0001009289-13-000001.txt : 20130212
0001009289-13-000001.hdr.sgml : 20130212
20130212145118
ACCESSION NUMBER: 0001009289-13-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130212
DATE AS OF CHANGE: 20130212
EFFECTIVENESS DATE: 20130212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCHDALE INVESTMENT MANAGEMENT LLC
CENTRAL INDEX KEY: 0001009289
IRS NUMBER: 134194048
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05392
FILM NUMBER: 13596587
BUSINESS ADDRESS:
STREET 1: 570 LEXINGTON
STREET 2: SUITE 1720
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2127023500
MAIL ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: ROCHDALE INVESTMENT MANAGEMENT INC/NY
DATE OF NAME CHANGE: 19990329
13F-HR
1
RIM13FFiling-4Q2012.txt
ROCHDALE INVESTMENT MANAGEMENT 13F - 12-31-2012
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment { }: Amendment Number:
This Amendment (check only one):
[ ] is a restatement. [ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Rochdale Investment Management LLC
Address: 570 Lexington Avenue, New York, NY 10022
13F File Number: 028-05392
The institutional investment manager filing this report and the person by whom
it is signed hereby represents that the person signing this report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael Gozzillo
Title: Chief Compliance Officer
Phone: 212-702-3554
Signature, Place and date of Signing:
/s/ Michael Gozzillo New York, NY February 8, 2013
---------------------- ----------- -------------
[Signature] [City, State] [Date]
List of Other managers Reporting for this Manager: None
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Report Summary:
Number of other included Managers: None
Form 13F Information Table Entry Total: 478
Form 13F Information Table Value Total: $2,640,327
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
100,000 TRUMP RESORT COM jkj16t203 0 43140 SH Sole 43140
100,000THS FIRST HORIZON NATIO COM dca517101 0 1263151 SH Sole 1263151
100,000THS GEO GROUP INC COM COM dgb59r109 0 100000 SH Sole 100000
3M CO COM COM 88579Y101 8445 90955 SH Sole 90955
ABBOTT LABS COM COM 002824100 15020 229309 SH Sole 229309
ACADIAN TIMBER CORP COM COM 004272100 529 36000 SH Sole 36000
ACCENTURE PLC IRELAND SHS CLAS COM G1151C101 14216 213775 SH Sole 213775
ACE LTD SHS COM H0023R105 5857 73397 SH Sole 73397
ADVANCED RES GROUP INC COM COM 00766U107 1 25000 SH Sole 25000
ADZONE RESH INC COM COM 00763K102 0 75000 SH Sole 75000
AETNA INC NEW COM COM 00817Y108 627 13529 SH Sole 13529
AFLAC INC COM COM 001055102 5812 109418 SH Sole 109418
AIR PRODS & CHEMS INC COM COM 009158106 206 2456 SH Sole 2456
ALLERGAN INC COM COM 018490102 7125 77673 SH Sole 77673
ALTERA CORP COM COM 021441100 1308 38021 SH Sole 38021
ALTRIA GROUP INC COM COM 02209S103 46170 1468513 SH Sole 1468513
AMAZON COM INC COM COM 023135106 293 1166 SH Sole 1166
