0001009289-13-000001.txt : 20130212 0001009289-13-000001.hdr.sgml : 20130212 20130212145118 ACCESSION NUMBER: 0001009289-13-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130212 DATE AS OF CHANGE: 20130212 EFFECTIVENESS DATE: 20130212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHDALE INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001009289 IRS NUMBER: 134194048 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05392 FILM NUMBER: 13596587 BUSINESS ADDRESS: STREET 1: 570 LEXINGTON STREET 2: SUITE 1720 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127023500 MAIL ADDRESS: STREET 1: 570 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ROCHDALE INVESTMENT MANAGEMENT INC/NY DATE OF NAME CHANGE: 19990329 13F-HR 1 RIM13FFiling-4Q2012.txt ROCHDALE INVESTMENT MANAGEMENT 13F - 12-31-2012 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment { }: Amendment Number: This Amendment (check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rochdale Investment Management LLC Address: 570 Lexington Avenue, New York, NY 10022 13F File Number: 028-05392 The institutional investment manager filing this report and the person by whom it is signed hereby represents that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Gozzillo Title: Chief Compliance Officer Phone: 212-702-3554 Signature, Place and date of Signing: /s/ Michael Gozzillo New York, NY February 8, 2013 ---------------------- ----------- ------------- [Signature] [City, State] [Date] List of Other managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Summary: Number of other included Managers: None Form 13F Information Table Entry Total: 478 Form 13F Information Table Value Total: $2,640,327 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 100,000 TRUMP RESORT COM jkj16t203 0 43140 SH Sole 43140 100,000THS FIRST HORIZON NATIO COM dca517101 0 1263151 SH Sole 1263151 100,000THS GEO GROUP INC COM COM dgb59r109 0 100000 SH Sole 100000 3M CO COM COM 88579Y101 8445 90955 SH Sole 90955 ABBOTT LABS COM COM 002824100 15020 229309 SH Sole 229309 ACADIAN TIMBER CORP COM COM 004272100 529 36000 SH Sole 36000 ACCENTURE PLC IRELAND SHS CLAS COM G1151C101 14216 213775 SH Sole 213775 ACE LTD SHS COM H0023R105 5857 73397 SH Sole 73397 ADVANCED RES GROUP INC COM COM 00766U107 1 25000 SH Sole 25000 ADZONE RESH INC COM COM 00763K102 0 75000 SH Sole 75000 AETNA INC NEW COM COM 00817Y108 627 13529 SH Sole 13529 AFLAC INC COM COM 001055102 5812 109418 SH Sole 109418 AIR PRODS & CHEMS INC COM COM 009158106 206 2456 SH Sole 2456 ALLERGAN INC COM COM 018490102 7125 77673 SH Sole 77673 ALTERA CORP COM COM 021441100 1308 38021 SH Sole 38021 ALTRIA GROUP INC COM COM 02209S103 46170 1468513 SH Sole 1468513 AMAZON COM INC COM COM 023135106 293 1166 SH Sole 1166 AMDOCS LTD ORD COM G02602103 282 8300 SH Sole 8300 AMERICAN ELEC PWR INC COM COM 025537101 19731 462307 SH Sole 462307 AMERICAN EXPRESS CO COM COM 025816109 9037 157216 SH Sole 157216 AMERIGAS PARTNERS L P UNIT L P COM 030975106 22816 588950 SH Sole 588950 AMGEN INC COM COM 031162100 270 3134 SH Sole 3134 AMPHENOL CORP NEW CL A COM 032095101 690 10658 SH Sole 10658 ANADARKO PETE CORP COM COM 032511107 892 12000 SH Sole 12000 APARTMENT INVT & MGMT CO CL A COM 03748R101 466 17229 SH Sole 17229 APPLE INC COM COM 037833100 31407 59016 SH Sole 59016 APTARGROUP INC COM COM 038336103 824 17263 SH Sole 17263 ASSOCIATED ESTATES RLTY CORP C COM 045604105 20712 1284870 SH Sole 1284870 ASSURANT INC COM COM 04621X108 1069 30795 SH Sole 30795 AT&T INC COM COM 00206R102 49843 1478590 SH Sole 1478590 ATMOS ENERGY CORP COM COM 049560105 17598 501092 SH Sole 501092 AUTOMATIC DATA PROCESSING INC COM 053015103 223 3922 SH Sole 3922 AVINCI MEDIA CORPORATION COM COM 053728101 0 67500 SH Sole 67500 AXION PWR INTL INC COM COM 05460X109 6 20000 SH Sole 20000 B & G FOODS INC NEW COM COM 05508R106 34524 1219492 SH Sole 1219492 BAKER HUGHES INC COM COM 057224107 598 14630 SH Sole 14630 BANK NOVA SCOTIA HALIFAX COM COM 