0001010873-14-000003.txt : 20140708
0001010873-14-000003.hdr.sgml : 20140708
20140708103829
ACCESSION NUMBER: 0001010873-14-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140708
DATE AS OF CHANGE: 20140708
EFFECTIVENESS DATE: 20140708
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FRANKLIN STREET ADVISORS INC /NC
CENTRAL INDEX KEY: 0001010873
IRS NUMBER: 561749652
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05428
FILM NUMBER: 14964420
BUSINESS ADDRESS:
STREET 1: 1450 RALEIGH RD
STREET 2: SUITE 300
CITY: CHAPEL HILL
STATE: NC
ZIP: 27517
BUSINESS PHONE: 9194892600
MAIL ADDRESS:
STREET 1: 1450 RALEIGH RD
STREET 2: STE 300
CITY: CHAPEL HILL
STATE: NC
ZIP: 27517
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001010873
XXXXXXXX
06-30-2014
06-30-2014
FRANKLIN STREET ADVISORS INC /NC
1450 RALEIGH RD
STE 300
CHAPEL HILL
NC
27517
13F HOLDINGS REPORT
028-05428
N
Don Rives
Complaince Officer
919-403-3008
Don Rives
Chapel Hill
NC
07-08-2014
0
321
524236
false
INFORMATION TABLE
2
d13f-063014.xml
MARRIOTT INTL FRACTIONAL SHAR
COM
fhb903208
0
18653
SH
SOLE
18653
0
0
3M COMPANY
COM
88579y101
5171
36098
SH
SOLE
34903
0
1195
3M COMPANY
COM
88579y101
21
150
SH
DFND
150
0
0
AARONS INC CL A
COM
002535300
401
11250
SH
SOLE
11250
0
0
ABB LTD SPONSORED ADR
COM
000375204
2570
111650
SH
SOLE
109480
0
2170
ABB LTD SPONSORED ADR
COM
000375204
23
1000
SH
DFND
1000
0
0
ABBVIE INC
COM
00287y109
7124
126225
SH
SOLE
121840
0
4385
ABBVIE INC
COM
00287y109
593
10500
SH
DFND
500
0
10500
ACELRX PHARMACEUTICALS INC.
COM
00444t100
390
38050
SH
SOLE
38050
0
0
ACUITY BRANDS
COM
00508Y102
1061
7675
SH
SOLE
7675
0
0
AFLAC INC
COM
001055102
6958
111777
SH
SOLE
108417
0
3360
AKAMAI TECHNOLOGIES INC
COM
00971t101
12070
197673
SH
SOLE
190933
0
6740
AKAMAI TECHNOLOGIES INC
COM
00971t101
77
1255
SH
DFND
1255
0
0
ALBANY MOLECULAR RESEARCH INC
COM
012423109
405
20150
SH
SOLE
20150
0
0
ALCOA INC
COM
013817101
9
600
SH
SOLE
0
0
600
ALCOA INC
COM
013817101
149
10000
SH
DFND
0
0
10000
ALLIANCE DATA SYSTEM CORP
COM
018581108
3026
10760
SH
SOLE
10585
0
175
ALLIANCE DATA SYSTEM CORP
COM
018581108
28
100
SH
DFND
100
0
0
AMER ELEC PWR INC COM
COM
025537101
273
4890
SH
DFND
0
0
4890
AMEREN CORP
COM
023608102
825
20185
SH
SOLE
19985
0
200
AMERICAN EXPRESS
COM
025816109
5960
62819
SH
SOLE
60459
0
2360
AMERICAN EXPRESS
COM
025816109
1166
12290
SH
DFND
290
0
12000
AMGEN INC COM
COM
031162100
339
2862
SH
SOLE
2862
0
0
APPLE COMPUTER INC
COM
037833100
22248
239406
SH
SOLE
231052
0
8354
APPLE COMPUTER INC
COM
037833100
65
700
SH
DFND
700
0
0
ARIAD PHARMACEUTICALS
COM
04033a100
671
105300
SH
SOLE
104800
0
500
ARIAD PHARMACEUTICALS
COM
04033a100
51
8000
SH
DFND
0
0
8000
ART ADVANCED RESEARCH TECHNOLO
COM
04287x103
0
10000
SH
SOLE
10000
0
0
ASTRONICS CORP COM
COM
046433108
435
7700
SH
SOLE
7700
0
0
AT&T INC.
