0001104659-17-038737.txt : 20170612
0001104659-17-038737.hdr.sgml : 20170612
20170612165335
ACCESSION NUMBER: 0001104659-17-038737
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170510
FILED AS OF DATE: 20170612
DATE AS OF CHANGE: 20170612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOEHN SARIC RULDOLF CHRISTOPHER
CENTRAL INDEX KEY: 0001011193
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36520
FILM NUMBER: 17907093
MAIL ADDRESS:
STREET 1: C/O STERLING PARTNERS
STREET 2: 401 NORTH MICHIGAN AVENUE, SUITE 3300
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BECKER DOUGLAS L
CENTRAL INDEX KEY: 0001072473
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36520
FILM NUMBER: 17907094
MAIL ADDRESS:
STREET 1: C/O 650 DUNDEE ROAD
STREET 2: SUITE 370
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SC Partners III, L.P.
CENTRAL INDEX KEY: 0001611317
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36520
FILM NUMBER: 17907096
BUSINESS ADDRESS:
STREET 1: C/O STERLING PARTNERS
STREET 2: 401 NORTH MICHIGAN, SUITE 3300
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 312 465 7000
MAIL ADDRESS:
STREET 1: C/O STERLING PARTNERS
STREET 2: 401 NORTH MICHIGAN, SUITE 3300
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCP III AIV THREE-FCER, L.P.
CENTRAL INDEX KEY: 0001611319
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36520
FILM NUMBER: 17907097
BUSINESS ADDRESS:
STREET 1: C/O STERLING PARTNERS
STREET 2: 401 NORTH MICHIGAN, SUITE 3300
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 312 465 7000
MAIL ADDRESS:
STREET 1: C/O STERLING PARTNERS
STREET 2: 401 NORTH MICHIGAN, SUITE 3300
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sterling Capital Partners III, LLC
CENTRAL INDEX KEY: 0001611325
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36520
FILM NUMBER: 17907099
BUSINESS ADDRESS:
STREET 1: C/O STERLING PARTNERS
STREET 2: 401 NORTH MICHIGAN, SUITE 3300
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 312 465 7000
MAIL ADDRESS:
STREET 1: C/O STERLING PARTNERS
STREET 2: 401 NORTH MICHIGAN, SUITE 3300
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Taslitz Steven
CENTRAL INDEX KEY: 0001407214
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36520
FILM NUMBER: 17907095
MAIL ADDRESS:
STREET 1: C/O STERLING PARTNERS
STREET 2: 401 NORTH MICHIGAN AVENUE, SUITE 3300
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCP III AIV THREE-FCER Conduit, L.P.
CENTRAL INDEX KEY: 0001611318
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36520
FILM NUMBER: 17907098
BUSINESS ADDRESS:
STREET 1: C/O STERLING PARTNERS
STREET 2: 401 NORTH MICHIGAN, SUITE 3300
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 312 465 7000
MAIL ADDRESS:
STREET 1: C/O STERLING PARTNERS
STREET 2: 401 NORTH MICHIGAN, SUITE 3300
CITY: CHICAGO
STATE: IL
ZIP: 60611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Adeptus Health Inc.
CENTRAL INDEX KEY: 0001602367
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HOSPITALS [8060]
IRS NUMBER: 465037387
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2941 SOUTH LAKE VISTA
CITY: LEWISVILLE
STATE: TX
ZIP: 75067
BUSINESS PHONE: 9728996666
MAIL ADDRESS:
STREET 1: 2941 SOUTH LAKE VISTA
CITY: LEWISVILLE
STATE: TX
ZIP: 75067
4
1
a4.xml
4
X0306
4
2017-05-10
0
0001602367
Adeptus Health Inc.
ADPT
0001611325
Sterling Capital Partners III, LLC
C/O STERLING PARTNERS,
401 NORTH MICHIGAN AVENUE, SUITE 3300
CHICAGO
IL
60611
0
0
1
0
0001611318
SCP III AIV THREE-FCER Conduit, L.P.
C/O STERLING PARTNERS,
401 NORTH MICHIGAN AVENUE, SUITE 3300
CHICAGO
IL
60611
0
0
1
0
0001611319
SCP III AIV THREE-FCER, L.P.
