0001193125-11-294124.txt : 20111103 0001193125-11-294124.hdr.sgml : 20111103 20111103085354 ACCESSION NUMBER: 0001193125-11-294124 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111103 DATE AS OF CHANGE: 20111103 EFFECTIVENESS DATE: 20111103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAWRENCE EDWARD P CENTRAL INDEX KEY: 0001010912 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03911 FILM NUMBER: 111176206 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 d250377d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVERPAGE Report for the Calendar Quarter Ended: 09/30/11 If amended report check here: [_]; Amendment Number: ___________ Institutional Investment Manager Filing this Report: Name: Edward P. Lawrence Address: 800 Boylston Street Boston Ma 02199-3600 Form 13F File Number: 28-3911 The institutional investment manager filing this report and the person by whom it is signed here by represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, that that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Title: Phone: Signature, Place, and Date of Signing: /s/ Edward P. Lawrence Boston, Ma. 11/3/11 ------------------------------------ --------------------- ----------------- (Signature) (City, State) (Date) [_] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and apportion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 358 Form 13F Information Table Value Total: $45,871,000 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 14 801-69700 Barclays Capital, Inc. 4 28-03933 Francis L. Coolidge
Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ------------------- --------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- 3M CO COMMON STOCK 88579Y101 291 4,050 SHARES SHARED - Other 4,050 3M CO COMMON STOCK 88579Y101 664 9,255 SHARES SHARED - Other 14 9,255 ABB LTD-SPON ADR COMMON STOCK 000375204 10 580 SHARES SOLE 580 ABB LTD-SPON ADR COMMON STOCK 000375204 367 21,502 SHARES SHARED - Other 21,502 ABB LTD-SPON ADR COMMON STOCK 000375204 419 24,547 SHARES SHARED - Other 14 24,547 ABB LTD-SPON ADR COMMON STOCK 000375204 9 545 SHARES SHARED - Other 4 545 ABBOTT LABS COMMON STOCK 002824100 28 542 SHARES SOLE 542 ABBOTT LABS COMMON STOCK 002824100 961 18,799 SHARES SHARED - Other 18,799 ABBOTT LABS COMMON STOCK 002824100 1,739 34,014 SHARES SHARED - Other 14 34,014 ABBOTT LABS COMMON STOCK 002824100 64 1,250 SHARES SHARED - Other 4 1,250 ACCENTURE PLC CL A COMMON STOCK G1151C101 84 1,600 SHARES SHARED - Other 1,600 ACCENTURE PLC CL A COMMON STOCK G1151C101 82 1,550 SHARES SHARED - Other 14 1,550 ACE LIMITED COMMON STOCK H0023R105 20 328 SHARES SOLE 328 ACE LIMITED COMMON STOCK H0023R105 267 4,406 SHARES SHARED - Other 4,406 ACE LIMITED COMMON STOCK H0023R105 22 365 SHARES SHARED - Other 4 365 ADOBE SYS INC COMMON STOCK 00724F101 27 1,130 SHARES SHARED - Other 1,130 AIR PRODUCTS & CHEMICALS INC COMMON STOCK 009158106 73 956 SHARES SOLE 956 AIR PRODUCTS & CHEMICALS INC COMMON STOCK 009158106 113 1,476 SHARES SHARED - Other 1,476 AIR PRODUCTS & CHEMICALS INC COMMON STOCK 009158106 50 650 SHARES SHARED - Other 14 650 AKAMAI TECHNOLOGIES INC COMMON STOCK 00971T101 8 415 SHARES SHARED - Other 415 AMERICA MOVIL S.A.B. DE C.V. ADR COMMON STOCK 02364W105 13 600 SHARES SHARED - Other 600 AMERICAN EXPRESS CO COMMON STOCK 025816109 40 900 SHARES SHARED - Other 900 AMERICAN EXPRESS CO COMMON STOCK 025816109 530 11,815 SHARES SHARED - Other 14 11,815 AMERICAN TOWER CORP COMMON STOCK 029912201 136 2,525 SHARES SHARED - Other 14 2,525 AMERISOURCEBERGEN CORP COMMON STOCK 03073E105 76 2,035 SHARES SHARED - Other 14 2,035 ANDERSONS INC COMMON STOCK 034164103 114 3,400 SHARES SHARED - Other 3,400 ANHEUSER-BUSCH INVEV SPONS ADR COMMON STOCK 03524A108 21 400 SHARES SHARED - Other 400 ANNALY CAPITAL MANAGEMENT INC REIT 035710409 10 600 SHARES SHARED - Other 