COM
00206r102
1669
47191
SH
SOLE
45374
0
1817
AT&T INC.
COM
00206r102
71
2000
SH
DFND
0
0
2000
AUTOMATIC DATA PROCESSING
COM
053015103
212
2676
SH
SOLE
2176
0
500
AVANIR PHARMACEUTICALS CL A
COM
05348p401
564
100000
SH
SOLE
100000
0
0
AVANIR PHARMACEUTICALS CL A
COM
05348p401
169
30000
SH
DFND
10000
0
30000
AXION INTERNATIONAL
COM
05462d101
62
95714
SH
SOLE
95714
0
0
BANK OF AMERICA CORP
COM
060505104
1328
86404
SH
SOLE
86404
0
0
BANK OF THE OZARKS, INC
COM
063904106
1340
40050
SH
SOLE
40050
0
0
BB & T
COM
054937107
840
21296
SH
SOLE
20796
0
500
BERKSHIRE HATHAWAY-CL B
COM
084670702
4488
35462
SH
SOLE
35012
0
450
BIOCRYST PHARMACEUTICALS
COM
09058v103
1007
79000
SH
SOLE
79000
0
0
BIOCRYST PHARMACEUTICALS
COM
09058v103
179
14000
SH
DFND
0
0
14000
BIODELIVERY SERVICES INTERNATI
COM
09060j106
199
16450
SH
SOLE
16450
0
0
BIOGEN IDEC INC
COM
09062x103
252
800
SH
SOLE
800
0
0
BLACKHAWK NETWORK HOLDINGS
COM
09238e203
296
11007
SH
DFND
0
0
11007
BLACKROCK INC
COM
09247x101
13475
42161
SH
SOLE
41121
0
1040
BLACKROCK INC
COM
09247x101
48
150
SH
DFND
150
0
0
BOEING CO
COM
097023105
1725
13560
SH
SOLE
13560
0
0
BOEING CO
COM
097023105
636
5000
SH
DFND
0
0
5000
BRISTOLMYERS SQUIBB
COM
110122108
6579
135628
SH
SOLE
131638
0
3990
BRISTOLMYERS SQUIBB
COM
110122108
272
5600
SH
DFND
600
0
5000
CA INC
COM
12673p105
1129
39268
SH
SOLE
39018
0
250
CAPITAL ONE FINANCIAL
COM
14040h105
339
4100
SH
SOLE
4100
0
0
CARDINAL HEALTH INC
COM
14149Y108
309
4500
SH
SOLE
4500
0
0
CARLYLE GROUP LP
COM
14309l102
340
10000
SH
SOLE
10000
0
0
CATERPILLAR INC
COM
149123101
144
1328
SH
SOLE
1328
0
0
CATERPILLAR INC
COM
149123101
598
5500
SH
DFND
0
0
5500
CAVIUM NETWORKS INC
COM
14964u108
1150
23150
SH
SOLE
23150
0
0
CELGENE
COM
151020104
1048
12204
SH
SOLE
12204
0
0
CHART INDUSTRIES INC
COM
16115q308
552
6670
SH
SOLE
6670
0
0
CHEMBIO DIAGNOSTICS
COM
163572209
38
11034
SH
SOLE
11034
0
0
CHEVRONTEXACO CORP
COM
166764100
1924
14739
SH
SOLE
13062
0
1677
CHEVRONTEXACO CORP
COM
166764100
522
4000
SH
DFND
0
0
4000
CIENA CORP NEW
COM
171779309
1211
55900
SH
SOLE
55900
0
0
CISCO SYSTEMS INC
COM
17275r102
5565
223963
SH
SOLE
213828
0
10135
CISCO SYSTEMS INC
COM
17275r102
149
6000
SH
DFND
0
0
6000
CITRIX SYSTEMS INC
COM
177376100
3215
51406
SH
SOLE
51131
0
275
CITRIX SYSTEMS INC
COM
177376100
32
510