064149107 224 3876 SH Sole 3876 BANK OF AMERICA CORPORATION CO COM 060505104 639 55062 SH Sole 55062 BAXTER INTL INC COM COM 071813109 848 12718 SH Sole 12718 BB&T CORP COM COM 054937107 934 32099 SH Sole 32099 BEAM INC COM COM 073730103 486 7953 SH Sole 7953 BED BATH & BEYOND INC COM COM 075896100 7877 140885 SH Sole 140885 BELDEN INC COM COM 077454106 1135 25226 SH Sole 25226 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 1475 11 SH Sole 11 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 1304 14538 SH Sole 14538 BMC SOFTWARE INC COM COM 055921100 264 6663 SH Sole 6663 BOEING CO COM COM 097023105 531 7050 SH Sole 7050 BORGWARNER INC COM COM 099724106 440 6139 SH Sole 6139 BRISTOL MYERS SQUIBB CO COM COM 110122108 43660 1339660 SH Sole 1339660 BROADCOM CORP CL A COM 111320107 9562 287923 SH Sole 287923 BROOKFIELD INFRAST PARTNERS LP COM G16252101 33642 954390 SH Sole 954390 BROWN FORMAN CORP CL A COM 115637100 432 7026 SH Sole 7026 BUCKEYE PARTNERS L P UNIT LTD COM 118230101 16345 359942 SH Sole 359942 CAMDEN PPTY TR SH BEN INT COM 133131102 840 12314 SH Sole 12314 CAMERON INTERNATIONAL CORP COM COM 13342B105 9505 168352 SH Sole 168352 CAMPBELL SOUP CO COM COM 134429109 553 15839 SH Sole 15839 CAPITAL ONE FINL CORP COM COM 14040H105 9521 164360 SH Sole 164360 CARBO CERAMICS INC COM COM 140781105 610 7783 SH Sole 7783 CASEYS GEN STORES INC COM COM 147528103 1603 30180 SH Sole 30180 CATERPILLAR INC DEL COM COM 149123101 1056 11788 SH Sole 11788 CELGENE CORP COM COM 151020104 14633 186479 SH Sole 186479 CENTURYLINK INC COM COM 156700106 31995 817880 SH Sole 817880 CERNER CORP COM COM 156782104 466 6009 SH Sole 6009 CHESAPEAKE ENERGY CORP COM COM 165167107 211 12680 SH Sole 12680 CHEVRON CORP NEW COM COM 166764100 9593 88713 SH Sole 88713 CHINA MILK PRODUCTS GRP LTD SH COM G2112C107 0 52000 SH Sole 52000 CHORUS AVIATION INC COM LTD VT COM 17040t102 214 55000 SH Sole 55000 CIGNA CORPORATION COM COM 125509109 396 7401 SH Sole 7401 CINCINNATI FINL CORP COM COM 172062101 27285 696755 SH Sole 696755 CISCO SYS INC COM COM 17275R102 648 32968 SH Sole 32968 CITIGROUP INC COM NEW COM 172967424 8577 216821 SH Sole 216821 CLARCOR INC COM COM 179895107 266 5565 SH Sole 5565 CLOROX CO DEL COM COM 189054109 1991 27186 SH Sole 27186 COACH INC COM COM 189754104 238 4295 SH Sole 4295 COASTAL CARIB OILS & MIN COM 190432203 1 28424 SH Sole 28424 COCA COLA CO COM COM 191216100 4499 124105 SH Sole 124105 COHEN+STEERS QU.IN COM bkc47l109 0 20850 SH Sole 20850 COLGATE PALMOLIVE CO COM COM 194162103 1224 11704 SH Sole 11704 COMCAST CORP NEW CL A COM 20030N101 13274 355289 SH Sole 355289 COMCAST CORP NEW CL A SPL COM 20030N200 1690 47044 SH Sole 47044 COMMONWEALTH REIT COM SH BEN I COM 203233101 1147 72400 SH Sole 72400 COMMONWEALTH REIT FRACTIONAL S COM cad233107 0 69190 SH Sole 69190 CONAGRA FOODS INC COM COM 205887102 837 28381 SH Sole 28381 CONOCOPHILLIPS COM COM 20825C104 1911 32950 SH Sole 32950 CONSOLIDATED COMM HLDGS INC CO COM 209034107 30273 1902745 SH Sole 1902745 CONSOLIDATED EDISON INC COM COM 209115104 229 4129 SH Sole 4129 CORPORATE OFFICE PPTYS TR SH B COM 22002T108 716 28654 SH Sole 28654 COSTCO WHSL CORP NEW COM COM 22160K105 15586 157868 SH Sole 157868 COVIDIEN PLC SHS COM G2554F113 14446 250190 SH Sole 250190 CRESTWOOD MIDSTREAM PRTNERS LP COM 226372100 545 25300 SH Sole 25300 CVS CAREMARK CORPORATION COM COM 126650100 16169 334410 SH Sole 334410 CYBERONICS INC COM COM 23251P102 845 16084 SH Sole 16084 DCT INDUSTRIAL TRUST INC COM COM 233153105 149 23028 SH Sole 23028 DEERE & CO COM COM 244199105 436 5043 SH Sole 5043 DEVON ENERGY CORP NEW COM COM 25179M103 667 12813 SH Sole 12813 DIRECTV COM COM 25490A309 14896 296970 SH Sole 296970 DISNEY WALT CO COM DISNEY COM 254687106 16861 338648 SH Sole 338648 DOMINION RES INC VA NEW COM COM 25746U109 17874 345057 SH Sole 345057 DOW CHEM CO COM COM 260543103 338 10446 SH Sole 10446 DR PEPPER SNAPPLE GROUP INC CO COM 26138E109 21610 489137 SH Sole 489137 DRESSER-RAND GROUP