600 APACHE CORP COMMON STOCK 037411105 48 600 SHARES SHARED - Other 14 600 APPLE INC COMMON STOCK 037833100 35 91 SHARES SOLE 91 APPLE INC COMMON STOCK 037833100 53 140 SHARES SHARED - Other 140 APPLE INC COMMON STOCK 037833100 182 477 SHARES SHARED - Other 14 477 APTARGROUP INC COMMON STOCK 038336103 22 500 SHARES SHARED - Other 14 500 AQUA AMERICA INC COMMON STOCK 03836W103 32 1,500 SHARES SHARED - Other 1,500 AT&T INC COMMON STOCK 00206R102 23 812 SHARES SOLE 812 AT&T INC COMMON STOCK 00206R102 147 5,168 SHARES SHARED - Other 5,168 AT&T INC COMMON STOCK 00206R102 285 10,000 SHARES SHARED - Other 14 10,000 AUTOMATIC DATA PROCESSING INC COMMON STOCK 053015103 26 559 SHARES SOLE 559 AUTOMATIC DATA PROCESSING INC COMMON STOCK 053015103 518 10,986 SHARES SHARED - Other 10,986 AUTOMATIC DATA PROCESSING INC COMMON STOCK 053015103 62 1,305 SHARES SHARED - Other 14 1,305 AUTOMATIC DATA PROCESSING INC COMMON STOCK 053015103 11 230 SHARES SHARED - Other 4 230 AUTONAVI HOLDINGS LTD ADR COMMON STOCK 05330F106 14 1,000 SHARES SHARED - Other 1,000 BANCO BRADESCO-SPONS ADR COMMON STOCK 059460303 10 665 SHARES SHARED - Other 665 BANK MONTREAL QUEBEC COMMON STOCK 063671101 3 60 SHARES SHARED - Other 60 BANK OF HAWAII CORP COMMON STOCK 062540109 309 8,500 SHARES SHARED - Other 14 8,500
Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ------------------- --------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- BANK OF NEW YORK MELLON CORP COMMON STOCK 064058100 77 4,160 SHARES SHARED - Other 14 4,160 BAYTEX ENERGY CORP COMMON STOCK 07317Q105 145 3,470 SHARES SHARED - Other 3,470 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 348 4,900 SHARES SHARED - Other 4,900 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 82 1,150 SHARES SHARED - Other 14 1,150 BHP BILLITON LTD ADR COMMON STOCK 088606108 353 5,312 SHARES SHARED - Other 5,312 BOEING CO COMMON STOCK 097023105 15 247 SHARES SOLE 247 BOEING CO COMMON STOCK 097023105 7 121 SHARES SHARED - Other 121 BORG WARNER AUTOMOTIVE INC COMMON STOCK 099724106 76 1,250 SHARES SHARED - Other 14 1,250 BP PLC SPONS ADR COMMON STOCK 055622104 416 11,543 SHARES SHARED - Other 11,543 BROADCOM CORP COMMON STOCK 111320107 22 650 SHARES SHARED - Other 650 BROOKLINE BANCORP INC COMMON STOCK 11373M107 25 3,186 SHARES SHARED - Other 3,186 BROWN FORMAN CORP CL A COMMON STOCK 115637100 47 690 SHARES SHARED - Other 690 BROWN FORMAN CORP CL B COMMON STOCK 115637209 18 262 SHARES SHARED - Other 262 CABOT OIL & GAS CORP COMMON STOCK 127097103 30 492 SHARES SHARED - Other 14 492 CANADIAN NATIONAL RAILWAY CO COMMON STOCK 136375102 21 315 SHARES SOLE 315 CANADIAN NATIONAL RAILWAY CO COMMON STOCK 136375102 836 12,559 SHARES SHARED - Other 12,559 CANADIAN NATIONAL RAILWAY CO COMMON STOCK 136375102 698 10,490 SHARES SHARED - Other 14 10,490 CANADIAN NATIONAL RAILWAY CO COMMON STOCK 136375102 107 1,605 SHARES SHARED - Other 4 1,605 CAPITAL ONE FINANCIAL CORP COMMON STOCK 14040H105 14 350 SHARES SHARED - Other 350 CATERPILLAR INC COMMON STOCK 149123101 41 561 SHARES SHARED - Other 561 CELGENE CORP COMMON STOCK 151020104 9 140 SHARES SHARED - Other 140 CENOVUS ENERGY INC COMMON STOCK 15135U109 3 100 SHARES SHARED - Other 100 CENOVUS ENERGY INC COMMON STOCK 15135U109 317 10,334 SHARES SHARED - Other 14 10,334 CH ROBINSON COMMON STOCK 12541W209 56 825 SHARES SHARED - Other 14 825 CHECK POINT SOFTWARE TECH LT ORD COMMON STOCK M22465104 5 100 SHARES SHARED - Other 100 CHEVRON CORP COMMON STOCK 166764100 103 1,109 SHARES SOLE 1,109 CHEVRON CORP COMMON STOCK 166764100 913 9,862 SHARES SHARED - Other 9,862 CHEVRON CORP COMMON STOCK 166764100 1,337 14,439 SHARES SHARED - Other 14 14,439 CHUBB CORP COMMON STOCK 171232101 847 14,118 SHARES SHARED - Other 14,118 CHUBB CORP COMMON STOCK 171232101 12 205 SHARES SHARED - Other 4 205 CHURCH & DWIGHT INC COMMON STOCK 