SH
DFND
510
0
0
CLOROX CO
COM
189054109
1331
14560
SH
SOLE
14460
0
100
CME GROUP INC
COM
12572q105
11150
157159
SH
SOLE
152664
0
4495
CME GROUP INC
COM
12572q105
23
330
SH
DFND
330
0
0
COACH INC
COM
189754104
305
8925
SH
SOLE
8225
0
700
COCA-COLA CO
COM
191216100
1437
33930
SH
SOLE
33470
0
460
COMMONWEALTH BANKSHARES INC
COM
202736104
0
11761
SH
SOLE
11761
0
0
CONNS INC
COM
208242107
1052
21300
SH
SOLE
21300
0
0
CONOCOPHILLIPS
COM
20825c104
1045
12194
SH
SOLE
11394
0
800
CONTROL4 CORP
COM
21240d107
980
50125
SH
SOLE
50125
0
0
COSTAR GROUP
COM
22160n109
1808
11430
SH
SOLE
11110
0
320
COSTCO WHOLESALE
COM
22160k105
35
300
SH
SOLE
100
0
200
COSTCO WHOLESALE
COM
22160k105
230
2000
SH
DFND
0
0
2000
COVIDIEN PLC
COM
g2554f113
9027
100105
SH
SOLE
96885
0
3220
COVIDIEN PLC
COM
g2554f113
63
700
SH
DFND
700
0
0
CREE RESEARCH
COM
225447101
577
11546
SH
SOLE
11150
0
396
DANAHER CORP
COM
235851102
7214
91628
SH
SOLE
86568
0
5060
DARDEN RESTAURANTS INC
COM
237194105
784
16947
SH
SOLE
16812
0
135
DECKERS OUTDOOR CORP
COM
243537107
1719
19910
SH
SOLE
19385
0
525
DEVON ENERGY CORPORATION
COM
25179m103
3141
39553
SH
SOLE
37943
0
1610
DEXCOM INC
COM
252131107
310
7825
SH
SOLE
7825
0
0
DIAGEO PLC-SPON ADR
COM
25243q205
10148
79735
SH
SOLE
76160
0
3575
DIAGEO PLC-SPON ADR
COM
25243q205
32
250
SH
DFND
250
0
0
DIEBOLD INC
COM
253651103
1322
32918
SH
SOLE
32323
0
595
DIRECTV
COM
25490a309
306
3595
SH
SOLE
3595
0
0
DISCOVER FINL SVCS INC
COM
254709108
4614
74436
SH
SOLE
72441
0
1995
DISCOVER FINL SVCS INC
COM
254709108
25
400
SH
DFND
400
0
0
DISCOVERY COMMUNICATIONS INC S
COM
25470f302
8082
111339
SH
SOLE
106169
0
5170
DISCOVERY LABORATORIES INC NEW
COM
254668403
83
46500
SH
SOLE
45000
0
1500
DISNEY (WALT) CO
COM
254687106
5441
63457
SH
SOLE
61387
0
2070
DISNEY (WALT) CO
COM
254687106
343
4000
SH
DFND
0
0
4000
DONNELLEYR R & SONS
COM
257867101
340
20046
SH
SOLE
20046
0
0
DOW CHEMICAL
COM
260543103
146
2837
SH
SOLE
2837
0
0
DOW CHEMICAL
COM
260543103
412
8000
SH
DFND
0
0
8000
DUKE ENERGY CORPORATION NEW
COM
26441c204
2246
30267
SH
SOLE
28725
0
1542
DUPONT
COM
263534109
417
6377
SH
SOLE
6177
0
200
DUPONT
COM
263534109
524
8000
SH
DFND
0
0
8000
DYCOM INDUSTRIES INC
COM
267475101
796
25410
SH
SOLE
25410
0
0
EBAY INC.
COM
278642103
13256
264797
SH
SOLE
255502
0
9295
EBAY INC.
