0000939057-15-000531.txt : 20151117 0000939057-15-000531.hdr.sgml : 20151117 20151117141534 ACCESSION NUMBER: 0000939057-15-000531 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151113 FILED AS OF DATE: 20151117 DATE AS OF CHANGE: 20151117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROVIDENT FINANCIAL HOLDINGS INC CENTRAL INDEX KEY: 0001010470 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 330704889 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3756 CENTRAL AVE CITY: RIVERSIDE STATE: CA ZIP: 92506 BUSINESS PHONE: 9096866060 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVENUE CITY: RIVERSIDE STATE: CA ZIP: 92506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALE RICHARD L CENTRAL INDEX KEY: 0001180896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28304 FILM NUMBER: 151237883 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-11-13 0 0001010470 PROVIDENT FINANCIAL HOLDINGS INC PROV 0001180896 GALE RICHARD L 3756 CENTRAL AVENUE RIVERSIDE CA 92506 0 1 0 0 Senior Vice President Common Stock, Par Value $0.01 2015-11-13 4 S 0 4880 17.86 D 92249 D Common Stock, Par Value $0.01 2015-11-16 4 S 0 2594 18 D 89655 D Common Stock, Par Value $0.01 2015-11-17 4 S 0 1526 18 D 88129 D The ownership of 88,129 shares includes the 12,500 share restricted stock award granted on September 30, 2014 from the 2010 Equity Incentive Plan with 6,250 shares vesting on September 30, 2016 and 6,250 shares vesting on September 30, 2018; and, indirect ownership of 1,793 shares in Mr. Gale's 401(K) Plan; 44,192 shares in Mr. Gale's Employee Stock Ownership Plan account; and 361 shares by Mr. Gale's spouse. /s/Richard L. Gale 2015-11-17