AMDOCS LTD ORD COM G02602103 282 8300 SH Sole 8300
AMERICAN ELEC PWR INC COM COM 025537101 19731 462307 SH Sole 462307
AMERICAN EXPRESS CO COM COM 025816109 9037 157216 SH Sole 157216
AMERIGAS PARTNERS L P UNIT L P COM 030975106 22816 588950 SH Sole 588950
AMGEN INC COM COM 031162100 270 3134 SH Sole 3134
AMPHENOL CORP NEW CL A COM 032095101 690 10658 SH Sole 10658
ANADARKO PETE CORP COM COM 032511107 892 12000 SH Sole 12000
APARTMENT INVT & MGMT CO CL A COM 03748R101 466 17229 SH Sole 17229
APPLE INC COM COM 037833100 31407 59016 SH Sole 59016
APTARGROUP INC COM COM 038336103 824 17263 SH Sole 17263
ASSOCIATED ESTATES RLTY CORP C COM 045604105 20712 1284870 SH Sole 1284870
ASSURANT INC COM COM 04621X108 1069 30795 SH Sole 30795
AT&T INC COM COM 00206R102 49843 1478590 SH Sole 1478590
ATMOS ENERGY CORP COM COM 049560105 17598 501092 SH Sole 501092
AUTOMATIC DATA PROCESSING INC COM 053015103 223 3922 SH Sole 3922
AVINCI MEDIA CORPORATION COM COM 053728101 0 67500 SH Sole 67500
AXION PWR INTL INC COM COM 05460X109 6 20000 SH Sole 20000
B & G FOODS INC NEW COM COM 05508R106 34524 1219492 SH Sole 1219492
BAKER HUGHES INC COM COM 057224107 598 14630 SH Sole 14630
BANK NOVA SCOTIA HALIFAX COM COM 064149107 224 3876 SH Sole 3876
BANK OF AMERICA CORPORATION CO COM 060505104 639 55062 SH Sole 55062
BAXTER INTL INC COM COM 071813109 848 12718 SH Sole 12718
BB&T CORP COM COM 054937107 934 32099 SH Sole 32099
BEAM INC COM COM 073730103 486 7953 SH Sole 7953
BED BATH & BEYOND INC COM COM 075896100 7877 140885 SH Sole 140885
BELDEN INC COM COM 077454106 1135 25226 SH Sole 25226
BERKSHIRE HATHAWAY INC DEL CL COM 084670108 1475 11 SH Sole 11
BERKSHIRE HATHAWAY INC DEL CL COM 084670702 1304 14538 SH Sole 14538
BMC SOFTWARE INC COM COM 055921100 264 6663 SH Sole 6663
BOEING CO COM COM 097023105 531 7050 SH Sole 7050
BORGWARNER INC COM COM 099724106 440 6139 SH Sole 6139
BRISTOL MYERS SQUIBB CO COM COM 110122108 43660 1339660 SH Sole 1339660
BROADCOM CORP CL A COM 111320107 9562 287923 SH Sole 287923
BROOKFIELD INFRAST PARTNERS LP COM G16252101 33642 954390 SH Sole 954390
BROWN FORMAN CORP CL A COM 115637100 432 7026 SH Sole 7026
BUCKEYE PARTNERS L P UNIT LTD COM 118230101 16345 359942 SH Sole 359942
CAMDEN PPTY TR SH BEN INT COM 133131102 840 12314 SH Sole 12314
CAMERON INTERNATIONAL CORP COM COM 13342B105 9505 168352 SH Sole 168352
CAMPBELL SOUP CO COM COM 134429109 553 15839 SH Sole 15839
CAPITAL ONE FINL CORP COM COM 14040H105 9521 164360 SH Sole 164360
CARBO CERAMICS INC COM COM 140781105 610 7783 SH Sole 7783
CASEYS GEN STORES INC COM COM 147528103 1603 30180 SH Sole 30180
CATERPILLAR INC DEL COM COM 149123101 1056 11788 SH Sole 11788
CELGENE CORP COM COM 151020104 14633 186479 SH Sole 186479
CENTURYLINK INC COM COM 156700106 31995 817880 SH Sole 817880
CERNER CORP COM COM 156782104 466 6009 SH Sole 6009
CHESAPEAKE ENERGY CORP COM COM 165167107 211 12680 SH Sole 12680