INC COM COM 261608103 689 12274 SH Sole 12274 DTE ENERGY CO COM COM 233331107 2981 49649 SH Sole 49649 DU PONT E I DE NEMOURS & CO CO COM 263534109 21041 467792 SH Sole 467792 DUKE ENERGY CORP NEW COM NEW COM 26441C204 24941 390931 SH Sole 390931 E M C CORP MASS COM COM 268648102 14740 582615 SH Sole 582615 EASTGROUP PPTY INC COM COM 277276101 371 6900 SH Sole 6900 EBAY INC COM COM 278642103 2630 51570 SH Sole 51570 EL PASO PIPELINE PARTNERS L P COM 283702108 8093 218904 SH Sole 218904 EMBRAER S A SP ADR REP 4 COM COM 29082A107 1007 35325 SH Sole 35325 EMERSON ELEC CO COM COM 291011104 1884 35582 SH Sole 35582 ENBRIDGE ENERGY MANAGMENT FRAC COM ckc50x106 0 10331 SH Sole 10331 ENBRIDGE ENERGY PARTNERS L P C COM 29250R106 535 19160 SH Sole 19160 ENERGY TRANSFER PRTNRS L P UNI COM 29273R109 27105 631370 SH Sole 631370 ENSCO PLC SHS CLASS A COM G3157S106 14580 245950 SH Sole 245950 ENTERGY CORP NEW COM COM 29364G103 898 14081 SH Sole 14081 ENTERPRISE PRODS PARTNERS L P COM 293792107 34089 680694 SH Sole 680694 EPR PPTYS COM SH BEN INT COM 26884U109 34328 744485 SH Sole 744485 EQT CORP COM COM 26884L109 819 13880 SH Sole 13880 EXELON CORP COM COM 30161N101 687 23098 SH Sole 23098 EXLSERVICE HOLDINGS INC COM COM 302081104 1585 59794 SH Sole 59794 EXXON MOBIL CORP COM COM 30231G102 35754 413101 SH Sole 413101 FACEBOOK INC CL A COM 30303M102 19938 748990 SH Sole 748990 FEDEX CORP COM COM 31428X106 405 4418 SH Sole 4418 FERRELLGAS PARTNERS L.P. UNIT COM 315293100 9056 537452 SH Sole 537452 FIFTH THIRD BANCORP COM COM 316773100 153 10075 SH Sole 10075 FIRSTENERGY CORP COM COM 337932107 16150 386724 SH Sole 386724 FIRSTMERIT CORP COM COM 337915102 405 28571 SH Sole 28571 FLOWERS FOODS INC COM COM 343498101 249 10682 SH Sole 10682 FOCUS BUSINESS BANK CAL COM COM 34415x105 247 32500 SH Sole 32500 FOCUS MEDIA HLDG LTD SPONSORED COM 34415V109 255 9939 SH Sole 9939 FORTUNE BRANDS HOME & SEC INC COM 34964C106 237 8114 SH Sole 8114 G-III APPAREL GROUP LTD COM COM 36237H101 1436 41944 SH Sole 41944 GALLAGHER ARTHUR J & CO COM COM 363576109 2181 62938 SH Sole 62938 GENERAL ELECTRIC CO COM COM 369604103 3623 172603 SH Sole 172603 GENERAL GROWTH PPTYS INC NEW C COM 370023103 275 13879 SH Sole 13879 GENERAL MLS INC COM COM 370334104 2975 73613 SH Sole 73613 GENWORTH FINL INC COM CL A COM 37247D106 717 95450 SH Sole 95450 GILEAD SCIENCES INC COM COM 375558103 249 3395 SH Sole 3395 GOLDMAN SACHS GROUP INC COM COM 38141G104 538 4216 SH Sole 4216 GOOGLE INC CL A COM 38259P508 18311 25886 SH Sole 25886 GOVERNMENT PPTYS INCOME TR COM COM 38376A103 13208 551010 SH Sole 551010 GREATBATCH INC COM COM 39153L106 526 22615 SH Sole 22615 GULF RESOURCES INC COM PAR $0. COM 40251W309 58 49930 SH Sole 49930 HALLIBURTON CO COM COM 406216101 2846 82047 SH Sole 82047 HAVERTY FURNITURE INC CL A COM 419596200 1448 88017 SH Sole 88017 HAWAIIAN ELEC INDUSTRIES COM COM 419870100 3592 142867 SH Sole 142867 HCP INC COM COM 40414L109 2062 45670 SH Sole 45670 HEALTH CARE REIT INC COM COM 42217K106 35546 579959 SH Sole 579959 HEALTHCARE RLTY TR COM COM 421946104 410 17059 SH Sole 17059 HEINZ H J CO COM COM 423074103 11969 207512 SH Sole 207512 HELMERICH & PAYNE INC COM COM 423452101 433 7732 SH Sole 7732 HERITAGE BANCSHARES INC NC COM COM 42722K104 232 1900 SH Sole 1900 HERSHEY CO COM COM 427866108 2580 35722 SH Sole 35722 HEWLETT PACKARD CO COM COM 428236103 229 16060 SH Sole 16060 HOME DEPOT INC COM COM 437076102 12284 198606 SH Sole 198606 HONEYWELL INTL INC COM COM 438516106 268 4229 SH Sole 4229 HUNTINGTON BANCSHARES INC COM COM 446150104 1450 226910 SH Sole 226910 IHS INC CL A COM 451734107 659 6862 SH Sole 6862 IMPERIAL OIL LTD COM NEW COM 453038408 215 5000 SH Sole 5000 INTEL CORP COM COM 458140100 3082 149480 SH Sole 149480 INTELLICHECK MOBILISA INC COM COM 45817G102 31 46950 SH Sole 46950 INTERNATIONAL BUSINESS MACHS C COM 459200101 22597 117969 SH Sole 117969 INTL PAPER CO COM COM 460146103 14897 373919 SH Sole 373919 INTUIT COM COM 461202103 9622 