-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VcE0lsLy9Stq8V/dK217NLdUbDqhmHraEhSLQlPwlPhYyhtDSecJsbv+iXxfvHUs 1viwbjxvYzkQnz7Ztj5NjQ== 0000950135-97-000613.txt : 19970222 0000950135-97-000613.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950135-97-000613 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD GROUP MEMBERS: ADVENT INTERNATIONAL CORP ET AL GROUP MEMBERS: ADVENT INTERNATIONAL INVESTORS II L.P. GROUP MEMBERS: ADVENT INTERNATIONAL LIMITED PARTNERSHIP GROUP MEMBERS: ADVENT PARTNERS LIMITED PARTNERSHIP GROUP MEMBERS: GLOBAL PRIVATE EQUITY II LIMITED PARTNERSHIP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED RADIO TELECOM CORP CENTRAL INDEX KEY: 0001010286 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 531348016 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49879 FILM NUMBER: 97532294 BUSINESS ADDRESS: STREET 1: 500 108TH AVE NE STREET 2: SUITE 2600 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 2066888700 MAIL ADDRESS: STREET 1: 500 108TH AVENUE NE STREET 2: SUITE 2600 CITY: BELLEVUE STATE: WA ZIP: 98004 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL CORP ET AL CENTRAL INDEX KEY: 0000939424 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 042840139 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 101 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6179519400 MAIL ADDRESS: STREET 1: 101 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 SC 13G 1 ADVANCED RADIO TELECOM CORP. 1 -------------------------- OMB APPROVAL OMB Number: 3235-0145 Expires: October 31, 1994 Estimated average burden hours per response...14.90 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.----)* ADVANCED RADIO TELECOM CORP. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $.001 - -------------------------------------------------------------------------------- (Title of Class of Securities) 00754U-10-1 ------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [x]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 - --------------------------- --------------------------- CUSIP No. 00754U-10-1 13G Page 2 of 10 ----------- --- ---- - --------------------------- --------------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON ADVENT INTERNATIONAL CORPORATION - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 1,321,511 NUMBER OF ------------------------------------------------------ SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY NONE EACH ------------------------------------------------------ REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 1,321,511 ------------------------------------------------------ 8. SHARED DISPOSITIVE POWER NONE - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON. 1,321,511 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9. 9.7% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* CO, IA - -------------------------------------------------------------------------------- * SEE INSTRUCTION BEFORE FILLING OUT! 3 - --------------------------- --------------------------- CUSIP No. 00754U-10-1 13G Page 3 of 10 ------------- --- ---- - --------------------------- --------------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON ADVENT INTERNATIONAL LIMITED PARTNERSHIP - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 1,258,780 NUMBER OF ------------------------------------------------------ SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY NONE EACH ------------------------------------------------------ REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 1,258,780 ------------------------------------------------------ 8. SHARED DISPOSITIVE POWER NONE - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON. 1,258,780 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9. 9.2% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 4 - --------------------------- --------------------------- CUSIP No. 00754U-10-1 13G Page 4 of 10 ----------- --- ---- - --------------------------- --------------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON GLOBAL PRIVATE EQUITY II LIMITED PARTNERSHIP - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 1,258,780 NUMBER OF ------------------------------------------------------ SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY NONE EACH ------------------------------------------------------ REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 1,258,780 ------------------------------------------------------ 8. SHARED DISPOSITIVE POWER NONE - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON. 1,258,780 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9. 9.2% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 5 - --------------------------- --------------------------- CUSIP No. 00754U-10-1 13G Page 5 of 10 ----------- --- ---- - --------------------------- --------------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON ADVENT INTERNATIONAL INVESTORS II LIMITED PARTNERSHIP - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION MASSACHUSETTS - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 1,207 NUMBER OF ------------------------------------------------------ SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY NONE EACH ------------------------------------------------------ REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 1,207 ------------------------------------------------------ 8. SHARED DISPOSITIVE POWER NONE - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON. 1,207 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9. 0.0% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 6 - --------------------------- --------------------------- CUSIP No. 00754U-10-1 13G Page 6 of 10 ----------- --- ---- - --------------------------- --------------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON ADVENT PARTNERS LIMITED PARTNERSHIP - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 61,524 NUMBER OF ------------------------------------------------------ SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY NONE EACH ------------------------------------------------------ REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 61,524 ------------------------------------------------------ 8. SHARED DISPOSITIVE POWER NONE - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON. 61,524 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9. 0.5% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 7 - --------------------------- --------------------------- CUSIP No. 00754U-10-1 13G Page 7 of 10 ----------- --- ---- - --------------------------- --------------------------- SCHEDULE 13G Item 1. - ------ (a) (b) This statement on Schedule 13G relates to the Reporting Persons' (as defined in Item 2 below) beneficial ownership interest in Advanced Radio Telecom Corp. a Delaware corporation (the "Corporation"). The address of the principal executive office of the Corporation is 500 108th Avenue, N.E., Suite 2600, Bellevue, Washington 98004. Item 2. - ------ (a) (b) (c) This statement is being filed by the following entities: (1) Advent International Corporation, a Delaware corporation; (2) Advent International Limited Partnership, a Delaware limited partnership; (3) Global Private Equity II Limited Partnership, a Delaware limited partnership; (4) Advent Partners Limited Partnership, a Delaware limited partnership; (5) Advent International Investors II Limited Partnership, a Massachusetts limited partnership. The entities listed in subparagraphs (1) through (5) above are herein collectively referred to as the "Reporting Persons" and individually as a "Reporting Person." The principal business address of all of the Reporting Persons is c/o Advent International Corporation, 101 Federal Street, Boston, MA 02110. (d) (e) This statement relates to the Common Stock, par value $.001 per share, (the "Common Stock") of the Corporation named in Item 1 of this statement. The CUSIP number associated with such Common Stock is 00754U-10-1. 8 - --------------------------- --------------------------- CUSIP No. 00754U-10-1 13G Page 8 of 10 ----------- --- ---- - --------------------------- --------------------------- SCHEDULE 13G Item 3. Filing pursuant to Rule 13G-1(b), or 13G-2(b). - ------- ---------------------------------------------- This statement is not being filed pursuant to Rule 13G-1(b), or 13G-2(b). Item 4. Ownership. - ------- ---------- (a) (b) The following table sets forth the aggregate number and percentage (based upon the number of shares of Common Stock outstanding as of September 30, 1996) of the Common Stock beneficially owned by each Reporting Person named in Item 2 of this statement. The aggregate number and percentage of the Common Stock beneficially owned by each Reporting Person is calculated in accordance with Rule 13G-3(d)(1).