CHEVRON CORP NEW COM COM 166764100 9593 88713 SH Sole 88713
CHINA MILK PRODUCTS GRP LTD SH COM G2112C107 0 52000 SH Sole 52000
CHORUS AVIATION INC COM LTD VT COM 17040t102 214 55000 SH Sole 55000
CIGNA CORPORATION COM COM 125509109 396 7401 SH Sole 7401
CINCINNATI FINL CORP COM COM 172062101 27285 696755 SH Sole 696755
CISCO SYS INC COM COM 17275R102 648 32968 SH Sole 32968
CITIGROUP INC COM NEW COM 172967424 8577 216821 SH Sole 216821
CLARCOR INC COM COM 179895107 266 5565 SH Sole 5565
CLOROX CO DEL COM COM 189054109 1991 27186 SH Sole 27186
COACH INC COM COM 189754104 238 4295 SH Sole 4295
COASTAL CARIB OILS & MIN COM 190432203 1 28424 SH Sole 28424
COCA COLA CO COM COM 191216100 4499 124105 SH Sole 124105
COHEN+STEERS QU.IN COM bkc47l109 0 20850 SH Sole 20850
COLGATE PALMOLIVE CO COM COM 194162103 1224 11704 SH Sole 11704
COMCAST CORP NEW CL A COM 20030N101 13274 355289 SH Sole 355289
COMCAST CORP NEW CL A SPL COM 20030N200 1690 47044 SH Sole 47044
COMMONWEALTH REIT COM SH BEN I COM 203233101 1147 72400 SH Sole 72400
COMMONWEALTH REIT FRACTIONAL S COM cad233107 0 69190 SH Sole 69190
CONAGRA FOODS INC COM COM 205887102 837 28381 SH Sole 28381
CONOCOPHILLIPS COM COM 20825C104 1911 32950 SH Sole 32950
CONSOLIDATED COMM HLDGS INC CO COM 209034107 30273 1902745 SH Sole 1902745
CONSOLIDATED EDISON INC COM COM 209115104 229 4129 SH Sole 4129
CORPORATE OFFICE PPTYS TR SH B COM 22002T108 716 28654 SH Sole 28654
COSTCO WHSL CORP NEW COM COM 22160K105 15586 157868 SH Sole 157868
COVIDIEN PLC SHS COM G2554F113 14446 250190 SH Sole 250190
CRESTWOOD MIDSTREAM PRTNERS LP COM 226372100 545 25300 SH Sole 25300
CVS CAREMARK CORPORATION COM COM 126650100 16169 334410 SH Sole 334410
CYBERONICS INC COM COM 23251P102 845 16084 SH Sole 16084
DCT INDUSTRIAL TRUST INC COM COM 233153105 149 23028 SH Sole 23028
DEERE & CO COM COM 244199105 436 5043 SH Sole 5043
DEVON ENERGY CORP NEW COM COM 25179M103 667 12813 SH Sole 12813
DIRECTV COM COM 25490A309 14896 296970 SH Sole 296970
DISNEY WALT CO COM DISNEY COM 254687106 16861 338648 SH Sole 338648
DOMINION RES INC VA NEW COM COM 25746U109 17874 345057 SH Sole 345057
DOW CHEM CO COM COM 260543103 338 10446 SH Sole 10446
DR PEPPER SNAPPLE GROUP INC CO COM 26138E109 21610 489137 SH Sole 489137
DRESSER-RAND GROUP INC COM COM 261608103 689 12274 SH Sole 12274
DTE ENERGY CO COM COM 233331107 2981 49649 SH Sole 49649
DU PONT E I DE NEMOURS & CO CO COM 263534109 21041 467792 SH Sole 467792
DUKE ENERGY CORP NEW COM NEW COM 26441C204 24941 390931 SH Sole 390931
E M C CORP MASS COM COM 268648102 14740 582615 SH Sole 582615
EASTGROUP PPTY INC COM COM 277276101 371 6900 SH Sole 6900
EBAY INC COM COM 278642103 2630 51570 SH Sole 51570
EL PASO PIPELINE PARTNERS L P COM 283702108 8093 218904 SH Sole 218904
EMBRAER S A SP ADR REP 4 COM COM 29082A107 1007 35325 SH Sole 35325
EMERSON ELEC CO COM COM 291011104 1884 35582 SH Sole 35582