COM
278642103
47
940
SH
DFND
940
0
0
ECOLAB INC
COM
278865100
8073
72507
SH
SOLE
70802
0
1705
ECOLAB INC
COM
278865100
33
300
SH
DFND
300
0
0
EHEALTH INC
COM
28238p109
766
20175
SH
SOLE
20175
0
0
ELLIE MAE INC
COM
28849p100
839
26950
SH
SOLE
26950
0
0
EMC CORP
COM
268648102
282
10700
SH
SOLE
10200
0
500
ENSCO PLC
COM
g3157s106
395
7100
SH
SOLE
7100
0
0
EOG RESOURCES INC
COM
26875p101
8732
74718
SH
SOLE
72098
0
2620
EOG RESOURCES INC
COM
26875p101
56
480
SH
DFND
480
0
0
EPIZYME INC
COM
29428v104
874
28100
SH
SOLE
28100
0
0
ESTEE LAUDER COS CL A
COM
518439104
5127
69037
SH
SOLE
66787
0
2250
ESTEE LAUDER COS CL A
COM
518439104
22
300
SH
DFND
300
0
0
EXXONMOBIL CORPORATION
COM
30231G102
5068
50337
SH
SOLE
47336
0
3001
EXXONMOBIL CORPORATION
COM
30231G102
503
5000
SH
DFND
0
0
5000
FACEBOOK
COM
30303m102
106
1570
SH
SOLE
1540
0
30
FACEBOOK
COM
30303m102
135
2000
SH
DFND
0
0
2000
FIBROCELL SCIENCE INC
COM
315721209
376
94150
SH
SOLE
94150
0
0
FIRST HORIZON NATIONAL CORP FR
COM
dca517101
0
39871
SH
SOLE
39871
0
0
FLEETMATICS GROUP LTD
COM
g35569105
375
11600
SH
SOLE
11600
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906a108
1
178
SH
SOLE
178
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906a108
117
20000
SH
DFND
0
0
20000
FURIEX PHARMACEUTICALS INC
COM
36106p101
5124
48255
SH
SOLE
47705
0
550
FURIEX PHARMACEUTICALS INC
COM
36106p101
53
500
SH
DFND
0
0
500
GAP INC DEL
COM
364760108
3046
73270
SH
SOLE
71870
0
1400
GAP INC DEL
COM
364760108
27
645
SH
DFND
645
0
0
GARMIN LTD
COM
h2906t109
1494
24535
SH
SOLE
24375
0
160
GENERAL DYNAMICS CRP
COM
369550108
291
2500
SH
SOLE
2300
0
200
GENERAL DYNAMICS CRP
COM
369550108
466
4000
SH
DFND
0
0
4000
GENERAL ELECTRIC
COM
369604103
2780
105782
SH
SOLE
104602
0
1180
GENERAL ELECTRIC
COM
369604103
473
18000
SH
DFND
0
0
18000
GENTHERM
COM
37253a103
370
8325
SH
SOLE
8325
0
0
GILEAD SCIENCES
COM
375558103
13408
161717
SH
SOLE
156592
0
5125
GILEAD SCIENCES
COM
375558103
640
7720
SH
DFND
2720
0
7000
GOOGLE INC CL A
COM
38259p508
6779
11595
SH
SOLE
11252
0
343
GOOGLE INC CL A
COM
38259p508
32
55
SH
DFND
55
0
0
GOOGLE INC CL C
COM
38259p706
8630
15001
SH
SOLE
14452
0
549
GOOGLE INC CL C
COM
38259p706
32
55
SH
DFND
55
0
0
GRAHAM CORPORATION
COM
384556106
1202
34525
SH
SOLE
34525
0
0
GROWLIFE, INC
COM
39985x104
7
15000
SH
SOLE
15000
0
0
HALLIBURTON CO
COM
406216101
378
5325
SH
SOLE
5325
0
0
HARMAN INTERNATIONAL INDUSTRIE
COM
413086109
8420
78380
SH
SOLE
75695
0
2685
HARMAN INTERNATIONAL INDUSTRIE
COM
413086109
56
520
SH
DFND
520
0
0
HEWLETT-PACKARD CO
COM
428236103
96
2844
SH
SOLE
2844
0
0
HEWLETT-PACKARD CO
COM
428236103
404
12000
SH
DFND
0
0
12000
HOME DEPOT
COM
437076102
2603
32148