Number of Shares Percentage ------------------------------------- of Shares Reporting Person Common Warrants Total Outstanding - ----------------------------------------- --------------------------------------------------- Global Private Equity II Limited Partnership (1) 1,189,673 69,107 1,258,780 9.2% --------- ------ --------- ---- Advent International Limited Partnership (1) 1,189,673 69,107 1,258,780 9.2% Advent Partners Limited Partnership (2) 58,143 3,381 61,524 0.5% Advent International Investors II Limited Partnership (2) 1,149 58 1,207 0.0% Advent International Corporation 1,248,965 72,546 1,321,511 9.7% --------- ------ --------- ---- Total Group Ownership 1,248,965 72,546 1,321,511 9.7% ========= ====== ========= ====
(1) Advent International Corporation ("AIC") is the General Partner of Advent International Limited Partnership ("AILP") which in turn is the General Partner of the indicated reporting persons. As such, AIC has the sole power to vote and dispose of the securities owned by the indicated reporting persons. The beneficial ownership of AIC and AILP derives from such power. 9 - --------------------------- --------------------------- CUSIP No. 00754U-10-1 13G Page 9 of 10 ----------- --- ---- - --------------------------- --------------------------- SCHEDULE 13G (2) AIC is the General Partners of Advent Partners Limited Partnership ("APLP") and Advent International Investors II Limited Partnership ("AI Investors II"). As such, AIC has the sole power to vote and dispose of the securities of APLP and AI Investors II. The beneficial ownership of AIC derives from such power. (c) Each of the Reporting Persons listed in the table set forth above has sole voting and dispositive power over the Common Stock beneficially owned by it as indicated above. Item 5. Ownership of Five Percent or Less of a Class. - ------- --------------------------------------------- Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. - ------- ---------------------------------------------------------------- Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. - ------ ---------------------------------------------------------------------- Not Applicable. Item 8. Identification and Classification of Members of the Group. - ------- ---------------------------------------------------------- The information for this item is contained on the individual cover pages to this filing, and is incorporated herein by reference. Item 9. Notice of Dissolution of Group. - ------- ------------------------------- Not Applicable. (THE REMAINDER OF THIS PAGE IS INTENTIONALLY LEFT BLANK) -------------------------------------------------------- 10 - --------------------------- --------------------------- CUSIP No. 00754U-10-1 13G Page 10 of 10 ----------- --- ---- - --------------------------- --------------------------- SCHEDULE 13G Item 10. Certification. - -------- -------------- By signing below we certify that, to the best of our knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE --------- After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. February 11, 1997 ADVENT INTERNATIONAL CORPORATION By: Janet L. Hennessy /s/ Janet L. Hennessy Vice President ------------------------------------- ADVENT INTERNATIONAL LIMITED PARTNERSHIP By: Advent International Corporation, General Partner By: Janet L. Hennessy /s/ Janet L. Hennessy Vice President ------------------------------------- GLOBAL PRIVATE EQUITY II LIMITED PARTNERSHIP By: Advent International Limited Partnership, General Partner By: Advent International Corporation, General Partner By: Janet L. Hennessy /s/ Janet L. Hennessy Vice President ------------------------------------- ADVENT PARTNERS LIMITED PARTNERSHIP By: Advent International Corporation, General Partner By: Janet L. Hennessy /s/ Janet L. Hennessy Vice President ------------------------------------- ADVENT INTERNATIONAL INVESTORS II LIMITED PARTNERSHIP By: Advent International Corporation, General Partner By: Janet L. Hennessy /s/ Janet L. Hennessy Vice President ------------------------------------- -----END PRIVACY-ENHANCED MESSAGE-----