ENBRIDGE ENERGY MANAGMENT FRAC COM ckc50x106 0 10331 SH Sole 10331
ENBRIDGE ENERGY PARTNERS L P C COM 29250R106 535 19160 SH Sole 19160
ENERGY TRANSFER PRTNRS L P UNI COM 29273R109 27105 631370 SH Sole 631370
ENSCO PLC SHS CLASS A COM G3157S106 14580 245950 SH Sole 245950
ENTERGY CORP NEW COM COM 29364G103 898 14081 SH Sole 14081
ENTERPRISE PRODS PARTNERS L P COM 293792107 34089 680694 SH Sole 680694
EPR PPTYS COM SH BEN INT COM 26884U109 34328 744485 SH Sole 744485
EQT CORP COM COM 26884L109 819 13880 SH Sole 13880
EXELON CORP COM COM 30161N101 687 23098 SH Sole 23098
EXLSERVICE HOLDINGS INC COM COM 302081104 1585 59794 SH Sole 59794
EXXON MOBIL CORP COM COM 30231G102 35754 413101 SH Sole 413101
FACEBOOK INC CL A COM 30303M102 19938 748990 SH Sole 748990
FEDEX CORP COM COM 31428X106 405 4418 SH Sole 4418
FERRELLGAS PARTNERS L.P. UNIT COM 315293100 9056 537452 SH Sole 537452
FIFTH THIRD BANCORP COM COM 316773100 153 10075 SH Sole 10075
FIRSTENERGY CORP COM COM 337932107 16150 386724 SH Sole 386724
FIRSTMERIT CORP COM COM 337915102 405 28571 SH Sole 28571
FLOWERS FOODS INC COM COM 343498101 249 10682 SH Sole 10682
FOCUS BUSINESS BANK CAL COM COM 34415x105 247 32500 SH Sole 32500
FOCUS MEDIA HLDG LTD SPONSORED COM 34415V109 255 9939 SH Sole 9939
FORTUNE BRANDS HOME & SEC INC COM 34964C106 237 8114 SH Sole 8114
G-III APPAREL GROUP LTD COM COM 36237H101 1436 41944 SH Sole 41944
GALLAGHER ARTHUR J & CO COM COM 363576109 2181 62938 SH Sole 62938
GENERAL ELECTRIC CO COM COM 369604103 3623 172603 SH Sole 172603
GENERAL GROWTH PPTYS INC NEW C COM 370023103 275 13879 SH Sole 13879
GENERAL MLS INC COM COM 370334104 2975 73613 SH Sole 73613
GENWORTH FINL INC COM CL A COM 37247D106 717 95450 SH Sole 95450
GILEAD SCIENCES INC COM COM 375558103 249 3395 SH Sole 3395
GOLDMAN SACHS GROUP INC COM COM 38141G104 538 4216 SH Sole 4216
GOOGLE INC CL A COM 38259P508 18311 25886 SH Sole 25886
GOVERNMENT PPTYS INCOME TR COM COM 38376A103 13208 551010 SH Sole 551010
GREATBATCH INC COM COM 39153L106 526 22615 SH Sole 22615
GULF RESOURCES INC COM PAR $0. COM 40251W309 58 49930 SH Sole 49930
HALLIBURTON CO COM COM 406216101 2846 82047 SH Sole 82047
HAVERTY FURNITURE INC CL A COM 419596200 1448 88017 SH Sole 88017
HAWAIIAN ELEC INDUSTRIES COM COM 419870100 3592 142867 SH Sole 142867
HCP INC COM COM 40414L109 2062 45670 SH Sole 45670
HEALTH CARE REIT INC COM COM 42217K106 35546 579959 SH Sole 579959
HEALTHCARE RLTY TR COM COM 421946104 410 17059 SH Sole 17059
HEINZ H J CO COM COM 423074103 11969 207512 SH Sole 207512
HELMERICH & PAYNE INC COM COM 423452101 433 7732 SH Sole 7732
HERITAGE BANCSHARES INC NC COM COM 42722K104 232 1900 SH Sole 1900
HERSHEY CO COM COM 427866108 2580 35722 SH Sole 35722
HEWLETT PACKARD CO COM COM 428236103 229 16060 SH Sole 16060
HOME DEPOT INC COM COM 437076102 12284 198606 SH Sole 198606