171340102 32 718 SHARES SHARED - Other 14 718 CIGNA CORP COMMON STOCK 125509109 50 1,200 SHARES SHARED - Other 1,200 CINTAS CORP COMMON STOCK 172908105 49 1,750 SHARES SHARED - Other 14 1,750 CISCO SYSTEMS INC COMMON STOCK 17275R102 20 1,316 SHARES SOLE 1,316 CISCO SYSTEMS INC COMMON STOCK 17275R102 458 29,517 SHARES SHARED - Other 29,517 CISCO SYSTEMS INC COMMON STOCK 17275R102 42 2,725 SHARES SHARED - Other 4 2,725 CITRIX SYS INC COMMON STOCK 177376100 27 500 SHARES SHARED - Other 500 CLOROX CO COMMON STOCK 189054109 73 1,100 SHARES SHARED - Other 1,100 CNOOC LTD SPONS ADR COMMON STOCK 126132109 3 20 SHARES SHARED - Other 20 COCA COLA CO COMMON STOCK 191216100 203 3,000 SHARES SHARED - Other 3,000 COLGATE PALMOLIVE CO COMMON STOCK 194162103 133 1,500 SHARES SHARED - Other 1,500 COLGATE PALMOLIVE CO COMMON STOCK 194162103 443 5,000 SHARES SHARED - Other 14 5,000 COMERICA INC COMMON STOCK 200340107 40 1,725 SHARES SHARED - Other 14 1,725
Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ------------------- --------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- COMPANHIA ENERGETICA DE MINAS GERAIS COMMON STOCK 204409601 17 1,130 SHARES SOLE 1,130 COMPANHIA ENERGETICA DE MINAS GERAIS COMMON STOCK 204409601 5 348 SHARES SHARED - Other 348 CONOCOPHILLIPS COMMON STOCK 20825C104 9 150 SHARES SHARED - Other 4 150 CONSOLIDATED EDISON INC COMMON STOCK 209115104 428 7,500 SHARES SHARED - Other 14 7,500 COVIDIEN PLC COMMON STOCK G2554F113 64 1,455 SHARES SHARED - Other 14 1,455 CREE INC COMMON STOCK 225447101 270 10,400 SHARES SHARED - Other 10,400 CVS CAREMARK CORP COMMON STOCK 126650100 73 2,175 SHARES SOLE 2,175 CVS CAREMARK CORP COMMON STOCK 126650100 280 8,325 SHARES SHARED - Other 8,325 DANAHER CORP COMMON STOCK 235851102 50 1,194 SHARES SHARED - Other 14 1,194 DARDEN RESTAURANTS INC COMMON STOCK 237194105 32 750 SHARES SHARED - Other 750 DEERE & CO COMMON STOCK 244199105 10 150 SHARES SHARED - Other 150 DENBURY RES INC COMMON STOCK 247916208 67 5,810 SHARES SHARED - Other 14 5,810 DEVON ENERGY CORPORATION NEW COMMON STOCK 25179M103 11 200 SHARES SHARED - Other 200 DEVON ENERGY CORPORATION NEW COMMON STOCK 25179M103 75 1,355 SHARES SHARED - Other 14 1,355 DIAGEO PLC ADR COMMON STOCK 25243Q205 63 825 SHARES SHARED - Other 14 825 DISCOVERY COMMUNICATIONS CL C COMMON STOCK 25470F302 88 2,500 SHARES SHARED - Other 14 2,500 DISNEY WALT CO NEW COMMON STOCK 254687106 26 847 SHARES SOLE 847 DISNEY WALT CO NEW COMMON STOCK 254687106 93 3,069 SHARES SHARED - Other 3,069 DOMINION RESOURCES INC VA COMMON STOCK 25746U109 69 1,368 SHARES SHARED - Other 1,368 DOW CHEMICAL CO COMMON STOCK 260543103 25 1,100 SHARES SHARED - Other 1,100 DRESSER-RAND GRO COMMON STOCK 261608103 14 356 SHARES SHARED - Other 356 DU PONT E I DE NEMOURS & CO COMMON STOCK 263534109 127 3,181 SHARES SHARED - Other 3,181 DUKE ENERGY CORP COMMON STOCK 26441C105 117 5,840 SHARES SHARED - Other 5,840 DUKE ENERGY CORP COMMON STOCK 26441C105 41 2,060 SHARES SHARED - Other 14 2,060 EBAY INC COMMON STOCK 278642103 75 2,550 SHARES SHARED - Other 14 2,550 EDWARDS LIFESCIENCES CORP COMMON STOCK 28176E108 40 566 SHARES SHARED - Other 14 566 EL PASO CORPORATION COMMON STOCK 28336L109 71 4,050 SHARES SHARED - Other 14 4,050 EMC CORP MASS COMMON STOCK 268648102 36 1,720 SHARES SOLE 1,720 EMC CORP MASS COMMON STOCK 268648102 230 10,950 SHARES SHARED - Other 10,950 EMC CORP MASS COMMON STOCK 268648102 374 17,825 SHARES SHARED - Other 14 17,825 EMERSON ELEC CO COMMON STOCK 291011104 18 432 SHARES SOLE 432 EMERSON ELEC CO COMMON STOCK 291011104 587 14,217 SHARES SHARED - Other 14,217 EMERSON ELEC CO COMMON STOCK 291011104 525 12,710 SHARES SHARED - Other 14 12,710 EMERSON ELEC CO COMMON STOCK 291011104 43 1,050 SHARES SHARED - Other 4 1,050 ENCANA CORP COMMON STOCK 292505104 42 2,200 SHARES SHARED - Other 2,200 ENERGY TRANSFER MASTER LIMITED PARTNERS LP PARTNERSHIP 29273R109 21 500 UNITS SHARED - Other 500 ENTERPRISE PRODS MASTER LIMITED PARTNERS LP PARTNERSHIP 293792107 28 700 SHARES SHARED - Other 700 EOG RES INC COMMON STOCK 26875P101 20 288 SHARES SOLE 288 EOG RES INC COMMON STOCK 26875P101 29 410 SHARES SHARED - Other 410 EOG RES INC COMMON STOCK 26875P101 79 1,115 SHARES SHARED - Other 14 1,115 EXELON CORP COMMON STOCK 30161N101 57 1,335 SHARES SHARED - Other 1,335 EXELON CORP COMMON STOCK 30161N101 14 325 SHARES SHARED - Other 4 325
Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ------------------- --------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- EXPEDITORS INTL WASH INC COMMON STOCK 302130109 46 1,125 SHARES SHARED - Other 14 1,125 EXPRESS SCRIPTS INC CL A COMMON STOCK 302182100 77 2,088 SHARES SHARED - Other 14 2,088 EXXON MOBIL CORP COMMON STOCK 30231G102 120 1,658 SHARES SOLE 1,658 EXXON MOBIL CORP COMMON STOCK 30231G102 2,476 34,087 SHARES SHARED - Other 34,087 EXXON MOBIL CORP COMMON STOCK 30231G102 1,155 15,900 SHARES SHARED - Other 14 15,900 EXXON MOBIL CORP COMMON STOCK 30231G102 131 1,802 SHARES SHARED - Other 4 1,802 FISERV INC COMMON STOCK 337738108 55 1,082 SHARES SHARED - Other 14 1,082 FMC TECHNOLOGIES INC COMMON STOCK 30249U101 37 992 SHARES SHARED - Other 14 992 FORTUNE BRANDS INC COMMON STOCK 349631101 50 933 SHARES SHARED - Other 933 FORTUNE BRANDS INC COMMON STOCK 349631101 54 1,000 SHARES SHARED - Other 14 1,000 GENERAL ELECTRIC CO COMMON STOCK 369604103 905 59,480 SHARES SHARED - Other 59,480 GENERAL ELECTRIC CO COMMON STOCK 369604103 934 61,357 SHARES SHARED - Other 14 61,357 GENERAL ELECTRIC CO COMMON STOCK 369604103 41 2,700 SHARES SHARED - Other 4 2,700 GENERAL MLS INC COMMON STOCK 370334104 14 374 SHARES SOLE 374 GENERAL MLS INC COMMON STOCK 370334104 835 21,681 SHARES SHARED - Other 21,681 GENERAL MLS INC COMMON STOCK 370334104 1,440 37,400 SHARES SHARED - Other 14 37,400 GILEAD SCIENCES INC COMMON STOCK 375558103 70 1,800 SHARES SHARED - Other 1,800 GLAXO SMITHKLINE SPONSORED ADR COMMON STOCK 37733W105 116 2,800 SHARES SHARED - Other 2,800 GLAXO SMITHKLINE SPONSORED ADR COMMON STOCK 37733W105 64 1,555 SHARES SHARED - Other 14 1,555 GLOBAL X CHINA CONSUMER ETF MUTUAL FUND 37950E408 2 150 UNITS SHARED - Other 150 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 11 116 SHARES SOLE 116 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 7 73 SHARES SHARED - Other 73 GOOGLE INC-CL A COMMON STOCK 38259P508 18 34 SHARES SOLE 34 GOOGLE INC-CL A COMMON STOCK 38259P508 49 95 SHARES SHARED - Other 95 HALLIBURTON CO COMMON STOCK 406216101 21 675 SHARES SHARED - Other 675 HERSHEY CO COMMON STOCK 427866108 267 4,500 SHARES SHARED - Other 4,500 HESS CORPORATION COMMON STOCK 42809H107 238 4,535 SHARES SHARED - Other 4,535 HEWLETT PACKARD CO COMMON STOCK 428236103 1 55 SHARES SHARED - Other 55 HOLOGIC INC COMMON STOCK 436440101 35 2,332 SHARES SHARED - Other 14 2,332 HOME DEPOT INC COMMON STOCK 437076102 297 9,050 SHARES SHARED - Other 9,050 HUGOTON ROYALTY TRUST COMMON STOCK 444717102 135 6,324 SHARES SHARED - Other 6,324 IDEXX LABS INC COMMON STOCK 45168D104 172 2,500 SHARES SHARED - Other 4 2,500 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 8 200 SHARES SHARED - Other 200 INGERSOLL-RAND PLC COMMON STOCK G47791101 59 2,095 SHARES SHARED - Other 14 2,095 INTEL CORP COMMON STOCK 458140100 197 9,220 SHARES SHARED - Other 9,220 INTEL CORP COMMON STOCK 458140100 320 15,000 SHARES SHARED - Other 14 15,000 INTERNATIONAL BUSINESS MACHINES CORP COMMON STOCK 459200101 38 217 SHARES SOLE 217 INTERNATIONAL BUSINESS MACHINES CORP COMMON STOCK 459200101 985 5,631 SHARES SHARED - Other 5,631
Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ------------------- --------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- INTERNATIONAL BUSINESS MACHINES CORP COMMON STOCK 459200101 723 4,134 SHARES SHARED - Other 14 4,134 INTERNATIONAL BUSINESS MACHINES CORP COMMON STOCK 459200101 31 175 SHARES SHARED - Other 4 175 INTERNATIONAL FLAVORS & FRAGRANCES COMMON STOCK 459506101 90 1,600 SHARES SHARED - Other 1,600 INVESCO LIMITED COMMON STOCK G491BT108 67 4,300 SHARES SHARED - Other 14 4,300 ISHARES DJ US MEDICAL DEVICE MUTUAL FUND 464288810 23 399 SHARES SOLE 399 ISHARES DJ US MEDICAL DEVICE MUTUAL FUND 464288810 8 148 SHARES SHARED - Other 148 ISHARES RUSSELL MIDCAP INDEX FUND MUTUAL FUND 464287499 655 7,425 UNITS SHARED - Other 7,425 ISHARES RUSSELL MIDCAP INDEX FUND MUTUAL FUND 464287499 26 300 UNITS SHARED - Other 4 300 ISHARES S&P GLBL TELECOMM SECTOR MUTUAL FUND 464287275 27 500 UNITS SHARED - Other 500 ISHARES SILVER TRUST MUTUAL FUND 46428Q109 22 750 UNITS SHARED - Other 750 ITAU UNIBANCO HOLDING SPONS ADR COMMON STOCK 465562106 12 800 SHARES SHARED - Other 800 ITRON INC COMMON STOCK 465741106 96 3,250 SHARES SHARED - Other 3,250 JACOBS ENGR GROUP INC COMMON STOCK 469814107 3 100 SHARES SHARED - Other 100 JOHNSON & JOHNSON COMMON STOCK 478160104 125 1,970 SHARES SHARED - Other 1,970 JOHNSON & JOHNSON COMMON STOCK 478160104 166 2,600 SHARES SHARED - Other 14 2,600 JP MORGAN CHASE & CO COMMON STOCK 46625H100 21 698 SHARES SOLE 698 JP MORGAN CHASE & CO COMMON STOCK 46625H100 236 7,825 SHARES SHARED - Other 7,825 JP MORGAN CHASE & CO COMMON STOCK 46625H100 520 17,262 SHARES SHARED - Other 14 17,262 JP MORGAN CHASE & CO COMMON STOCK 46625H100 19 640 SHARES SHARED - Other 4 640 KAYNE ANDERSON COMMON STOCK 486606106 27 964 SHARES SHARED - Other 964 KIMBERLY CLARK CORP COMMON STOCK 494368103 443 6,238 SHARES SHARED - Other 6,238 KIMBERLY CLARK CORP COMMON STOCK 494368103 82 1,150 SHARES SHARED - Other 14 1,150 KINDER MORGAN MASTER LIMITED ENERGY PARTNERS LP PARTNERSHIP 494550106 21 300 UNITS SHARED - Other 300 LABORATORY CORP AMERICA HOLDINGS COMMON STOCK 50540R409 63 800 SHARES SHARED - Other 800 LAZARD LTD CL A MASTER LIMITED PARTNERSHIP G54050102 4 200 SHARES SHARED - Other 200 LENNAR CORP-CL A COMMON STOCK 526057104 36 2,633 SHARES SHARED - Other 14 2,633 LILLY ELI & CO COMMON STOCK 532457108 182 4,936 SHARES SHARED - Other 4,936 LINEAR TECHNOLOGY CORP COMMON STOCK 535678106 36 1,300 SHARES SHARED - Other 1,300 LOWES COS INC COMMON STOCK 548661107 22 1,150 SHARES SOLE 1,150 LOWES COS INC COMMON STOCK 548661107 21 1,061 SHARES SHARED - Other 1,061 LUXOTTICA GROUP SPA SPONS ADR COMMON STOCK 55068R202 99 3,945 SHARES SHARED - Other 14 3,945 MAGELLAN MIDSTREAM MASTER LIMITED PARTNERS PARTNERSHIP 559080106 121 2,000 UNITS SHARED - Other 2,000 MCDONALDS CORP COMMON STOCK 580135101 21 235 SHARES SOLE 235 MCDONALDS CORP COMMON STOCK 580135101 39 439 SHARES SHARED - Other 439 MCDONALDS CORP COMMON STOCK 580135101 588 6,697 SHARES SHARED - Other 14 6,697
Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ------------------- --------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- MCGRAW HILL COMPANIES INC COMMON STOCK 580645109 310 7,550 SHARES SHARED - Other 7,550 MCGRAW HILL COMPANIES INC COMMON STOCK 580645109 74 1,800 SHARES SHARED - Other 14 1,800 MEDCO HEALTH SOLUTIONS INC COMMON STOCK 58405U102 257 5,474 SHARES SHARED - Other 5,474 MEDTRONIC INC COMMON STOCK 585055106 93 2,800 SHARES SHARED - Other 2,800 MERCK & CO INC COMMON STOCK 58933Y105 23 717 SHARES SOLE 717 MERCK & CO INC COMMON STOCK 58933Y105 737 22,548 SHARES SHARED - Other 22,548 MERCK & CO INC COMMON STOCK 58933Y105 10 300 SHARES SHARED - Other 14 300 METLIFE INC COMMON STOCK 59156R108 3 100 SHARES SHARED - Other 100 MFS MULTIMARKET INCOME TRUST MUTUAL FUND 552737108 39 6,250 UNITS SHARED - Other 6,250 MICROSOFT CORP COMMON STOCK 594918104 23 907 SHARES SOLE 907 MICROSOFT CORP COMMON STOCK 594918104 533 21,416 SHARES SHARED - Other 21,416 