0000930413-14-003693.txt : 20140815
0000930413-14-003693.hdr.sgml : 20140815
20140815144720
ACCESSION NUMBER: 0000930413-14-003693
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140815
DATE AS OF CHANGE: 20140815
EFFECTIVENESS DATE: 20140815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FCG ADVISORS, LLC
CENTRAL INDEX KEY: 0001009950
IRS NUMBER: 223448536
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14872
FILM NUMBER: 141046237
BUSINESS ADDRESS:
STREET 1: ONE MAIN STREET #202
CITY: CHATHAM
STATE: NJ
ZIP: 07928
BUSINESS PHONE: 973-635-7374
MAIL ADDRESS:
STREET 1: ONE MAIN STREET #202
CITY: CHATHAM
STATE: NJ
ZIP: 07928
FORMER COMPANY:
FORMER CONFORMED NAME: FCG Wealth Management, LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: FCG ADVISORS, LLC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: FCG ADVISORS LLC /BD
DATE OF NAME CHANGE: 20020301
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001009950
XXXXXXXX
06-30-2014
06-30-2014
false
FCG ADVISORS, LLC
One Main Street #202
Chatham
NJ
07928
13F HOLDINGS REPORT
028-14872
N
Dale Francis Gilkes
CCO
973-635-7374
/s/ D. Francis Gilkes
Chatham
NJ
08-14-2014
0
87
132125
INFORMATION TABLE
2
infotable.xml
* APPLE INC COM
Com
037833100
1414
13901
SH
SOLE
0
0
0
* GALLAGHER ARTHUR J & CO COM
Com
363576109
623
13371
SH
SOLE
0
0
0
AMERICAN NATL BANKSHARES INC COM
Com
027745108
239
10991
SH
SOLE
0
0
0
* ARENA PHARMACEUTICALS INC COM
Com
040047102
62
10600
SH
SOLE
0
0
0
AMERICAN STD ENERGY
Com
02971T107
44
146743
SH
SOLE
0
0
0
* BANK OF AMERICA CORPORATION COM
Com
060505104
277
18042
SH
SOLE
0
0
0
* BRISTOL MYERS SQUIBB CO COM
Com
110122108
933
19228
SH
SOLE
0
0
0
* BERKSHIRE HATHAWAY INC DEL CL B NEW
Com
084670702
430
3398
SH
SOLE
0
0
0
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017
ETF
18383M548
412
17996
SH
SOLE
0
0
0
CLAYMORE EXCHANGE TRD FD TR GUG BULL2018 E
ETF
18383M530
243
11420
SH
SOLE
0
0
0
CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 E
ETF
18383M522
269
12713
SH
SOLE
0
0
0
* VANGUARD BD INDEX FD INC SHORT TRM BOND
ETF
921937827
1419
17658
SH
SOLE
0
0
0
* SPDR SERIES TRUST BRCLYS INTL ETF
ETF
78464A516
2297
37768
SH
SOLE
0
0
0
SPDR SERIES TRUST SHRT INTL ETF
ETF
78464A334
7426
203518
SH
SOLE
0
0
0
* CHUBB CORP COM
Com
171232101
369
4000
SH
SOLE
0
0
0
* CELGENE CORP COM
Com
151020104
30225
325312
SH
SOLE
0
0
0
CELGENE CORP RIGHT 12/31/2030
RIGHT 12/31/2030
151020112
841
323456
SH
SOLE
0
0
0
CHIMERA INVT CORP
Com
16934Q109
75
25000
SH
SOLE
0
0
0
CFS BANCORP INC
Com
12525D102
121
11318
SH
SOLE
0
0
0
* CAMPBELL SOUP CO COM
Com
134429109
228
4970
SH
SOLE
0
0
0
CISCO SYS INC
Com
17275R102
516
20805
SH
SOLE
0
0
0
* CHEVRON CORP NEW COM
Com
166764100
382
2924
SH
SOLE
0
0
0
* POWERSHARES DB CMDTY IDX TRA UNIT BEN INT
ETF
73935S105
1720
64702
SH
SOLE
0
0
0
* DBX ETF TR XTRAK MSCI EAFE
ETF
233051200
483
17507
SH
SOLE
0
0
0
* ISHARES SELECT DIVID ETF
ETF
464287168
1343
17441
SH
SOLE
0
0
0
EMERGING MARKETS ETF
ETF
464287234
411
95294
SH
SOLE
0
0
0
* ISHARES MSCI EAFE ETF
ETF
464287465
10724
157206
SH
SOLE
0
0
0
* WISDOMTREE TR EM LCL DEBT FD
ETF
97717X867
634
13339
SH
SOLE
0
0
0
* ISHARES JP MOR EM MK ETF
ETF
464288281
3488
30263
SH
SOLE
0
0
0
E M C CORP MASS
Com
268648102
1907
73987
SH
SOLE
0
0
0
* ENZON PHARMACEUTICALS INC COM
Com
293904108
21
20000
SH
SOLE
0
0
0
* FACEBOOK INC CL A
Com
30303M102
407
6054
SH
SOLE
0
0
0
* FIRST MERCHANTS CORP COM
Com
320817109
2054
97173
SH
SOLE
0
0
0
GENERAL ELECTRIC CO