HONEYWELL INTL INC COM COM 438516106 268 4229 SH Sole 4229
HUNTINGTON BANCSHARES INC COM COM 446150104 1450 226910 SH Sole 226910
IHS INC CL A COM 451734107 659 6862 SH Sole 6862
IMPERIAL OIL LTD COM NEW COM 453038408 215 5000 SH Sole 5000
INTEL CORP COM COM 458140100 3082 149480 SH Sole 149480
INTELLICHECK MOBILISA INC COM COM 45817G102 31 46950 SH Sole 46950
INTERNATIONAL BUSINESS MACHS C COM 459200101 22597 117969 SH Sole 117969
INTL PAPER CO COM COM 460146103 14897 373919 SH Sole 373919
INTUIT COM COM 461202103 9622 161786 SH Sole 161786
ISHARES SILVER TRUST ISHARES COM 46428Q109 222 7558 SH Sole 7558
ISHARES TR BARCLYS CR BD COM 464288620 2593 22913 SH Sole 22913
ISHARES TR BARCLYS MBS BD COM 464288588 533 4937 SH Sole 4937
ISHARES TR CORE S&P MCP ETF COM 464287507 263 2589 SH Sole 2589
ISHARES TR CORE S&P500 ETF COM 464287200 1815 12682 SH Sole 12682
ISHARES TR CORE TOTUSBD ETF COM 464287226 5520 49690 SH Sole 49690
ISHARES TR DJ SEL DIV INX COM 464287168 819 14302 SH Sole 14302
ISHARES TR DJ US TECH SEC COM 464287721 393 5556 SH Sole 5556
ISHARES TR HIGH YLD CORP COM 464288513 7683 82306 SH Sole 82306
ISHARES TR IBOXX INV CPBD COM 464287242 5574 46067 SH Sole 46067
ISHARES TR RUSSELL 2000 COM 464287655 805 9544 SH Sole 9544
ISHARES TR RUSSELL MCP GR COM 464287481 4193 66770 SH Sole 66770
ISHARES TR RUSSELL MCP VL COM 464287473 4380 87172 SH Sole 87172
ISHARES TR RUSSELL MIDCAP COM 464287499 319 2824 SH Sole 2824
ISHARES TR RUSSELL1000GRW COM 464287614 229 3490 SH Sole 3490
ISHARES TR S&P 500 VALUE COM 464287408 1611 24266 SH Sole 24266
ISHARES TR S&P MC 400 GRW COM 464287606 2919 25510 SH Sole 25510
ISHARES TR S&P MIDCP VALU COM 464287705 2464 27961 SH Sole 27961
ISHARES TR S&P SMLCP GROW COM 464287887 4472 53215 SH Sole 53215
ISHARES TR S&P SMLCP VALU COM 464287879 4249 52520 SH Sole 52520
ISHARES TR S&P500 GRW COM 464287309 1651 21799 SH Sole 21799
ITC HLDGS CORP COM COM 465685105 536 6970 SH Sole 6970
JOHNSON & JOHNSON COM COM 478160104 8069 115105 SH Sole 115105
JOHNSON CTLS INC COM COM 478366107 11039 359927 SH Sole 359927
JPMORGAN CHASE & CO COM COM 46625H100 18950 430981 SH Sole 430981
KANSAS CITY SOUTHERN COM NEW COM 485170302 601 7200 SH Sole 7200
KELLOGG CO COM COM 487836108 3036 54363 SH Sole 54363
KERYX BIOPHARMACEUTICALS INC C COM 492515101 26 10000 SH Sole 10000
KEYW HLDG CORP COM COM 493723100 508 40000 SH Sole 40000
KIMBERLY CLARK CORP COM COM 494368103 17544 207798 SH Sole 207798
KINDER MORGAN ENERGY PARTNERS COM 494550106 24020 301044 SH Sole 301044
KINDER MORGAN INC DEL COM COM 49456B101 1008 28531 SH Sole 28531
KINDER MORGAN MANAGMENT FRACTI COM eke55u103 0 1097113 SH Sole 1097113
KINGOLD JEWELRY INC COM NEW COM 49579A204 53 45658 SH Sole 45658
KRAFT FOODS GROUP INC COM COM 50076Q106 20945 460638 SH Sole 460638
LANCASTER COLONY CORP COM COM 513847103 554 8000 SH Sole 8000
LANDAUER INC COM COM 51476K103 249 4074 SH Sole 4074