MICROSOFT CORP COMMON STOCK 594918104 129 5,165 SHARES SHARED - Other 14 5,165 MICROSOFT CORP COMMON STOCK 594918104 47 1,875 SHARES SHARED - Other 4 1,875 MONSANTO CO NEW COMMON STOCK 61166W101 13 213 SHARES SOLE 213 MONSANTO CO NEW COMMON STOCK 61166W101 219 3,650 SHARES SHARED - Other 3,650 MONSANTO CO NEW COMMON STOCK 61166W101 96 1,605 SHARES SHARED - Other 14 1,605 MOODYS CORP COMMON STOCK 615369105 90 2,952 SHARES SHARED - Other 14 2,952 NATIONAL-OILWELL INC COMMON STOCK 637071101 20 400 SHARES SHARED - Other 400 NEWMONT MNG CORP COMMON STOCK 651639106 113 1,800 SHARES SHARED - Other 1,800 NEXTERA ENERGY INC COMMON STOCK 65339F101 23 430 SHARES SOLE 430 NEXTERA ENERGY INC COMMON STOCK 65339F101 520 9,620 SHARES SHARED - Other 9,620 NEXTERA ENERGY INC COMMON STOCK 65339F101 836 15,470 SHARES SHARED - Other 14 15,470 NEXTERA ENERGY INC COMMON STOCK 65339F101 50 925 SHARES SHARED - Other 4 925 NIELSEN HOLDINGS N.V. COMMON STOCK N63218106 85 3,250 SHARES SHARED - Other 14 3,250 NIKE INC-CLASS B COMMON STOCK 654106103 4 50 SHARES SHARED - Other 50 NORTHERN TR CORP COMMON STOCK 665859104 220 6,300 SHARES SHARED - Other 6,300 NOVARTIS AG SPONSORED ADR COMMON STOCK 66987V109 26 463 SHARES SOLE 463 NOVARTIS AG SPONSORED ADR COMMON STOCK 66987V109 517 9,277 SHARES SHARED - Other 9,277 NOVARTIS AG SPONSORED ADR COMMON STOCK 66987V109 490 8,794 SHARES SHARED - Other 14 8,794 NOVARTIS AG SPONSORED ADR COMMON STOCK 66987V109 70 1,250 SHARES SHARED - Other 4 1,250 NOVO-NORDISK A S SPONS ADR COMMON STOCK 670100205 20 200 SHARES SHARED - Other 200 NXP SEMICONDUCTORS COMMON STOCK N6596X109 237 16,800 SHARES SHARED - Other 16,800 OCCIDENTAL PETE CORP COMMON STOCK 674599105 11 150 SHARES SHARED - Other 150 OCCIDENTAL PETE CORP COMMON STOCK 674599105 70 984 SHARES SHARED - Other 14 984 OMNICOM GROUP COMMON STOCK 681919106 158 4,300 SHARES SHARED - Other 14 4,300 ONEOK PARTNERS LP MASTER LIMITED PARTNERSHIP 68268N103 28 600 SHARES SHARED - Other 600 ORACLE CORPORATION COMMON STOCK 68389X105 33 1,144 SHARES SOLE 1,144 ORACLE CORPORATION COMMON STOCK 68389X105 376 13,082 SHARES SHARED - Other 13,082 ORACLE CORPORATION COMMON STOCK 68389X105 178 6,194 SHARES SHARED - Other 14 6,194 ORACLE CORPORATION COMMON STOCK 68389X105 27 940 SHARES SHARED - Other 4 940
Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ------------------- --------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- PALL CORP COMMON STOCK 696429307 18 422 SHARES SOLE 422 PALL CORP COMMON STOCK 696429307 219 5,170 SHARES SHARED - Other 5,170 PEPSICO INC COMMON STOCK 713448108 33 532 SHARES SOLE 532 PEPSICO INC COMMON STOCK 713448108 942 15,223 SHARES SHARED - Other 15,223 PEPSICO INC COMMON STOCK 713448108 734 11,850 SHARES SHARED - Other 14 11,850 PEPSICO INC COMMON STOCK 713448108 56 900 SHARES SHARED - Other 4 900 PETROLEO BRASILEIRO S.A. ADR COMMON STOCK 71654V408 15 649 SHARES SOLE 649 PETROLEO BRASILEIRO S.A. ADR COMMON STOCK 71654V408 85 3,804 SHARES SHARED - Other 3,804 PFIZER INC COMMON STOCK 717081103 522 29,520 SHARES SHARED - Other 29,520 PFIZER INC COMMON STOCK 717081103 35 1,970 SHARES SHARED - Other 14 1,970 PFIZER INC COMMON STOCK 717081103 11 640 SHARES SHARED - Other 4 640 PHARMACEUTICAL PROD DEV INC COMMON STOCK 717124101 82 3,200 SHARES SHARED - Other 3,200 PLAINS ALL AMERICAN PIPELINE MASTER LIMITED LP PARTNERSHIP 726503105 18 300 SHARES SHARED - Other 300 PNC FINANCIAL SERVICES GROUP COMMON STOCK 693475105 15 307 SHARES SOLE 307 PNC FINANCIAL SERVICES GROUP COMMON STOCK 693475105 42 874 SHARES SHARED - Other 874 POTASH CORP SASK INC COMMON STOCK 73755L107 220 5,100 SHARES SHARED - Other 5,100 POTASH CORP SASK INC COMMON STOCK 73755L107 38 885 SHARES SHARED - Other 4 885 POWERSHARES DB COMMODITY INDEX MUTUAL FUND 73935S105 136 5,285 UNITS SOLE 5,285 POWERSHARES DB COMMODITY INDEX MUTUAL FUND 