161786 SH Sole 161786 ISHARES SILVER TRUST ISHARES COM 46428Q109 222 7558 SH Sole 7558 ISHARES TR BARCLYS CR BD COM 464288620 2593 22913 SH Sole 22913 ISHARES TR BARCLYS MBS BD COM 464288588 533 4937 SH Sole 4937 ISHARES TR CORE S&P MCP ETF COM 464287507 263 2589 SH Sole 2589 ISHARES TR CORE S&P500 ETF COM 464287200 1815 12682 SH Sole 12682 ISHARES TR CORE TOTUSBD ETF COM 464287226 5520 49690 SH Sole 49690 ISHARES TR DJ SEL DIV INX COM 464287168 819 14302 SH Sole 14302 ISHARES TR DJ US TECH SEC COM 464287721 393 5556 SH Sole 5556 ISHARES TR HIGH YLD CORP COM 464288513 7683 82306 SH Sole 82306 ISHARES TR IBOXX INV CPBD COM 464287242 5574 46067 SH Sole 46067 ISHARES TR RUSSELL 2000 COM 464287655 805 9544 SH Sole 9544 ISHARES TR RUSSELL MCP GR COM 464287481 4193 66770 SH Sole 66770 ISHARES TR RUSSELL MCP VL COM 464287473 4380 87172 SH Sole 87172 ISHARES TR RUSSELL MIDCAP COM 464287499 319 2824 SH Sole 2824 ISHARES TR RUSSELL1000GRW COM 464287614 229 3490 SH Sole 3490 ISHARES TR S&P 500 VALUE COM 464287408 1611 24266 SH Sole 24266 ISHARES TR S&P MC 400 GRW COM 464287606 2919 25510 SH Sole 25510 ISHARES TR S&P MIDCP VALU COM 464287705 2464 27961 SH Sole 27961 ISHARES TR S&P SMLCP GROW COM 464287887 4472 53215 SH Sole 53215 ISHARES TR S&P SMLCP VALU COM 464287879 4249 52520 SH Sole 52520 ISHARES TR S&P500 GRW COM 464287309 1651 21799 SH Sole 21799 ITC HLDGS CORP COM COM 465685105 536 6970 SH Sole 6970 JOHNSON & JOHNSON COM COM 478160104 8069 115105 SH Sole 115105 JOHNSON CTLS INC COM COM 478366107 11039 359927 SH Sole 359927 JPMORGAN CHASE & CO COM COM 46625H100 18950 430981 SH Sole 430981 KANSAS CITY SOUTHERN COM NEW COM 485170302 601 7200 SH Sole 7200 KELLOGG CO COM COM 487836108 3036 54363 SH Sole 54363 KERYX BIOPHARMACEUTICALS INC C COM 492515101 26 10000 SH Sole 10000 KEYW HLDG CORP COM COM 493723100 508 40000 SH Sole 40000 KIMBERLY CLARK CORP COM COM 494368103 17544 207798 SH Sole 207798 KINDER MORGAN ENERGY PARTNERS COM 494550106 24020 301044 SH Sole 301044 KINDER MORGAN INC DEL COM COM 49456B101 1008 28531 SH Sole 28531 KINDER MORGAN MANAGMENT FRACTI COM eke55u103 0 1097113 SH Sole 1097113 KINGOLD JEWELRY INC COM NEW COM 49579A204 53 45658 SH Sole 45658 KRAFT FOODS GROUP INC COM COM 50076Q106 20945 460638 SH Sole 460638 LANCASTER COLONY CORP COM COM 513847103 554 8000 SH Sole 8000 LANDAUER INC COM COM 51476K103 249 4074 SH Sole 4074 LAPOLLA INDS INC COM COM 516648102 3 16250 SH Sole 16250 LAUDER ESTEE COS INC CL A COM 518439104 245 4088 SH Sole 4088 LEGG MASON INC COM COM 524901105 400 15552 SH Sole 15552 LENNAR CORP CL A COM 526057104 7928 205004 SH Sole 205004 LEUCADIA NATL CORP COM COM 527288104 383 16111 SH Sole 16111 LIBERTY GLOBAL INC COM SER A COM 530555101 739 11741 SH Sole 11741 LIBERTY GLOBAL INC COM SER C COM 530555309 742 12631 SH Sole 12631 LIBERTY INTERACTIVE CORP INT C COM 53071M104 494 25100 SH Sole 25100 LIBERTY MEDIA CORPORATION LIB COM 530322106 914 7875 SH Sole 7875 LIBERTY PPTY TR SH BEN INT COM 531172104 31767 887587 SH Sole 887587 LILLY ELI & CO COM COM 532457108 2907 58942 SH Sole 58942 LKQ CORP COM COM 501889208 1638 77638 SH Sole 77638 LOCKHEED MARTIN CORP COM COM 539830109 267 2889 SH Sole 2889 LONGWEI PETROLEUM INV HLDG LTD COM 543354104 165 78018 SH Sole 78018 LORILLARD INC COM COM 544147101 2729 23391 SH Sole 23391 LTC PPTYS INC COM COM 502175102 15541 441629 SH Sole 441629 LYONDELLBASELL INDUSTRIES N V COM N53745100 1684 29500 SH Sole 29500 M & T BK CORP COM COM 55261F104 12485 126787 SH Sole 126787 MACK CALI RLTY CORP COM COM 554489104 914 35000 SH Sole 35000 MANNKIND CORP COM COM 56400P201 88 38000 SH Sole 38000 MARKETAXESS HLDGS INC COM COM 57060D108 1070 30322 SH Sole 30322 MARRIOT INTL COM fhb903208 0 20460 SH Sole 20460 MATTEL INC COM COM 577081102 10243 279703 SH Sole 279703 MAXIMUS INC COM COM 577933104 1954 30915 SH Sole 30915 MCCORMICK & CO INC COM NON VTG COM 579780206 506 7970 SH Sole 7970 MCDONALDS CORP COM COM 580135101 7470 84686 SH Sole 84686 MCKESSON CORP COM COM 