LAPOLLA INDS INC COM COM 516648102 3 16250 SH Sole 16250
LAUDER ESTEE COS INC CL A COM 518439104 245 4088 SH Sole 4088
LEGG MASON INC COM COM 524901105 400 15552 SH Sole 15552
LENNAR CORP CL A COM 526057104 7928 205004 SH Sole 205004
LEUCADIA NATL CORP COM COM 527288104 383 16111 SH Sole 16111
LIBERTY GLOBAL INC COM SER A COM 530555101 739 11741 SH Sole 11741
LIBERTY GLOBAL INC COM SER C COM 530555309 742 12631 SH Sole 12631
LIBERTY INTERACTIVE CORP INT C COM 53071M104 494 25100 SH Sole 25100
LIBERTY MEDIA CORPORATION LIB COM 530322106 914 7875 SH Sole 7875
LIBERTY PPTY TR SH BEN INT COM 531172104 31767 887587 SH Sole 887587
LILLY ELI & CO COM COM 532457108 2907 58942 SH Sole 58942
LKQ CORP COM COM 501889208 1638 77638 SH Sole 77638
LOCKHEED MARTIN CORP COM COM 539830109 267 2889 SH Sole 2889
LONGWEI PETROLEUM INV HLDG LTD COM 543354104 165 78018 SH Sole 78018
LORILLARD INC COM COM 544147101 2729 23391 SH Sole 23391
LTC PPTYS INC COM COM 502175102 15541 441629 SH Sole 441629
LYONDELLBASELL INDUSTRIES N V COM N53745100 1684 29500 SH Sole 29500
M & T BK CORP COM COM 55261F104 12485 126787 SH Sole 126787
MACK CALI RLTY CORP COM COM 554489104 914 35000 SH Sole 35000
MANNKIND CORP COM COM 56400P201 88 38000 SH Sole 38000
MARKETAXESS HLDGS INC COM COM 57060D108 1070 30322 SH Sole 30322
MARRIOT INTL COM fhb903208 0 20460 SH Sole 20460
MATTEL INC COM COM 577081102 10243 279703 SH Sole 279703
MAXIMUS INC COM COM 577933104 1954 30915 SH Sole 30915
MCCORMICK & CO INC COM NON VTG COM 579780206 506 7970 SH Sole 7970
MCDONALDS CORP COM COM 580135101 7470 84686 SH Sole 84686
MCKESSON CORP COM COM 58155Q103 429 4423 SH Sole 4423
MEAD JOHNSON NUTRITION CO COM COM 582839106 6843 103857 SH Sole 103857
MEDNAX INC COM COM 58502B106 1663 20917 SH Sole 20917
MERCK & CO INC NEW COM COM 58933Y105 10472 255778 SH Sole 255778
METLIFE INC COM COM 59156R108 10246 311043 SH Sole 311043
METTLER TOLEDO INTERNATIONAL C COM 592688105 323 1672 SH Sole 1672
MICROSOFT CORP COM COM 594918104 3357 125700 SH Sole 125700
MONDELEZ INTL INC CL A COM 609207105 22412 880527 SH Sole 880527
MONSANTO CO NEW COM COM 61166W101 1471 15543 SH Sole 15543
NATIONAL FUEL GAS CO N J COM COM 636180101 684 13486 SH Sole 13486
NATIONAL HEALTH INVS INC COM COM 63633D104 24379 431260 SH Sole 431260
NATIONAL OILWELL VARCO INC COM COM 637071101 20716 303094 SH Sole 303094
NATIONAL RETAIL PPTYS INC COM COM 637417106 43246 1386078 SH Sole 1386078
NBT BANCORP INC COM COM 628778102 526 25935 SH Sole 25935
NETGEAR INC COM COM 64111Q104 1747 44300 SH Sole 44300
NEWCASTLE INVT CORP COM COM 65105M108 104 12000 SH Sole 12000
NEXTERA ENERGY INC COM COM 65339F101 1336 19312 SH Sole 19312
NISOURCE INC COM COM 65473P105 532 21366 SH Sole 21366
NOBLE CORPORATION BAAR NAMEN - COM H5833N103 299 8597 SH Sole 8597
NORFOLK SOUTHERN CORP COM COM 655844108 263 4257 SH Sole 4257