73935S105 84 3,255 UNITS SHARED - Other 3,255 PPL CORPORATION COMMON STOCK 69351T106 428 15,000 SHARES SHARED - Other 14 15,000 PRAXAIR INC COMMON STOCK 74005P104 19 200 SHARES SHARED - Other 200 PRAXAIR INC COMMON STOCK 74005P104 411 4,397 SHARES SHARED - Other 14 4,397 PRECISION CASTPARTS CORP COMMON STOCK 740189105 30 196 SHARES SOLE 196 PRECISION CASTPARTS CORP COMMON STOCK 740189105 111 715 SHARES SHARED - Other 715 PRECISION CASTPARTS CORP COMMON STOCK 740189105 72 463 SHARES SHARED - Other 14 463 PRECISION CASTPARTS CORP COMMON STOCK 740189105 14 90 SHARES SHARED - Other 4 90 PROCTER & GAMBLE CO COMMON STOCK 742718109 39 610 SHARES SOLE 610 PROCTER & GAMBLE CO COMMON STOCK 742718109 1,333 21,092 SHARES SHARED - Other 21,092 PROCTER & GAMBLE CO COMMON STOCK 742718109 449 7,100 SHARES SHARED - Other 14 7,100 PROCTER & GAMBLE CO COMMON STOCK 742718109 88 1,400 SHARES SHARED - Other 4 1,400 PROGRESS ENERGY INC COMMON STOCK 743263105 7 130 SHARES SHARED - Other 130 PROGRESS ENERGY INC COMMON STOCK 743263105 46 890 SHARES SHARED - Other 14 890 PROGRESS ENERGY INC COMMON STOCK 743263105 26 505 SHARES SHARED - Other 4 505 PRUDENTIAL FINL INC COMMON STOCK 744320102 24 505 SHARES SHARED - Other 505 PUBLIC SVC ENTERPRISE GROUP INC COMMON STOCK 744573106 33 1,000 SHARES SHARED - Other 1,000 QUALCOMM INC COMMON STOCK 747525103 13 266 SHARES SOLE 266 QUALCOMM INC COMMON STOCK 747525103 17 345 SHARES SHARED - Other 345 RALCORP HOLDINGS INC COMMON STOCK 751028101 16 205 SHARES SHARED - Other 205 RAYTHEON COMPANY COMMON STOCK 755111507 1,819 44,500 SHARES SHARED - Other 44,500
Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ------------------- --------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- REAL GOODS SOLAR INC- CLASS A COMMON STOCK 75601N104 4 2,000 SHARES SHARED - Other 2,000 RIO TINTO PLC SPNSD ADR COMMON STOCK 767204100 24 540 SHARES SOLE 540 RIO TINTO PLC SPNSD ADR COMMON STOCK 767204100 525 11,907 SHARES SHARED - Other 11,907 RIO TINTO PLC SPNSD ADR COMMON STOCK 767204100 449 10,180 SHARES SHARED - Other 14 10,180 RIO TINTO PLC SPNSD ADR COMMON STOCK 767204100 41 920 SHARES SHARED - Other 4 920 ROPER INDS INC NEW COMMON STOCK 776696106 21 310 SHARES SOLE 310 ROPER INDS INC NEW COMMON STOCK 776696106 549 7,972 SHARES SHARED - Other 7,972 ROPER INDS INC NEW COMMON STOCK 776696106 295 4,284 SHARES SHARED - Other 14 4,284 ROPER INDS INC NEW COMMON STOCK 776696106 34 500 SHARES SHARED - Other 4 500 SCHLUMBERGER LTD COMMON STOCK 806857108 114 1,913 SHARES SOLE 1,913 SCHLUMBERGER LTD COMMON STOCK 806857108 500 8,366 SHARES SHARED - Other 8,366 SCHLUMBERGER LTD COMMON STOCK 806857108 102 1,715 SHARES SHARED - Other 14 1,715 SCHLUMBERGER LTD COMMON STOCK 806857108 25 425 SHARES SHARED - Other 4 425 SEADRILL LIMITED COMMON STOCK G7945E105 12 425 SHARES SHARED - Other 425 SENSATA TECHNOLOGIES HOLDING N.V. COMMON STOCK N7902X106 21 800 SHARES SHARED - Other 800 SIGMA ALDRICH CORP COMMON STOCK 826552101 31 500 SHARES SHARED - Other 500 SIRONA DENTAL SYSTEMS COMMON STOCK 82966C103 92 2,168 SHARES SHARED - Other 14 2,168 SPDR GOLD TRUST MUTUAL FUND 78463V107 32 200 UNITS SHARED - Other 200 SPDR S&P BIOTECH ETF MUTUAL FUND 78464A870 28 472 SHARES SOLE 472 SPDR S&P BIOTECH ETF MUTUAL FUND 78464A870 98 1,644 SHARES SHARED - Other 1,644 STAPLES INC COMMON STOCK 855030102 4 275 SHARES SHARED - Other 275 STAPLES INC COMMON STOCK 855030102 81 6,090 SHARES SHARED - Other 14 6,090 STATE STREET CORP COMMON STOCK 857477103 18 560 SHARES SHARED - Other 560 STRATASYS INC COMMON STOCK 862685104 130 7,000 SHARES SHARED - Other 7,000 SUNCOR ENERGY INC COMMON STOCK 867224107 14 563 SHARES SOLE 563 SUNCOR ENERGY INC COMMON STOCK 867224107 331 13,015 SHARES SHARED - Other 13,015 SUNCOR ENERGY INC COMMON STOCK 867224107 74 2,900 SHARES SHARED - Other 14 2,900 SUNCOR ENERGY INC COMMON