C/O STERLING PARTNERS,
401 NORTH MICHIGAN AVENUE, SUITE 3300
CHICAGO
IL
60611
0
0
1
0
0001611317
SC Partners III, L.P.
C/O STERLING PARTNERS,
401 NORTH MICHIGAN AVENUE, SUITE 3300
CHICAGO
IL
60611
0
0
1
0
0001407214
Taslitz Steven
C/O STERLING PARTNERS,
401 NORTH MICHIGAN AVENUE, SUITE 3300
CHICAGO
IL
60611
0
0
1
0
0001072473
BECKER DOUGLAS L
C/O STERLING PARTNERS,
401 NORTH MICHIGAN AVENUE, SUITE 3300
CHICAGO
IL
60611
0
0
1
0
0001011193
HOEHN SARIC RULDOLF CHRISTOPHER
C/O STERLING PARTNERS,
401 NORTH MICHIGAN AVENUE, SUITE 3300
CHICAGO
IL
60611
0
0
1
0
Class A Common Stock
2017-06-09
4
C
0
1335068
A
1335068
I
See footnotes
Class A Common Stock
1009813
I
See footnotes
Class A Common Stock
2017-05-10
4
F
0
8834
0
D
5593
I
See footnotes
Units of Adeptus Health LLC (1)
2017-06-09
4
C
0
1335068
0
D
Class A Common Stock
1335068
0
I
See footnotes
On June 9, 2017, Units of Adeptus Health LLC were exchanged for shares of Class A Common Stock, as described in footnote 2 below. SCP III AIV THREE-FCER, L.P. has no immediate intention to sell the Class A Common Stock received in this exchange.
Units of Adeptus Health LLC represent limited liability company units of Adeptus Health LLC and an equal number of shares of Class B Common Stock of Adeptus Health Inc. (the "Issuer"), which together are exchangeable on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the Amended and Restated Limited Liability Company Agreement of Adeptus Health LLC.
These securities of the Issuer are held by SCP III AIV THREE-FCER, L.P.
Shares of Class A Common Stock of the Issuer are held by SCP III AIV THREE-FCER Conduit, L.P.
Represents restricted shares of Class A Common Stock of the Issuer granted as director compensation to former members of the Issuer's board of directors who were employees of Sterling Fund Management, LLC and hold such shares of Class A Common Stock for and on behalf of Sterling Fund Management, LLC, which acts as an advisor to SCP III AIV THREE-FCER, L.P. and SCP III AIV THREE-FCER Conduit, L.P. (the "Sterling Funds"). A portion of the proceeds of any disposition of these securities will be applied against management fees attributable to limited partners of the Sterling Funds which are payable to the advisor. Sterling Fund Management, LLC is wholly-owned by Sterling Fund Management Holdings, L.P., whose general partner, Sterling Fund Management Holdings GP, LLC is managed by Messrs. Steven M. Taslitz, Douglas L. Becker and R. Christopher Hoehn-Saric.
Sterling Capital Partners III, LLC is the general partner of SC Partners III, L.P., the general partner of each of the Sterling Funds. Messrs. Steven M. Taslitz, Douglas L. Becker and R. Christopher Hoehn-Saric are the managers of Sterling Capital Partners III, LLC.
Represents a forfeiture of an unvested restricted stock award upon the departure of Mr. Daniel Rosenberg from the Issuer's board of directors.
Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
By: /s/ M. Avi Epstein, General Counsel of Sterling Capital Partners III, LLC, the general partner of SC Partners III, L.P., the general partner of SCP III AIV THREE-FCER, L.P.
2017-06-12
By: /s/ M. Avi Epstein, General Counsel of Sterling Capital Partners III, LLC, the general partner of SC Partners III, L.P., the general partner of SCP III AIV THREE-FCER Conduit, L.P.
2017-06-12
By: /s/ M. Avi Epstein, General Counsel of Sterling Capital Partners III, LLC, the general partner of SC Partners III, L.P.
2017-06-12
By: /s/ M. Avi Epstein, General Counsel of Sterling Capital Partners III, LLC
2017-06-12
By: /s/ M. Avi Epstein, attorney-in-fact for Steven M. Taslitz
2017-06-12
By: /s/ M. Avi Epstein, attorney-in-fact for Douglas L. Becker
2017-06-12
By: /s/ M. Avi Epstein, attorney-in-fact for R. Christopher Hoehn-Saric
2017-06-12