58155Q103 429 4423 SH Sole 4423 MEAD JOHNSON NUTRITION CO COM COM 582839106 6843 103857 SH Sole 103857 MEDNAX INC COM COM 58502B106 1663 20917 SH Sole 20917 MERCK & CO INC NEW COM COM 58933Y105 10472 255778 SH Sole 255778 METLIFE INC COM COM 59156R108 10246 311043 SH Sole 311043 METTLER TOLEDO INTERNATIONAL C COM 592688105 323 1672 SH Sole 1672 MICROSOFT CORP COM COM 594918104 3357 125700 SH Sole 125700 MONDELEZ INTL INC CL A COM 609207105 22412 880527 SH Sole 880527 MONSANTO CO NEW COM COM 61166W101 1471 15543 SH Sole 15543 NATIONAL FUEL GAS CO N J COM COM 636180101 684 13486 SH Sole 13486 NATIONAL HEALTH INVS INC COM COM 63633D104 24379 431260 SH Sole 431260 NATIONAL OILWELL VARCO INC COM COM 637071101 20716 303094 SH Sole 303094 NATIONAL RETAIL PPTYS INC COM COM 637417106 43246 1386078 SH Sole 1386078 NBT BANCORP INC COM COM 628778102 526 25935 SH Sole 25935 NETGEAR INC COM COM 64111Q104 1747 44300 SH Sole 44300 NEWCASTLE INVT CORP COM COM 65105M108 104 12000 SH Sole 12000 NEXTERA ENERGY INC COM COM 65339F101 1336 19312 SH Sole 19312 NISOURCE INC COM COM 65473P105 532 21366 SH Sole 21366 NOBLE CORPORATION BAAR NAMEN - COM H5833N103 299 8597 SH Sole 8597 NORFOLK SOUTHERN CORP COM COM 655844108 263 4257 SH Sole 4257 NORTHEAST UTILS COM COM 664397106 43902 1123400 SH Sole 1123400 NORTHROP GRUMMAN CORP COM COM 666807102 245 3625 SH Sole 3625 NORTHWEST NAT GAS CO COM COM 667655104 1011 22877 SH Sole 22877 NORTHWESTERN CORP COM NEW COM 668074305 2233 64282 SH Sole 64282 NUCOR CORP COM COM 670346105 790 18293 SH Sole 18293 NUSTAR ENERGY LP UNIT COM COM 67058H102 15938 375182 SH Sole 375182 O REILLY AUTOMOTIVE INC NEW CO COM 67103H107 451 5049 SH Sole 5049 OCCIDENTAL PETE CORP DEL COM COM 674599105 11545 150695 SH Sole 150695 OGE ENERGY CORP COM COM 670837103 957 17003 SH Sole 17003 OLIN CORP COM PAR $1 COM 680665205 820 38000 SH Sole 38000 ONEOK INC NEW COM COM 682680103 4530 105969 SH Sole 105969 ONEOK PARTNERS LP UNIT LTD PAR COM 68268N103 22361 414175 SH Sole 414175 ORACLE CORP COM COM 68389X105 17179 515587 SH Sole 515587 PACWEST BANCORP DEL COM COM 695263103 495 20000 SH Sole 20000 PARKER DRILLING CO COM COM 701081101 83 18050 SH Sole 18050 PAYCHEX INC COM COM 704326107 27976 899539 SH Sole 899539 PEABODY ENERGY CORP COM COM 704549104 301 11314 SH Sole 11314 PEAPACK-GLADSTONE FINL CORP CO COM 704699107 194 13754 SH Sole 13754 PENN WEST PETE LTD NEW COM COM 707887105 286 26306 SH Sole 26306 PEPSICO INC COM COM 713448108 20375 297748 SH Sole 297748 PFIZER INC COM COM 717081103 3901 155529 SH Sole 155529 PG&E CORP COM COM 69331C108 682 16967 SH Sole 16967 PHILIP MORRIS INTL INC COM COM 718172109 54257 648699 SH Sole 648699 PHILLIPS 66 COM COM 718546104 796 14985 SH Sole 14985 PIEDMONT OFFICE REALTY TR INC COM 720190206 275 15225 SH Sole 15225 PINNACLE WEST CAP CORP COM COM 723484101 235 4608 SH Sole 4608 PLAINS ALL AMERN PIPELINE L P COM 726503105 39294 868574 SH Sole 868574 PLUM CREEK TIMBER CO INC COM COM 729251108 1267 28550 SH Sole 28550 PORTLAND GEN ELEC CO COM NEW COM 736508847 1236 45178 SH Sole 45178 POWERSHARES DB CMDTY IDX TRACK COM 73935S105 276 9927 SH Sole 9927 PPG INDS INC COM COM 693506107 408 3018 SH Sole 3018 PPL CORP COM COM 69351T106 11276 393858 SH Sole 393858 PRAXAIR INC COM COM 74005P104 4546 41532 SH Sole 41532 PROCTER & GAMBLE CO COM COM 742718109 6566 96711 SH Sole 96711 PT BUMI RES TBK SHS COM Y7122M110 1 10000 SH Sole 10000 PUBLIC SVC ENTERPRISE GROUP CO COM 744573106 281 9171 SH Sole 9171 PURESAFE WTR SYS INC COM COM 74624H103 0 70000 SH Sole 70000 PUTNAM MASTER INTER INCOME TR COM 746909100 54 10720 SH Sole 10720 PVR PARTNERS L P COM UNIT REPT COM 693665101 220 8475 SH Sole 8475 QUALCOMM INC COM COM 747525103 11359 183625 SH Sole 183625 QUANTA SVCS INC COM COM 74762E102 585 21446 SH Sole 21446 QUEST DIAGNOSTICS INC COM COM 74834L100 231 3957 SH Sole 3957 RAYMOND JAMES FINANCIAL INC CO COM 754730109 940 24403 SH Sole 24403 REALTY INCOME CORP COM COM 756109104 7896 196379 SH Sole 196379 