STOCK 867224107 41 1,610 SHARES SHARED - Other 4 1,610 SUNTRUST BANKS INC COMMON STOCK 867914103 36 2,000 SHARES SHARED - Other 2,000 SURMODICS INC COMMON STOCK 868873100 25 2,750 SHARES SHARED - Other 4 2,750 SYSCO CORP COMMON STOCK 871829107 236 9,100 SHARES SHARED - Other 9,100 SYSCO CORP COMMON STOCK 871829107 89 3,420 SHARES SHARED - Other 14 3,420 TE CONNECTIVITY LIMITED COMMON STOCK H84989104 69 2,460 SHARES SHARED - Other 14 2,460 TELECOMUNICACOES DE SP SPONS PFD ADR PREFERRED STOCK 87929A102 10 387 SHARES SHARED - Other 387 TERADYNE INC COMMON STOCK 880770102 1 100 SHARES SHARED - Other 100 TEVA PHARMACEUTICAL INDS LTD ADR COMMON STOCK 881624209 15 408 SHARES SOLE 408 TEVA PHARMACEUTICAL INDS LTD ADR COMMON STOCK 881624209 454 12,210 SHARES SHARED - Other 12,210 TEXAS INSTRUMENTS INC COMMON STOCK 882508104 14 508 SHARES SOLE 508 TEXAS INSTRUMENTS INC COMMON STOCK 882508104 126 4,737 SHARES SHARED - Other 4,737
Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ------------------- --------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- TEXAS INSTRUMENTS INC COMMON STOCK 882508104 15 550 SHARES SHARED - Other 4 550 TIME WARNER INC COMMON STOCK 887317303 66 2,205 SHARES SHARED - Other 14 2,205 TORTOISE ENERGY INFRASTRUCTURE MUTUAL FUND 89147L100 138 4,064 UNITS SHARED - Other 4,064 TRANSCANADA CORP COMMON STOCK 89353D107 89 2,200 SHARES SHARED - Other 14 2,200 TYCO INTERNATIONAL LTD COMMON STOCK H89128104 131 3,218 SHARES SHARED - Other 14 3,218 UNILEVER NV NY SHARES COMMON STOCK 904784709 4 135 SHARES SHARED - Other 135 UNITED PARCEL SERVICE-CLASS B COMMON STOCK 911312106 120 1,900 SHARES SHARED - Other 1,900 UNITED PARCEL SERVICE-CLASS B COMMON STOCK 911312106 145 2,300 SHARES SHARED - Other 14 2,300 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 18 258 SHARES SOLE 258 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 270 3,834 SHARES SHARED - Other 3,834 US BANCORP NEW COMMON STOCK 902973304 20 867 SHARES SOLE 867 US BANCORP NEW COMMON STOCK 902973304 187 7,959 SHARES SHARED - Other 7,959 VALE S.A. ADR COMMON STOCK 91912E105 678 29,723 SHARES SHARED - Other 29,723 VALE S.A. ADR COMMON STOCK 91912E105 43 1,900 SHARES SHARED - Other 4 1,900 VARIAN MEDICAL SYSTEMS INC COMMON STOCK 92220P105 108 2,062 SHARES SHARED - Other 14 2,062 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 128 3,469 SHARES SHARED - Other 3,469 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 626 17,000 SHARES SHARED - Other 14 17,000 VIACOM INC CL B COMMON STOCK 92553P201 2 55 SHARES SHARED - Other 55 VISA INC-CLASS A COMMON STOCK 92826C839 60 700 SHARES SHARED - Other 14 700 VORNADO REALTY TRUST REIT 929042109 0 3 SHARES SHARED - Other 14 3 WAL MART STORES INC COMMON STOCK 931142103 8 157 SHARES SHARED - Other 157 WAL MART STORES INC COMMON STOCK 931142103 93 1,795 SHARES SHARED - Other 14 1,795 WALGREEN CO COMMON STOCK 931422109 25 754 SHARES SOLE 754 WALGREEN CO COMMON STOCK 931422109 188 5,725 SHARES SHARED - Other 5,725 WALGREEN CO COMMON STOCK 931422109 103 3,128 SHARES SHARED - Other 14 3,128 WALGREEN CO COMMON STOCK 931422109 44 1,350 SHARES SHARED - Other 4 1,350 WASTE MANAGEMENT INTERNATIONAL COMMON STOCK 94106L109 4 125 SHARES SHARED - Other 125 WELLS FARGO & CO COMMON STOCK 949746101 26 1,062 SHARES SOLE 1,062 WELLS FARGO & CO COMMON STOCK 949746101 94 3,911 SHARES SHARED - Other 3,911 WELLS FARGO & CO COMMON STOCK 949746101 24 1,010 SHARES SHARED - Other 14 1,010 WELLS FARGO & CO COMMON STOCK 949746101 26 1,080 SHARES SHARED - Other 4 1,080 WGL HLDGS INC COMMON STOCK 92924F106 78 2,000 SHARES SHARED - Other 2,000 WILLIS GROUP HOLDINS PLC COMMON STOCK G96666105 49 1,440 SHARES SHARED - Other 14 1,440 WISCONSIN ENERGY CORP COMMON STOCK 976657106 31 977 SHARES SHARED - Other 14 977 YUM! BRANDS INC COMMON STOCK 988498101 32 640 SHARES SHARED - Other 640