12117 COCA COLA CO COM 191216100 449 6650 SH SOLE 0 0 6650 COCA COLA CO COM 191216100 27 400 SH OTHER 0 0 400 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1075 17150 SH SOLE 3375 0 13775 CONOCOPHILLIPS COM 20825C104 38 600 SH OTHER 0 0 600 CONOCOPHILLIPS COM 20825C104 560 8850 SH SOLE 0 0 8850 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 796 8195 SH SOLE 50 0 8145 CVS CAREMARK CORPORATION COM 126650100 19 575 SH OTHER 0 0 575 CVS CAREMARK CORPORATION COM 126650100 1565 46587 SH SOLE 7725 0 38862 DENBURY RES INC COM NEW 247916208 194 16840 SH SOLE 2510 0 14330 DIAMOND OFFSHORE DRILLING IN COM 25271C102 1858 33950 SH SOLE 6055 0 27895 DOLLAR TREE INC COM 256746108 2132 28375 SH SOLE 5350 0 23025 DOMINION RES INC VA NEW COM 25746U109 1196 23567 SH SOLE 0 0 23567 DOMINION RES INC VA NEW COM 25746U109 66 1300 SH OTHER 0 0 1300 DUKE ENERGY CORP NEW COM 26441C105 538 26895 SH SOLE 0 0 26895 ENDEAVOUR SILVER CORP COM 29258y103 198 22020 SH SOLE 3225 0 18795 ENTERGY CORP NEW COM 29364G103 201 3029 SH SOLE 0 0 3029 ENTERPRISE PRODS PARTNERS L COM 293792107 32 805 SH OTHER 0 0 805 ENTERPRISE PRODS PARTNERS L COM 293792107 1096 27305 SH SOLE 1145 0 26160 EXPRESS SCRIPTS INC COM 302182100 1499 40425 SH SOLE 7350 0 33075 FIRST MAJESTIC SILVER CORP COM 32076v103 908 59705 SH SOLE 11510 0 48195 FREEPORT-MCMORAN COPPER & GO COM 35671D857 1588 52140 SH SOLE 9760 0 42380 GOLDCORP INC NEW COM 380956409 1838 40275 SH SOLE 5915 0 34360 HEALTH CARE REIT INC COM 42217K106 458 9795 SH SOLE 0 0 9795 HOME DEPOT INC COM 437076102 201 6122 SH SOLE 0 0 6122 INTEL CORP COM 458140100 1964 92045 SH SOLE 11300 0 80745 INTEL CORP COM 458140100 26 1200 SH OTHER 0 0 1200 INTERNATIONAL BUSINESS MACHS COM 459200101 1802 10307 SH SOLE 2000 0 8307 ISHARES SILVER TRUST ISHARES 46428Q109 774 26785 SH SOLE 2615 0 24170 ISHARES TR BARCLYS TIPS BD 464287176 37 320 SH OTHER 0 0 320 ISHARES TR BARCLYS TIPS BD 464287176 183 1600 SH SOLE 0 0 1600 IVANHOE MINES LTD COM 46579n103 147 10720 SH SOLE 1650 0 9070 MARATHON OIL CORP COM 565849106 1613 74765 SH SOLE 12360 0 62405 MARKET VECTORS ETF TR COAL ETF 57060u837 225 7395 SH SOLE 1090 0 6305 MCKESSON CORP COM 58155Q103 32 445 SH OTHER 0 0 445 MCKESSON CORP COM 58155Q103 2566 35290 SH SOLE 5825 0 29465 MICROSOFT CORP COM 594918104 18 725 SH OTHER 0 0 725 MICROSOFT CORP COM 594918104 1304 52405 SH SOLE 9250 0 43155 NATIONAL OILWELL VARCO INC COM 637071101 1227 23950 SH SOLE 4330 0 19620 NORTHROP GRUMMAN CORP COM 666807102 451 8639 SH SOLE 0 0 8639 NOVAGOLD RES INC COM NEW 66987E206 512 79405 SH SOLE 13975 0 65430 NUSTAR ENERGY LP UNIT COM 67058H102 314 6005 SH SOLE 0 0 6005 OCCIDENTAL PETE CORP DEL COM 674599105 454 6343 SH SOLE 515 0 5828 PENN VA RESOURCES PARTNERS L COM 707884102 351 15025 SH SOLE 0 0 15025 POTASH CORP SASK INC COM 73755L107 1696 39250 SH SOLE 6815 0 32435 PRESIDENTIAL LIFE CORP COM 740884101 82 10000 SH SOLE 0 0 10000 QUALCOMM INC COM 747525103 13 275 SH OTHER 0 0 275 QUALCOMM INC COM 747525103 2484 51075 SH SOLE 8625 0 42450 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 357 5800 SH SOLE 0 0 5800 SCHLUMBERGER LTD COM 806857108 2258 37801 SH SOLE 6180 0 31621 SCHLUMBERGER LTD COM 806857108 24 400 SH OTHER 0 0 400 SOUTHERN CO COM 842587107 908 21425 SH SOLE 0 0 21425 SOUTHERN COPPER CORP COM 84265V105 7 300 SH OTHER 0 0 300 SOUTHERN COPPER CORP COM 84265V105 283 11340 SH SOLE 0 0 11340 SPDR GOLD TRUST GOLD SHS 78463V107 71 450 SH OTHER 0 0 450 SPDR GOLD TRUST GOLD SHS 78463V107 6229 39408 SH SOLE 4860 0 34548 SPECTRA ENERGY CORP COM 847560109 373 15197 SH SOLE 0 0 15197 SPECTRA ENERGY PARTNERS LP COM 84756N109 378 13400 SH SOLE 0 0 13400 SYMANTEC CORP COM 871503108 1469 90150 SH SOLE 16700 0 73450 SYMANTEC CORP COM 871503108 11 670 SH OTHER 0 0 670 TENNESSEE COMMERCE BANCORP I COM 88043P108 9 10000 SH SOLE 0 0 10000 TIFFANY & CO NEW COM 886547108 1024 16835 SH SOLE 3025 0 13810 TJX COS INC NEW COM 872540109 2413 43510 SH SOLE 7725 0 35785 TORONTO DOMINION BK ONT COM NEW 891160509 21 290 SH OTHER 0 0 290 TORONTO DOMINION BK ONT COM NEW 891160509 2330 32845 SH SOLE 5275 0 27570 VANGUARD WORLD FD EXTENDED DUR 921910709 3491 28290 SH SOLE 4810 0 23480 VERIZON COMMUNICATIONS INC COM 92343V104 803 21817 SH SOLE 0 0 21817 WAL MART STORES INC COM 931142103 33 635 SH OTHER 0 0 635 WAL MART STORES INC COM 931142103 2164 41687 SH SOLE 7025 0 34662 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 602 21350 SH SOLE 0 0 21350 WILLIAMS PARTNERS L P COM UNIT L P 96950f104 291 5365 SH SOLE 820 0 4545 WINDSTREAM CORP COM 97381W104 514 44097 SH SOLE 0 0 44097