RECKITT BENCKISER GROUP PLC SH COM G74079107 671 10650 SH Sole 10650 REGAL ENTMT GROUP CL A COM 758766109 967 69300 SH Sole 69300 REGENCY ENERGY PARTNERS L P CO COM 75885Y107 18420 849639 SH Sole 849639 RESTRICTED BERRY PETROLEUM CO COM 085789998 2349 70000 SH Sole 70000 REYNOLDS AMERICAN INC COM COM 761713106 660 15938 SH Sole 15938 ROCKWELL AUTOMATION INC COM COM 773903109 302 3592 SH Sole 3592 ROYAL BK CDA MONTREAL QUE COM COM 780087102 504 8366 SH Sole 8366 RSTK DATATEC SYS INC COM COM 238128904 0 52960 SH Sole 52960 RSTK E-SMART TECHNOLOGIES INC COM 26915m969 0 125000 SH Sole 125000 RSTK INTERMARKET VENTURES INC COM 458780913 0 2500000 SH Sole 2500000 RSTK LANDMARK BANCORP INC PA C COM 51504u909 0 12600 SH Sole 12600 SCANA CORP NEW COM COM 80589M102 8624 188946 SH Sole 188946 SCHLUMBERGER LTD COM COM 806857108 10821 156154 SH Sole 156154 SEARS CDA INC COM COM 81234D109 104 10279 SH Sole 10279 SEARS HLDGS CORP COM COM 812350106 993 24000 SH Sole 24000 SEARS HOMETOWN & OUTLET STORES COM 812362101 463 14234 SH Sole 14234 SELECT SECTOR SPDR TR SBI INT- COM 81369Y605 191 11648 SH Sole 11648 SENIOR HSG PPTYS TR SH BEN INT COM 81721M109 1274 53875 SH Sole 53875 SIGMA ALDRICH CORP COM COM 826552101 978 13294 SH Sole 13294 SINO AGRO FOOD INC COM COM 829355106 112 212916 SH Sole 212916 SMUCKER J M CO COM NEW COM 832696405 284 3291 SH Sole 3291 SNAP ON INC COM COM 833034101 10330 130781 SH Sole 130781 SOUTHERN CO COM COM 842587107 9305 217351 SH Sole 217351 SOUTHERN COPPER CORP COM COM 84265V105 459 12128 SH Sole 12128 SOVRAN SELF STORAGE INC COM COM 84610H108 759 12226 SH Sole 12226 SPECTRA ENERGY CORP COM COM 847560109 13410 489774 SH Sole 489774 SPROTT PHYSICAL GOLD TRUST UNI COM 85207H104 228 16025 SH Sole 16025 STARBUCKS CORP COM COM 855244109 496 9256 SH Sole 9256 STATE STR CORP COM COM 857477103 310 6588 SH Sole 6588 STUDENT TRANSN INC COM COM 86388A108 97 15873 SH Sole 15873 SUBURBAN PROPANE PARTNERS L P COM 864482104 20173 519116 SH Sole 519116 SURE TRACE SEC CORP COM COM 86866W101 0 250000 SH Sole 250000 SWEDISH EXPT CR CORP ROG AGRI COM 870297603 272 30040 SH Sole 30040 SYSCO CORP COM COM 871829107 8423 266044 SH Sole 266044 TANGER FACTORY OUTLET CTRS INC COM 875465106 8001 233947 SH Sole 233947 TARGET CORP COM COM 87612E106 654 11047 SH Sole 11047 TEEKAY LNG PARTNERS L P PRTNRS COM Y8564M105 251 6654 SH Sole 6654 TEXTRON INC COM COM 883203101 348 14052 SH Sole 14052 THERMO FISHER SCIENTIFIC INC C COM 883556102 10376 162678 SH Sole 162678 TJX COS INC NEW COM COM 872540109 453 10671 SH Sole 10671 TORCHMARK CORP COM COM 891027104 682 13198 SH Sole 13198 TORTOISE ENERGY INFRSTRCTR CP COM 89147L100 1408 37143 SH Sole 37143 TRANSCANADA CORP COM COM 89353D107 29491 623233 SH Sole 623233 TRAVELERS COMPANIES INC COM COM 89417E109 13404 186635 SH Sole 186635 TRIMBLE NAVIGATION LTD COM COM 896239100 546 9135 SH Sole 9135 UGI CORP NEW COM COM 902681105 2094 64020 SH Sole 64020 UIL HLDG CORP COM COM 902748102 37161 1037724 SH Sole 1037724 UNION PAC CORP COM COM 907818108 728 5793 SH Sole 5793 UNITED BANKSHARES INC WEST VA COM 909907107 683 28080 SH Sole 28080 UNITED PARCEL SERVICE INC CL B COM 911312106 3061 41513 SH Sole 41513 UNITED TECHNOLOGIES CORP COM COM 913017109 15324 186857 SH Sole 186857 UNITEDHEALTH GROUP INC COM COM 91324P102 9963 183685 SH Sole 183685 UNIVERSAL CORP VA COM COM 913456109 564 11300 SH Sole 11300 UNIVERSAL TRAVEL GROUP COM NEW COM 91388Q202 146 260000 SH Sole 260000 US BANCORP DEL COM NEW COM 902973304 616 19287 SH Sole 19287 VALERO ENERGY CORP NEW COM COM 91913Y100 268 7861 SH Sole 7861 VANGUARD BD INDEX FD INC TOTAL COM 921937835 283 3365 SH Sole 3365 VECTOR GROUP LTD COM COM 92240M108 36473 2452795 SH Sole 2452795 VECTREN CORP COM COM 92240G101 15821 538118 SH Sole 538118 VENTAS INC COM COM 92276F100 18234 281738 SH Sole 281738 VERIZON COMMUNICATIONS INC COM COM 92343V104 56813 1313000 SH Sole 1313000 VIACOM INC NEW CL B COM 92553P201 322 6114 SH Sole 6114 VICOR CORP COM COM 925815102 243 