SH
SOLE
31598
0
550
HOME DEPOT
COM
437076102
24
300
SH
DFND
300
0
0
HONEYWELL INTERNATIONAL INC
COM
438516106
5954
64052
SH
SOLE
60672
0
3380
HONEYWELL INTERNATIONAL INC
COM
438516106
404
4350
SH
DFND
350
0
4000
ILLINOIS TOOL WORKS
COM
452308109
360
4109
SH
SOLE
4109
0
0
INCYTE GENOMICS INC
COM
45337c102
1355
24000
SH
SOLE
24000
0
0
INCYTE GENOMICS INC
COM
45337c102
169
3000
SH
DFND
0
0
3000
INFOBLOX INC
COM
45672h104
894
67965
SH
SOLE
65390
0
2575
INSMED INC
COM
457669307
1143
57229
SH
SOLE
56629
0
600
INSMED INC
COM
457669307
50
2500
SH
DFND
2500
0
2500
INT'L BUSINESS MACHINES CORP
COM
459200101
997
5501
SH
SOLE
4957
0
544
INT'L BUSINESS MACHINES CORP
COM
459200101
15
80
SH
DFND
80
0
0
INTEL CORP
COM
458140100
2016
65235
SH
SOLE
63907
0
1328
INTEL CORP
COM
458140100
309
10000
SH
DFND
0
0
10000
INTREXON CORP COM NPV
COM
46122t102
251
10000
SH
SOLE
10000
0
0
ISHARES TR DOW JONES SEL DIVID
COM
464287168
400
5200
SH
SOLE
5200
0
0
ISHARES TR DOW JONES SEL DIVID
COM
464287168
1155
15000
SH
DFND
0
0
15000
ISIS PHARMACEUTICALS
COM
464330109
689
20012
SH
SOLE
20000
0
12
ISIS PHARMACEUTICALS
COM
464330109
124
3600
SH
DFND
1600
0
3600
JAZZ PHARMACEUTICALS PLC
COM
g50871105
904
6150
SH
SOLE
6150
0
0
JAZZ PHARMACEUTICALS PLC
COM
g50871105
147
1000
SH
DFND
0
0
1000
JOHNSON & JOHNSON
COM
478160104
2942
28120
SH
SOLE
28045
0
75
JOHNSON & JOHNSON
COM
478160104
1046
10000
SH
DFND
0
0
10000
JOHNSON CONTROLS INC
COM
478366107
2572
51511
SH
SOLE
50931
0
580
JOHNSON CONTROLS INC
COM
478366107
25
500
SH
DFND
500
0
0
JPMORGANCHASE & CO
COM
46625h100
314
5441
SH
SOLE
5441
0
0
JPMORGANCHASE & CO
COM
46625h100
403
7000
SH
DFND
0
0
7000
KEY ENERGY
COM
492914106
836
91450
SH
SOLE
91450
0
0
KINDER MORGAN INC DEL
COM
49456b101
1216
33535
SH
SOLE
33325
0
210
LAREDO PETROLEUM HOLDINGS
COM
516806106
257
8300
SH
SOLE
8300
0
0
LAS VEGAS SANDS CORP
COM
517834107
2906
38125
SH
SOLE
36915
0
1210
LAS VEGAS SANDS CORP
COM
517834107
22
290
SH
DFND
290
0
0
LINCOLN NATIONAL CORP
COM
534187109
482
9379
SH
SOLE
9379
0
0
LINKEDIN CORP
COM
53578A108
2718
15850
SH
SOLE
15775
0
75
LINKEDIN CORP
COM
53578A108
20
115
SH
DFND
115
0
0
LLOYDS TSB GRP PLC
COM
539439109
15
2864
SH
SOLE
2864
0
0
LLOYDS TSB GRP PLC
COM
539439109
62
12000
SH
DFND
0
0
12000
LORILLARD INC
COM
544147101
1545
25337
SH
SOLE
24277
0
1060
LOWE'S COS
COM
548661107
312
6500
SH
SOLE
6200
0
300
LULULEMON ATHLETICA INC
COM
550021109
4273
105565
SH
SOLE
102930
0
2635
LULULEMON ATHLETICA INC
COM
550021109
16
400
SH
DFND
400
0
0
LUMBER LIQUIDATORS INC
COM
55003T107
256
3375
SH
SOLE
3375
0
0
MCDONALDSCORP
COM
580135101
1436
14257
SH
SOLE
13572
0
685
MEDIVATION INC
COM
58501n101
2389
31000
SH
SOLE
31000
