-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SVupDMunv7Gs6/qzE/OdeHNhMJIKEKxC4RIdkkHFOUU7IEiqwb6IXaI3chWatt16 0zkZNxIdr9Fp6JIfKhLA6g== 0000903423-01-000098.txt : 20010223 0000903423-01-000098.hdr.sgml : 20010223 ACCESSION NUMBER: 0000903423-01-000098 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010215 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARBO CERAMICS INC CENTRAL INDEX KEY: 0001009672 STANDARD INDUSTRIAL CLASSIFICATION: ABRASIVE ASBESTOS & MISC NONMETALLIC MINERAL PRODUCTS [3290] IRS NUMBER: 721100013 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-48851 FILM NUMBER: 1547160 BUSINESS ADDRESS: STREET 1: 600 EAST LAS COLINAS BLVD STREET 2: STE 1520 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 2144010090 MAIL ADDRESS: STREET 1: 600 E LAS COLINAS BLVD STREET 2: STE 1520 CITY: IRVING STATE: TX ZIP: 75039 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RUBIN ROBERT S CENTRAL INDEX KEY: 0001135079 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: SALOMON SMITH BARNEY STREET 2: 388 GREENWICH ST CITY: NEW YORK STATE: NY ZIP: 10013 MAIL ADDRESS: STREET 1: SALOMON SMITH BARNEY STREET 2: 388 GREENWICH ST CITY: NEW YORK STATE: NY ZIP: 10013 SC 13G 1 0001.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (1) Carbo Ceramics Inc. ------------------- (Name of Issuer) Common Stock, par value $.01 per share -------------------------------------- (Title of Class of Securities) 140781108 --------- (CUSIP Number) December 31, 2000 ----------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 140781108 13G 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Robert S. Rubin 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)|_| (b)|_| 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF 5. SOLE VOTING POWER SHARES BENEFICIALLY 1,350,000 OWNED BY EACH REPORTING 6. SHARED VOTING POWER PERSON WITH -0- 7. SOLE DISPOSITIVE POWER 1,350,000 8. SHARED DISPOSITIVE POWER -0- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,350,000 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.2% 12. TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1(a). Name of Issuer: - --------- -------------- Carbo Ceramics Inc. Item 1(b). Address of Issuer's Principal Executive Offices: - --------- ----------------------------------------------- 6565 MacArthur Blvd. Suite 1050 Irving, Texas 75039 Item 2(a). Name of Person Filing: - --------- --------------------- Robert S. Rubin Item 2(b). Address of Principal Business Office or, if none, Residence: - --------- ----------------------------------------------------------- Robert S. Rubin's principal business office is located at Salomon Smith Barney, 39th Floor, 388 Greenwich Street, New York, NY 10013. Item 2(c). Citizenship: - --------- ----------- Robert S. Rubin is a citizen of the United States. Item 2(d). Title of Class of Securities: - --------- ---------------------------- Common Stock, par value $.01 per share. Item 2(e). CUSIP Number: - --------- ------------ The CUSIP number for the Common Stock is 140781108. Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), - ------- ----------------------------------------------------- or 13d-2(b) or (c), Check Whether the Person Filing is a: --------------------------------------------------------- (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act. (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. - ------ --------- (a) - (b) Mr. Rubin may be deemed to be the beneficial owner of 1,350,000 shares, which constitutes approximately 9.2% of the shares outstanding. (c) Mr. Rubin has sole power to vote or to direct the vote and to dispose or to direct the disposition of 1,350,000 shares. Item 5. Ownership of Five Percent or Less of a Class. - ------ -------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another - ------ --------------------------------------------------------- Person. ------ Not Applicable. Item 7. Identification and Classification of the Subsidiary Which - ------ ---------------------------------------------------------- Acquired the Security Being Reported on by the Parent ------------------------------------------------------ Holding Company. ---------------- Not Applicable. Item 8. Identification and Classification of Members of the Group. - ------ --------------------------------------------------------- Not Applicable. Item 9. Notice of Dissolution of Group. - ------ ------------------------------ Not Applicable. Item 10. Certification. - ------- ------------- Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 2001 By: /s/ Robert S. Rubin ------------------------------- Name: Robert S. Rubin -----END PRIVACY-ENHANCED MESSAGE-----