44900 SH Sole 44900 VICOR CORP. CLASS B COMMON COM 925815201 216 39900 SH Sole 39900 VISA INC COM CL A COM 92826C839 17902 118105 SH Sole 118105 WABTEC CORP COM COM 929740108 1606 18351 SH Sole 18351 WAL-MART STORES INC COM COM 931142103 3868 56693 SH Sole 56693 WAL MART DE MEXICO S A ORD CL COM P98180105 33 10016 SH Sole 10016 WALGREEN CO COM COM 931422109 401 10828 SH Sole 10828 WEATHERFORD INTERNATIONAL LTD COM H27013103 135 12040 SH Sole 12040 WELLS FARGO & CO NEW COM COM 949746101 16196 473831 SH Sole 473831 WESTAR ENERGY INC COM COM 95709T100 2194 76649 SH Sole 76649 WEYERHAEUSER CO COM COM 962166104 262 9414 SH Sole 9414 WILEY JOHN & SONS INC CL B COM 968223305 1457 37457 SH Sole 37457 WILLIAMS SONOMA INC COM COM 969904101 1896 43325 SH Sole 43325 WINDSTREAM CORP COM COM 97381W104 1210 146089 SH Sole 146089 WISCONSIN ENERGY CORP COM COM 976657106 2497 67756 SH Sole 67756 WOLVERINE WORLD WIDE INC COM COM 978097103 751 18335 SH Sole 18335 XCEL ENERGY INC COM COM 98389B100 38177 1429297 SH Sole 1429297 YAHOO INC COM COM 984332106 218 10937 SH Sole 10937 YONGYE INTL INC COM COM 98607B106 321 55138 SH Sole 55138 YUM BRANDS INC COM COM 988498101 12546 188939 SH Sole 188939 ZIMMER HLDGS INC COM COM 98956P102 229 3440 SH Sole 3440 ABINGTON RES LTD COM COM 003577103 5 48700 SH Sole 48700 100,000THS WELLS FARGO DIV EQU PFD kek746889 0 123100 SH Sole 123100 ALABAMA PWR CO PFD 5.625% PFD 010392512 1760 69559 SH Sole 69559 ALEXANDRIA REAL ESTATE EQ INC PFD 015271505 860 32165 SH Sole 32165 BANK AMER CORP MARKET INDEX TA PFD 06051n179 97 10000 SH Sole 10000 BB&T CORP DEP SHS REPSTG 1/100 PFD 054937404 255 10000 SH Sole 10000 COMMONWEALTH REIT CV PFD-E 7.2 PFD 203233606 252 10000 SH Sole 10000 CONSTELLATION ENERGY GROUP INC PFD 210387205 536 21000 SH Sole 21000 DEUTSCHE BK CONTINGENT CAP TR PFD 25153x208 283 11040 SH Sole 11040 DIGITAL RLTY TR INC PFD SER F PFD 253868806 261 10000 SH Sole 10000 DTE ENERGY CO JR SB DB6.5%61 PFD 233331602 3937 144253 SH Sole 144253 ENTERGY LA LLC 5.25% 07/01/5 PFD 29364W504 262 10000 SH Sole 10000 ENTERGY LOUISIANA LLC 1ST MTG PFD 29364w306 1784 66887 SH Sole 66887 EPR PROPERTIES CONV PFD 9% SR PFD 26884u307 1529 51568 SH Sole 51568 FIRST POTOMAC RLTY TR CUM RED PFD 33610f307 257 10000 SH Sole 10000 GENERAL ELEC CAP CORP PINES 6. PFD 369622527 446 17824 SH Sole 17824 GOLDMAN SACHS GROUP INC 5.95% PFD 38145g209 562 22500 SH Sole 22500 GOLDMAN SACHS GROUP INC SHS D PFD 38144g804 840 40320 SH Sole 40320 HEALTH CARE REIT INC PFD J 6 5 PFD 42217k700 1247 46345 SH Sole 46345 HSBC HLDGS PLC PERP PREF SHS PFD 404280802 827 30000 SH Sole 30000 HSBC HLDGS PLC SUB CAP 8.125% PFD 404280703 3147 124048 SH Sole 124048 JP MORGAN CHASE & CO DEPOSITAR PFD 48126e750 2037 81010 SH Sole 81010 JPMORGAN CHASE & CO DEP 1/400 PFD 46625h621 760 29275 SH Sole 29275 KIMCO RLTY CORP DEP SHS REP 1/ PFD 49446r778 248 10000 SH Sole 10000 M&T CAPITAL TRUST IV ENH TRUPS PFD 55292c203 1893 74665 SH Sole 74665 NATIONAL RETAIL PPTYS INC PFD PFD 637417601 9404 354181 SH Sole 354181 NATIONAL RURAL UTILS COOP FIN PFD 637432873 2968 116018 SH Sole 116018 NEXTERA ENERGY CAP PFD 65339k704 260 10000 SH Sole 10000 NEXTERA ENERGY CAP HLDGS INC J PFD 65339k308 10550 421679 SH Sole 421679 PRUDENTIAL FINL INC JR SUB NT PFD 744320607 255 10000 SH Sole 10000 PUBLIC STORAGE DEP SH REPSTG PFD 74460w206 1049 40100 SH Sole 40100 PUBLIC STORAGE DEP SHS REPSTG PFD 74460w602 4274 164513 SH Sole 164513 PUBLIC STORAGE PFD SHS SER Q PFD 74460d141 271 10000 SH Sole 10000 QWEST CORP NOTES 7.5% PFD 74913g303 683 25320 SH Sole 25320 QWEST CORP NT 52 PFD 74913g402 264 10000 SH Sole 10000 QWEST CORP NT 7.375% 51 PFD 74913g204 11879 443076 SH Sole 443076 REALTY INCOME CORP MONTHY INCO PFD 756109807 8842 333406 SH Sole 333406 SCE TR I TR PREF SECS PFD 78406t201 6182 239608 SH Sole 239608 SCHWAB CHARLES CORP NEW DEPSHS PFD 808513204 1511 57800 SH Sole 57800 SENIOR HSG PPTYS TR NT 42 PFD 81721m208 8842 359289 SH Sole 359289 STANLEY BLACK AND DECKER INC J