0
0
MEDIVATION INC
COM
58501n101
462
6000
SH
DFND
0
0
6000
MERCK & CO INC NEW COM
COM
58933y105
2358
40762
SH
SOLE
38130
0
2632
MERCK & CO INC NEW COM
COM
58933y105
231
4000
SH
DFND
0
0
4000
MERU NETWORKS INC
COM
59047Q103
286
77800
SH
SOLE
77800
0
0
MICROSOFT CORP
COM
594918104
717
17206
SH
SOLE
16204
0
1002
MICROSOFT CORP
COM
594918104
250
6000
SH
DFND
0
0
6000
MONDELEZ INC
COM
609207105
6269
166684
SH
SOLE
158789
0
7895
MONOTYPE IMAGING HOLDINGS INC
COM
61022P100
748
26550
SH
SOLE
26550
0
0
MOVADO GROUP INC
COM
624580106
807
19375
SH
SOLE
19375
0
0
MOVE INC
COM
62458M207
993
67150
SH
SOLE
67150
0
0
NATIONAL-OILWELL VARCO INC
COM
637071101
2837
34450
SH
SOLE
34040
0
410
NATURAL GAS SVCS GROUP INC
COM
63886q109
1017
30750
SH
SOLE
30750
0
0
NEKTAR THERAPEUTICS
COM
640268108
1126
87800
SH
SOLE
87800
0
0
NEKTAR THERAPEUTICS
COM
640268108
327
25500
SH
DFND
0
0
25500
NIKE INC CL B
COM
654106103
5867
75649
SH
SOLE
72849
0
2800
NIKE INC CL B
COM
654106103
78
1000
SH
DFND
1000
0
0
NORDSTROM INC
COM
655664100
4106
60440
SH
SOLE
59440
0
1000
NORDSTROM INC
COM
655664100
37
540
SH
DFND
540
0
0
NORFOLK SOUTHERN CORP
COM
655844108
464
4499
SH
SOLE
4499
0
0
NORFOLK SOUTHERN CORP
COM
655844108
1030
10000
SH
DFND
0
0
10000
NOVADAQ TECHNOLOGIES
COM
66987g102
441
26750
SH
SOLE
26750
0
0
OMNICELL INC
COM
68213n109
1082
37675
SH
SOLE
37675
0
0
ON ASSIGNMENT INC
COM
682159108
1409
39600
SH
SOLE
39600
0
0
ORACLE SYSTEMS CORP
COM
68389X105
5353
132074
SH
SOLE
126454
0
5620
ORASURE TECHNOLOGIES
COM
68554V108
1317
153000
SH
SOLE
149250
0
3750
PACIRA PHARMACEUTICALS INC
COM
695127100
347
3775
SH
SOLE
3775
0
0
PACIRA PHARMACEUTICALS INC
COM
695127100
367
4000
SH
DFND
4000
0
4000
PALL CORP
COM
696429307
5306
62136
SH
SOLE
58876
0
3260
PAYCHEX INC
COM
704326107
1332
32060
SH
SOLE
31890
0
170
PDC ENERGY INC
COM
69327r101
300
4750
SH
SOLE
4750
0
0
PDL BIOPHARMA INC
COM
69329y104
339
35000
SH
SOLE
35000
0
0
PDL BIOPHARMA INC
COM
69329y104
24
2500
SH
DFND
2500
0
2500
PEGASYSTEMS, INC.
COM
705573103
1005
47600
SH
SOLE
47600
0
0
PEPSICO INC
COM
713448108
5143
57566
SH
SOLE
55588
0
1978
PEPSICO INC
COM
713448108
36
400
SH
DFND
400
0
0
PERRIGO COMPANY
COM
g97822103
2940
20167
SH
SOLE
19917
0
250
PERRIGO COMPANY
COM
g97822103
26
179
SH
DFND
179
0
0
PFIZER INC
COM
717081103
411
13838
SH
SOLE
13007
0
831
PFIZER INC
COM
717081103
356
12000
SH
DFND
0
0
12000
PHILIP MORRIS INTL
COM
718172109
520
6167
SH
SOLE
5942
0
225
PHILLIPS 66
COM
718546104
400
4971
SH
SOLE
4771
0
200
PIONEER NATURAL RES
COM
723787107
4593
19987
SH
SOLE
19705
0
282
PIONEER NATURAL RES
COM
723787107
26
115
SH
DFND
115
0
0
PNC BK CORP COM
COM
693475105
4547
51066
SH
SOLE
49679
0
1387