NORTHEAST UTILS COM COM 664397106 43902 1123400 SH Sole 1123400
NORTHROP GRUMMAN CORP COM COM 666807102 245 3625 SH Sole 3625
NORTHWEST NAT GAS CO COM COM 667655104 1011 22877 SH Sole 22877
NORTHWESTERN CORP COM NEW COM 668074305 2233 64282 SH Sole 64282
NUCOR CORP COM COM 670346105 790 18293 SH Sole 18293
NUSTAR ENERGY LP UNIT COM COM 67058H102 15938 375182 SH Sole 375182
O REILLY AUTOMOTIVE INC NEW CO COM 67103H107 451 5049 SH Sole 5049
OCCIDENTAL PETE CORP DEL COM COM 674599105 11545 150695 SH Sole 150695
OGE ENERGY CORP COM COM 670837103 957 17003 SH Sole 17003
OLIN CORP COM PAR $1 COM 680665205 820 38000 SH Sole 38000
ONEOK INC NEW COM COM 682680103 4530 105969 SH Sole 105969
ONEOK PARTNERS LP UNIT LTD PAR COM 68268N103 22361 414175 SH Sole 414175
ORACLE CORP COM COM 68389X105 17179 515587 SH Sole 515587
PACWEST BANCORP DEL COM COM 695263103 495 20000 SH Sole 20000
PARKER DRILLING CO COM COM 701081101 83 18050 SH Sole 18050
PAYCHEX INC COM COM 704326107 27976 899539 SH Sole 899539
PEABODY ENERGY CORP COM COM 704549104 301 11314 SH Sole 11314
PEAPACK-GLADSTONE FINL CORP CO COM 704699107 194 13754 SH Sole 13754
PENN WEST PETE LTD NEW COM COM 707887105 286 26306 SH Sole 26306
PEPSICO INC COM COM 713448108 20375 297748 SH Sole 297748
PFIZER INC COM COM 717081103 3901 155529 SH Sole 155529
PG&E CORP COM COM 69331C108 682 16967 SH Sole 16967
PHILIP MORRIS INTL INC COM COM 718172109 54257 648699 SH Sole 648699
PHILLIPS 66 COM COM 718546104 796 14985 SH Sole 14985
PIEDMONT OFFICE REALTY TR INC COM 720190206 275 15225 SH Sole 15225
PINNACLE WEST CAP CORP COM COM 723484101 235 4608 SH Sole 4608
PLAINS ALL AMERN PIPELINE L P COM 726503105 39294 868574 SH Sole 868574
PLUM CREEK TIMBER CO INC COM COM 729251108 1267 28550 SH Sole 28550
PORTLAND GEN ELEC CO COM NEW COM 736508847 1236 45178 SH Sole 45178
POWERSHARES DB CMDTY IDX TRACK COM 73935S105 276 9927 SH Sole 9927
PPG INDS INC COM COM 693506107 408 3018 SH Sole 3018
PPL CORP COM COM 69351T106 11276 393858 SH Sole 393858
PRAXAIR INC COM COM 74005P104 4546 41532 SH Sole 41532
PROCTER & GAMBLE CO COM COM 742718109 6566 96711 SH Sole 96711
PT BUMI RES TBK SHS COM Y7122M110 1 10000 SH Sole 10000
PUBLIC SVC ENTERPRISE GROUP CO COM 744573106 281 9171 SH Sole 9171
PURESAFE WTR SYS INC COM COM 74624H103 0 70000 SH Sole 70000
PUTNAM MASTER INTER INCOME TR COM 746909100 54 10720 SH Sole 10720
PVR PARTNERS L P COM UNIT REPT COM 693665101 220 8475 SH Sole 8475
QUALCOMM INC COM COM 747525103 11359 183625 SH Sole 183625
QUANTA SVCS INC COM COM 74762E102 585 21446 SH Sole 21446
QUEST DIAGNOSTICS INC COM COM 74834L100 231 3957 SH Sole 3957
RAYMOND JAMES FINANCIAL INC CO COM 754730109 940 24403 SH Sole 24403
REALTY INCOME CORP COM COM 756109104 7896 196379 SH Sole 196379
RECKITT BENCKISER GROUP PLC SH COM G74079107 671 10650 SH Sole 10650
REGAL ENTMT GROUP CL A COM 758766109 967 69300 SH Sole 69300