PFD 854502705 519 20000 SH Sole 20000 TELEPHONE & DATA SYS INC 5.875 PFD 879433795 688 28000 SH Sole 28000 UNITED STATES CELLULAR CORP CA PFD 911684405 11411 414487 SH Sole 414487 US BANCORP DEL PFD B 1/1000DP PFD 902973155 2076 84108 SH Sole 84108 VORNADO RLTY TR PFD G 6.625% PFD 929042802 7214 286968 SH Sole 286968 VORNADO RLTY TR PFD SER K 5.70 PFD 929042851 5957 233315 SH Sole 233315 WELLS FARGO & C0 NEW DEP SHS R PFD 949746747 746 29640 SH Sole 29640 XCEL ENERGY INC 7.6% JR SUB 68 PFD 98389b886 10175 402169 SH Sole 402169 BANCO BILBAO VIZCAYA ARGENTARI 05946K101 159 16891 SH Sole 16891 BCE INC COM NEW 05534B760 284 6612 SH Sole 6612 BP PLC SPONSORED ADR 055622104 771 18516 SH Sole 18516 DEUTSCHE TELEKOM AG SPONSORED 251566105 823 72640 SH Sole 72640 EATON CORP PLC SHS G29183103 1898 35028 SH Sole 35028 FLY LEASING LTD SPONSORED ADR 34407D109 522 42370 SH Sole 42370 GLAXOSMITHKLINE PLC SPONSORED 37733W105 1479 34033 SH Sole 34033 IMPERIAL TOBACCO GROUP PLC SPO 453142101 1796 23279 SH Sole 23279 ISHARES INC MSCI BRAZIL 464286400 241 4303 SH Sole 4303 ISHARES INC MSCI TAIWAN 464286731 147 10815 SH Sole 10815 ISHARES INC MSCI UTD KINGD 464286699 257 14346 SH Sole 14346 ISHARES TR MSCI EAFE INDEX 464287465 3054 53703 SH Sole 53703 LOGITECH INTL S A SHS H50430232 1596 211636 SH Sole 211636 NATIONAL GRID PLC SPON ADR NEW 636274300 1322 23024 SH Sole 23024 NESTLE S A SPONSORED ADR 641069406 375 5752 SH Sole 5752 NEW WORLD OIL AND GAS PLC ST H G6494H105 133 900000 SH Sole 900000 ROYAL DUTCH SHELL PLC SPON ADR 780259206 255 3695 SH Sole 3695 ROYAL DUTCH SHELL PLC SPON ADR 780259107 257 3631 SH Sole 3631 TEVA PHARMACEUTICAL INDS LTD A 881624209 329 8818 SH Sole 8818 UNILEVER PLC SPON ADR NEW 904767704 895 23110 SH Sole 23110 UNITED UTILITIES GROUP PLC SPO 91311E102 427 19358 SH Sole 19358 VODAFONE GROUP PLC NEW SPONS A 92857W209 200 7941 SH Sole 7941 ISHARES INC MSCI GERMAN 464286806 583 23622 SH Sole 23622 ISHARES INC MSCI MEX INVEST 464286822 398 5649 SH Sole 5649 ISHARES INC MSCI S KOREA 464286772 470 7423 SH Sole 7423 ISHARES INC MSCI SINGAPORE 464286673 304 22175 SH Sole 22175 ISHARES TR 2016 S&P AMTFR 464289313 744 13900 SH Sole 13900 ISHARES TR BARCLYS 1-3YR CR 464288646 49721 471382 SH Sole 471382 ISHARES TR BARCLYS INTER CR 464288638 5408 48592 SH Sole 48592 ISHARES TR BARCLYS TIPS BD 464287176 444 3657 SH Sole 3657 ISHARES TR CORE S&P TTL STK 464287150 234 3608 SH Sole 3608 ISHARES TR FTSE CHINA25 IDX 464287184 483 11930 SH Sole 11930 ISHARES TR HGH DIV EQT FD 46429B663 221 3761 SH Sole 3761 ISHARES TR JPMORGAN USD 464288281 236 1921 SH Sole 1921 ISHARES TR MSCI EMERG MKT 464287234 5428 122379 SH Sole 122379 ISHARES TR S&P CAL AMTFR MN 464288356 457 3960 SH Sole 3960 ISHARES TR S&P SH NTL AMTFR 464288158 2716 25572 SH Sole 25572 ISHARES TR US PFD STK IDX 464288687 370 9341 SH Sole 9341 SPDR DOW JONES INDL AVRG ETF U 78467X109 305 2333 SH Sole 2333 SPDR GOLD TRUST GOLD SHS 78463V107 6877 42448 SH Sole 42448 SPDR S&P 500 ETF TR TR UNIT 78462F103 2406 16894 SH Sole 16894 SPDR SERIES TRUST BARCLYS TIPS 78464A656 271 4468 SH Sole 4468 SPDR SERIES TRUST BRC HGH YLD 78464A417 927 22765 SH Sole 22765 SPDR SERIES TRUST DJ REIT ETF 78464A607 219 3004 SH Sole 3004 SPDR SERIES TRUST NUVN BR SHT 78464A425 421 17333 SH Sole 17333 SPDR SERIES TRUST NUVN BRCLY M 78464A458 253 10426 SH Sole 10426 SPDR SERIES TRUST S&P DIVID ET 78464A763 675 11605 SH Sole 11605 VANGUARD BD INDEX FD INC SHORT 921937827 346 4266 SH Sole 4266 VANGUARD FTSE EMERGING MARKETS 922042858 720 16169 SH Sole 16169 VANGUARD INDEX FDS GROWTH ETF 922908736 606 8512 SH Sole 8512 VANGUARD INDEX FDS MCAP GR IDX 922908538 8643 126032 SH Sole 126032 VANGUARD INDEX FDS MCAP VL IDX 922908512 7989 135849 SH Sole 135849 VANGUARD INDEX FDS REIT ETF 922908553 445 6763 SH Sole 6763 VANGUARD INDEX FDS VALUE ETF 922908744 523 8901 SH Sole 8901 VANGUARD SCOTTSDALE FDS INT-TE 92206C870 2778 31695 SH Sole 31695 WISDOMTREE TRUST ASIA PAC EXJP 97717W828 237 3434 SH Sole 3434