-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WoYqhVRfkE1WTLx0iV2yAJJHmx2hoEu0N6lMPaVGUL0x0MeTYv7PNscXve2Xf1y1 jQWBJqvWA8vEhi7gFan6Mg== 0000919567-99-000026.txt : 19990421 0000919567-99-000026.hdr.sgml : 19990421 ACCESSION NUMBER: 0000919567-99-000026 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990420 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JAKKS PACIFIC INC CENTRAL INDEX KEY: 0001009829 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 954527222 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-50369 FILM NUMBER: 99597691 BUSINESS ADDRESS: STREET 1: 24955 PACIFIC COAST HWY STREET 2: #B202 CITY: MALIBU STATE: CA ZIP: 90265 BUSINESS PHONE: 3104567799 MAIL ADDRESS: STREET 1: 24955 PACIFIC COAST HWY STREET 2: B202 CITY: MALIBU STATE: CA ZIP: 90265 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RENAISSANCE CAPITAL GROWTH & INCOME FUND III INC CENTRAL INDEX KEY: 0000919567 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 752533518 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 8080 N CENTRAL EXPRWY STREET 2: STE 210 LB59 CITY: DALLAS STATE: TX ZIP: 75206 BUSINESS PHONE: 2148918294 MAIL ADDRESS: STREET 1: 8080 N CENTRAL EXPWY., SUITE 210 LB 59 CITY: DALLAS STATE: TX ZIP: 75206 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) JAKKS Pacific, Inc. ________________________________________________________________________ (Name of Issuer) Common Stock ________________________________________________________________________ (Title of Class of Securities) 47012E106 __________________________ (CUSIP Number) 13G CUSIP No. 47012E106 _________________________________________________________________________ 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. Renaissance Capital Growth & Income Fund III, Inc. 75-2533518 _________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) _________________________________________________________________________ 3. SEC USE ONLY _________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION Texas _________________________________________________________________________ NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: _________________________________________________________________________ 5. SOLE VOTING POWER 596,065 shares _________________________________________________________________________ 6. SHARED VOTING POWER None _________________________________________________________________________ 7. SOLE DISPOSITIVE POWER 596,065 shares _________________________________________________________________________ 8. SHARED DISPOSITIVE POWER None _________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 596,065 shares _________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not applicable _________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.45% _________________________________________________________________________ 12. TYPE OF REPORTING PERSON IV _________________________________________________________________________ ITEM 1. (a), (b) JAKKS Pacific, Inc. ("Company") 22761 Pacific Coast Hwy. Malibu, CA 90265 ITEM 2. (a) Name of Person Filing Renaissance Capital Growth & Income Fund III, Inc. ("Filer") (b) Address of principal Business Office or, if none, Residence 8080 N. Central Expressway, Suite 210, LB 59 Dallas, TX 75206-1857 (c) Citizenship Texas (d) Title of Class of Securities Common Stock (e) CUSIP Number 75966V105 ITEM 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) ______ Broker or Dealer registered under Section 15 of the Act (b) ______ Bank as defined in section 3(a)(6) of the Act (c) ______ Insurance Company as defined in section 3(a)(19) of the Act (d) X Investment Company registered under section 8 of the ______ Investment Company Act (e) ______ Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) ______ Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see section 240.13d-1(b)(1)(ii)(F) (g) ______ Parent Holding Company, in accordance with section 240.13d-1(b)(ii)(G)(Note: See Item 7) (h) ______ Group, in accordance with section 240.13d-1(b)(1)(ii)(H) ITEM 4. Ownership. (a) Amount Beneficially Owned: On April 8, 1999, Renaissance Capital Growth and Income Fund III, Inc. converted a portion of its $3,000,000 9% Convertible Debenture, due December 1, 2003 into 260,870 shares of common stock, all of which were sold between April 9-14, 1999. $1,500,000 of its 9% Convertible Debenture due December 1, 2003, convertible into common stock at $5.75 per share remains outstanding. Additionally, the Fund has $3,000,000 invested in Series A 7% Cumulative Convertible Preferred Stock, convertible into common stock at $8.95 per share. Thus the Filer owns 596,065 shares of the Company's common stock on a fully converted basis. (b) Percent of Class 8.45% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 596,065 shares (ii) shared power to vote or to direct the vote: None (iii) sole power to dispose or to direct the disposition of: 596,065 shares (iv) shared power to dispose or to direct the disposition of: None ITEM 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ITEM 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. ITEM 8. Identification and Classification of Members of the Group. Not applicable. ITEM 9. Notice of Dissolution of Group. Not applicable. ITEM 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: April 20, 1999 /S/ __________________________________________________ Signature Russell Cleveland, President & CEO Renaissance Capital Growth & Income Fund III, Inc. __________________________________________________ Name and Title -----END PRIVACY-ENHANCED MESSAGE-----