PNC BK CORP COM
COM
693475105
30
335
SH
DFND
335
0
0
POTASH CORP SASKATCHEWAN
COM
73755L107
73
1915
SH
SOLE
1915
0
0
POWER SOLUTIONS INTERNATIONAL
COM
73933g202
266
3700
SH
SOLE
3700
0
0
POWERSECURE INTERNATIONAL INC
COM
73936n105
1509
154960
SH
SOLE
148110
0
6850
POZEN INC
COM
73941u102
306
36700
SH
SOLE
36700
0
0
POZEN INC
COM
73941u102
53
6400
SH
DFND
1400
0
6400
PPL CORPORATION
COM
69351t106
910
25625
SH
SOLE
25400
0
225
PRAXAIRINC
COM
74005p104
5625
42341
SH
SOLE
40611
0
1730
PRECISION CASTPARTS CORP
COM
740189105
1454
5760
SH
SOLE
5760
0
0
PROCTER & GAMBLE CO
COM
742718109
1828
23262
SH
SOLE
21977
0
1285
PROOFPOINT INC
COM
743424103
253
6750
SH
SOLE
6750
0
0
PROTO LABS INC
COM
743713109
1873
22860
SH
SOLE
22110
0
750
PUMA BIOTECHNOLOGY INC
COM
74587v107
1516
22975
SH
SOLE
22975
0
0
QLIK TECHNOLOGIES
COM
74733t105
625
27650
SH
SOLE
27650
0
0
QUALCOMM INC
COM
747525103
15337
193643
SH
SOLE
186488
0
7155
QUALCOMM INC
COM
747525103
372
4700
SH
DFND
700
0
4000
RALLY SOFTWARE DEV
COM
751198102
265
24350
SH
SOLE
24350
0
0
RAYONIER INC COM
COM
754907103
267
7500
SH
DFND
0
0
7500
REGENCY ENERGY PARTNERS LP
COM
75885y107
329
10200
SH
DFND
0
0
10200
RENTRAK CORPORATION
COM
760174102
563
10725
SH
SOLE
10725
0
0
REPLIGEN CORP
COM
759916109
228
10000
SH
SOLE
10000
0
0
REPLIGEN CORP
COM
759916109
228
10000
SH
DFND
0
0
10000
REXNORD CORP NEW
COM
76169B102
284
10100
SH
SOLE
10100
0
0
RIGEL PHARMACEUTICALS
COM
766559603
545
150000
SH
SOLE
150000
0
0
RIGEL PHARMACEUTICALS
COM
766559603
73
20000
SH
DFND
0
0
20000
ROYAL BANK OF CANADA
COM
780087102
586
8204
SH
SOLE
8007
0
197
ROYAL DUTCH SHELL PLC SPON ADR
COM
780259206
214
2600
SH
SOLE
2600
0
0
SANGAMO BIOSCIENCES INC
COM
800677106
1370
89750
SH
SOLE
88750
0
1000
SANGAMO BIOSCIENCES INC
COM
800677106
229
15000
SH
DFND
0
0
15000
SCHLUMBERGER LTD NV
COM
806857108
9029
76548
SH
SOLE
72723
0
3825
SCHLUMBERGER LTD NV
COM
806857108
25
215
SH
DFND
215
0
0
SELECT COMFORT CORP
COM
81616x103
715
34600
SH
SOLE
34600
0
0
SHIRE PHARMACEUTICALS-ADR
COM
82481r106
1295
5500
SH
SOLE
5500
0
0
SKYWORKS SOLUTIONS INC
COM
83088m102
648
13800
SH
SOLE
13800
0
0
SODASTREAM INTERNATIONAL LTD
COM
m9068e105
1193
35500
SH
SOLE
34550
0
950
SOUTHERN CO
COM
842587107
297
6544
SH
SOLE
5544
0
1000
SOUTHWESTERN ENERGY CO
COM
845467109
3071
67515
SH
SOLE
65600
0
1915
SOUTHWESTERN ENERGY CO
COM
845467109
22
475
SH
DFND
475
0
0
SPECTRANETICS CORP
COM
84760c107
555
24250
SH
SOLE
24250
0
0
SPS COMMERCE INC
COM
78463m107
749
11850
SH
SOLE
11850
0
0
STANDARD & POOR'S DEP RCPTS
COM
78462f103
647
3307
SH
SOLE
3307
0
0
STRYKER CORP
COM
863667101
339
4020
SH
SOLE
4020
0
0
SUPERNUS PHARMACEUTICALS INC
COM
868459108
2150
196350