REGENCY ENERGY PARTNERS L P CO COM 75885Y107 18420 849639 SH Sole 849639
RESTRICTED BERRY PETROLEUM CO COM 085789998 2349 70000 SH Sole 70000
REYNOLDS AMERICAN INC COM COM 761713106 660 15938 SH Sole 15938
ROCKWELL AUTOMATION INC COM COM 773903109 302 3592 SH Sole 3592
ROYAL BK CDA MONTREAL QUE COM COM 780087102 504 8366 SH Sole 8366
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SCANA CORP NEW COM COM 80589M102 8624 188946 SH Sole 188946
SCHLUMBERGER LTD COM COM 806857108 10821 156154 SH Sole 156154
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TARGET CORP COM COM 87612E106 654 11047 SH Sole 11047
TEEKAY LNG PARTNERS L P PRTNRS COM Y8564M105 251 6654 SH Sole 6654
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TORCHMARK CORP COM COM 891027104 682 13198 SH Sole 13198
TORTOISE ENERGY INFRSTRCTR CP COM 89147L100 1408 37143 SH Sole 37143
TRANSCANADA CORP COM COM 89353D107 29491 623233 SH Sole 623233
TRAVELERS COMPANIES INC COM COM 89417E109 13404 186635 SH Sole 186635
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UIL HLDG CORP COM COM 902748102 37161 1037724 SH Sole 1037724
UNION PAC CORP COM COM 907818108 728 5793 SH Sole 5793
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UNITEDHEALTH GROUP INC COM COM 91324P102 9963 183685 SH Sole 183685
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VENTAS INC COM COM 92276F100 18234 281738 SH Sole 281738
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WAL MART DE MEXICO S A ORD CL COM P98180105 33 10016 SH Sole 10016
WALGREEN CO COM COM 931422109 401 10828 SH Sole 10828
WEATHERFORD INTERNATIONAL LTD COM H27013103 135 12040 SH Sole 12040
WELLS FARGO & CO NEW COM COM 949746101 16196 473831 SH Sole 473831
WESTAR ENERGY INC COM COM 95709T100 2194 76649 SH Sole 76649
WEYERHAEUSER CO COM COM 962166104 262 9414 SH Sole 9414
WILEY JOHN & SONS INC CL B COM 968223305 1457 37457 SH Sole 37457
WILLIAMS SONOMA INC COM COM 969904101 1896 43325 SH Sole 43325
WINDSTREAM CORP COM COM 97381W104 1210 146089 SH Sole 146089
WISCONSIN ENERGY CORP COM COM 976657106 2497 67756 SH Sole 67756
WOLVERINE WORLD WIDE INC COM COM 978097103 751 18335 SH Sole 18335
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YAHOO INC COM COM 984332106 218 10937 SH Sole 10937
YONGYE INTL INC COM COM 98607B106 321 55138 SH Sole 55138
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GOLDMAN SACHS GROUP INC 5.95% PFD 38145g209 562 22500 SH Sole 22500
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JP MORGAN CHASE & CO DEPOSITAR PFD 48126e750 2037 81010 SH Sole 81010
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SPDR DOW JONES INDL AVRG ETF U 78467X109 305 2333 SH Sole 2333
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SPDR SERIES TRUST BARCLYS TIPS 78464A656 271 4468 SH Sole 4468
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WISDOMTREE TRUST ASIA PAC EXJP 97717W828 237 3434 SH Sole 3434