Com
369604103
1157
44314
SH
SOLE
0
0
0
SPDR GOLD TR GOLD
ETF
78463V107
1063
8347
SH
SOLE
0
0
0
* GOOGLE INC CL C ADDED
Com
38259P706
512
890
SH
SOLE
0
0
0
* GOOGLE INC CL A
Com
38259P508
485
829
SH
SOLE
0
0
0
* ISHARES S&P GSCI COMMODITY I UNIT BEN INT
ETF
46428R107
522
15383
SH
SOLE
0
0
0
CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR
ETF
18383M654
949
18850
SH
SOLE
0
0
0
* SPDR INDEX SHS FDS S&P INTL SMLCP
ETF
78463X871
215
6105
SH
SOLE
0
0
0
* INTERNATIONAL BUSINESS MACHS COM
Com
459200101
665
3671
SH
SOLE
0
0
0
INTEL CORP
Com
458140100
301
10750
SH
SOLE
0
0
0
ISHARES S&P 500
ETF
464287408
612
6799
SH
SOLE
0
0
0
* ISHARES CORE S&P500 ETF
ETF
464287200
821
4165
SH
SOLE
0
0
0
* ISHARES S&P 500 GRWT ETF
ETF
464287309
696
6618
SH
SOLE
0
0
0
ISHARES RUSSELL
ETF
464287598
2428
24020
SH
SOLE
0
0
0
* ISHARES RUS 1000 GRW ETF
ETF
464287614
1566
17224
SH
SOLE
0
0
0
* ISHARES RUS 2000 VAL ETF
ETF
464287630
1005
9731
SH
SOLE
0
0
0
* ISHARES RUS 2000 GRW ETF
ETF
464287648
875
6320
SH
SOLE
0
0
0
* ISHARES RUS MD CP GR ETF
ETF
464287481
1407
15231
SH
SOLE
0
0
0
* ISHARES RUS MDCP VAL ETF
ETF
464287473
2368
32614
SH
SOLE
0
0
0
JOHNSON & JOHNSON
Com
478160104
4222
40626
SH
SOLE
0
0
0
* SPDR SERIES TRUST BRC HGH YLD BD
ETF
78464A417
1507
36101
SH
SOLE
0
0
0
JPMORGAN CHASE & CO
Com
46625H100
1789
31244
SH
SOLE
0
0
0
METABOLIX INC COM
Com
591018809
633
655061
SH
SOLE
0
0
0
* MONDELEZ INTL INC CL A
Com
609207105
221
5877
SH
SOLE
0
0
0
* ALTRIA GROUP INC COM
Com
02209S103
801
19090
SH
SOLE
0
0
0
* MONSANTO CO NEW COM
Com
61166W101
208
1668
SH
SOLE
0
0
0
MICROSOFT CORP
Com
594918104
777
19284
SH
SOLE
0
0
0
MAXIM INTEGRATED
Com
57772K101
2406
72432
SH
SOLE
0
0
0
NEWSTAR FINL INC COM
Com
65251F105
197
14804
SH
SOLE
0
0
0
* NOKIA CORP SPONSORED ADR
Com
654902204
93
12362
SH
SOLE
0
0
0
NPS PHARMACEUTICALS
Com
62936P103
2169
77831
SH
SOLE
0
0
0
* NOVARTIS A G SPONSORED ADR
Com
66987V109
279
3086
SH
SOLE
0
0
0
* ISHARES S&P 100 ETF
ETF
464287101
1136
13124
SH
SOLE
0
0
0
* PUBLIC SVC ENTERPRISE GROUP COM
Com
744573106
553
13546
SH
SOLE
0
0
0
* PEPSICO INC COM
Com
713448108
457
5111
SH
SOLE
0
0
0
* PFIZER INC COM
Com
717081103
307
10342
SH
SOLE
0
0
0
* ISHARES U.S. PFD STK ETF
ETF
464288687
304
7616
SH
SOLE
0
0
0
* PHILIP MORRIS INTL INC COM
Com
718172109
1509
17894
SH
SOLE
0
0
0
* ROYAL DUTCH SHELL PLC SPONS ADR A
ADR
780259206
206
2502
SH
SOLE
0
0
0
* SPDR INDEX SHS FDS DJ GLB RL ES ETF
ETF
78463X749
342
7338
SH
SOLE
0
0
0
* SPDR INDEX SHS FDS DJ INTL RL ETF
ETF
78463X863
1894
42801
SH
SOLE
0
0
0
* SPDR SERIES TRUST S&P DIVID ETF
ETF
78464A763
1846
24101
SH
SOLE
0
0
0
* SCHLUMBERGER LTD COM
Com
806857108
575
4878
SH
SOLE
0
0
0
* SPDR S&P 500 ETF TR TR UNIT
ETF
78462F103
201
1028
SH
SOLE
0
0
0
* AT&T INC COM
Com
00206R102
552
15605
SH
SOLE
0
0
0
* TICC CAPITAL CORP COM
Com
87244T109
102
10300
SH
SOLE
0
0
0
* ISHARES TIPS BD ETF
ETF
464287176
4265
36974
SH
SOLE
0
0
0
* TOTAL S A SPONSORED ADR
ADR
89151E109
213
2957
SH
SOLE
0
0
0
* UNITED TECHNOLOGIES CORP COM
Com
913017109
256
2214
SH
SOLE
0
0
0
* UNIVERSAL CORP VA COM
Com
913456109
500
9027
SH
SOLE
0
0
0
* VANGUARD INTL EQUITY INDEX F ALLWRLD EX US
ETF
922042775
293
5600
SH
SOLE
0
0
0
* VANGUARD INDEX FDS REIT ETF
ETF
922908553
2176
29074
SH
SOLE
0
0
0
* VANGUARD INDEX FDS EXTEND MKT ETF
ETF
922908652
5361
61097
SH
SOLE
0
0
0
* VERIZON COMMUNICATIONS INC COM
Com
92343V104
620
12663
SH
SOLE
0
0
0
EXXON MOBIL CORP
Com
30231G102
3471
34501
SH
SOLE
0
0
0