SH
SOLE
191250
0
5100
SUPERNUS PHARMACEUTICALS INC
COM
868459108
219
20000
SH
DFND
0
0
20000
SYNAPTICS INC
COM
87157d109
1187
13100
SH
SOLE
13100
0
0
SYNCHRONOSS TECHNOLOGIES INC
COM
87157b103
2217
63425
SH
SOLE
61250
0
2175
SYNERGY RESOURCES
COM
87164p103
1252
94500
SH
SOLE
94500
0
0
TARGET CORP
COM
87612e106
31
535
SH
SOLE
535
0
0
TARGET CORP
COM
87612e106
232
4000
SH
DFND
0
0
4000
TEARLAB CORP COM
COM
878193101
131
27000
SH
SOLE
27000
0
0
TEVA PHARMACEUTICAL INDUSTRIES
COM
881624209
6939
132372
SH
SOLE
130496
0
1876
TEVA PHARMACEUTICAL INDUSTRIES
COM
881624209
310
5915
SH
DFND
915
0
5000
THE LITTLE BANK, INC
COM
53700p106
2971
271034
SH
SOLE
271034
0
0
THE LITTLE BANK, INC
COM
53700p106
56
5084
SH
DFND
5084
0
5084
THERMO FISHER SCIENTIFIC
COM
883556102
4165
35296
SH
SOLE
33916
0
1380
THOMSON REUTERS
COM
884903105
3485
95851
SH
SOLE
93483
0
2368
THRESHOLD PHARMACEUTICALS
COM
885807206
111
28000
SH
SOLE
28000
0
0
TRINITY BIOTECH PLC
COM
896438306
719
31200
SH
SOLE
31200
0
0
TUESDAY MORNING CORP
COM
899035505
1844
103460
SH
SOLE
99910
0
3550
ULTRAGENYX PHARMACEUTICAL INC
COM
90400d108
706
15725
SH
SOLE
15725
0
0
UNITED PARCEL SERVICE - CL B
COM
911312106
259
2523
SH
SOLE
2523
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
4182
36227
SH
SOLE
34972
0
1255
VALEANT PHARMACEUTICALS INTL
COM
91911k102
2473
19612
SH
SOLE
19612
0
0
VASOMEDICAL INC
COM
922321104
3
12000
SH
SOLE
12000
0
0
VERIZON COMMUNICATIONS
COM
92343v104
1466
29971
SH
SOLE
29131
0
840
VERIZON COMMUNICATIONS
COM
92343v104
98
2000
SH
DFND
0
0
2000
VERTEX PHARMACEUTICALS
COM
92532f100
2139
22595
SH
SOLE
22460
0
135
VERTEX PHARMACEUTICALS
COM
92532f100
23
240
SH
DFND
240
0
0
VIEWPOINT FINANCIAL GROUP
COM
92672a101
457
17000
SH
SOLE
17000
0
0
VOCERA COMMUNICATIONS
COM
92857f107
966
73200
SH
SOLE
71100
0
2100
W W GRAINGER INC
COM
384802104
3988
15684
SH
SOLE
15169
0
515
W W GRAINGER INC
COM
384802104
20
80
SH
DFND
80
0
0
WALGREEN CO COM
COM
931422109
335
4518
SH
SOLE
4518
0
0
WASTE MANAGEMENT INC
COM
94106l109
1266
28305
SH
SOLE
28125
0
180
WASTE MANAGEMENT INC
COM
94106l109
134
3000
SH
DFND
0
0
3000
WELLS FARGO CO
COM
949746101
1261
23999
SH
SOLE
23990
0
9
WELLS FARGO CO
COM
949746101
1052
20020
SH
DFND
0
0
20020
WESTPORT INNOVATIONS INC
COM
960908309
1274
70675
SH
SOLE
67675
0
3000
XENCOR, INC.
COM
98401f105
328
28200
SH
SOLE
28200
0
0
XOOM CORP
COM
98419q101
248
9400
SH
SOLE
9400
0
0
ZIOPHARM ONCOLOGY INC COM
COM
98973P101
277
68700
SH
SOLE
68700
0
0
iSHARE MSCI TAIWAN
ADR
464286731
316
20000
SH
DFND
0
0
20000
FOREST LABORATORIES CONTINGENT
WT
187cvr907
0
60400
SH
SOLE
60400
0
0
FOREST LABORATORIES INC CONTIN
WT
3458cvr07
0
15000
SH
DFND
0
0
15000