0001140361-16-076356.txt : 20160815 0001140361-16-076356.hdr.sgml : 20160815 20160815102211 ACCESSION NUMBER: 0001140361-16-076356 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 EFFECTIVENESS DATE: 20160815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO CENTRAL INDEX KEY: 0001009258 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05366 FILM NUMBER: 161830626 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125511600 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY DATE OF NAME CHANGE: 19981022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001009258 XXXXXXXX 06-30-2016 06-30-2016 DEERFIELD MANAGEMENT CO

780 THIRD AVENUE, 37TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-05366 N James E. Flynn 212-551-1600 James E. Flynn New York NY 08-12-2016 1 106 2544484 false 1 0001353362 028-11827 Flynn Management LLC INFORMATION TABLE 2 form13fInfoTable.xml AAC HLDGS INC COM 000307108 49056 2149702 SH DFND 01 2149702 0 0 ACORDA THERAPEUTICS INC COM 00484M106 26255 1029410 SH DFND 01 1029410 0 0 ACURA PHARMACEUTICALS INC COM PAR $0.01 00509L802 1897 1025641 SH DFND 01 1025641 0 0 ADEPTUS HEALTH INC CL A 006855100 82700 1600861 SH DFND 01 1600861 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 44362 2520585 SH DFND 01 2520585 0 0 AETNA INC NEW COM 00817Y108 44700 366000 SH DFND 01 366000 0 0 AGILE THERAPEUTICS INC COM 00847L100 1903 250000 SH DFND 01 250000 0 0 AKARI THERAPEUTICS PLC SPONSORED ADR 00972G108 15523 1150700 SH DFND 01 1150700 0 0 ALCOBRA LTD SHS M2239P109 4804 1069914 SH DFND 01 1069914 0 0 ALDEYRA THERAPEUTICS INC COM 01438T106 1524 267764 SH DFND 01 267764 0 0 ALIMERA SCIENCES INC COM 016259103 7230 5878015 SH DFND 01 5878015 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 18645 336000 SH DFND 01 336000 0 0 ALPHATEC HOLDINGS INC COM 02081G102 1745 4982738 SH DFND 01 4982738 0 0 AMAG PHARMACEUTICALS INC NOTE 2.500% 2/1 00163UAA4 7161 6500000 PRN DFND 01 6500000 0 0 ARALEZ PHARMACEUTICALS INC COM 03852X100 5427 1644583 SH DFND 01 1644583 0 0 ARDELYX INC COM 039697107 2401 275000 SH DFND 01 275000 0 0 ARRAY BIOPHARMA INC COM 04269X105 29765 8361069 SH DFND 01 8361069 0 0 ARRAY BIOPHARMA INC NOTE 3.000% 6/0 04269XAA3 37815 45000000 PRN DFND 01 45000000 0 0 AVEXIS INC COM 05366U100 85039 2236701 SH DFND 01 2236701 0 0 AXOGEN INC COM 05463X106 23264 3381439 SH DFND 01 3381439 0 0 BIOSCRIP INC COM 09069N108 7616 2986800 SH DFND 01 2986800 0 0 BLUEBIRD BIO INC COM 09609G100 14636 338085 SH DFND 01 338085 0 0 CAREDX INC COM 14167L103 221 51204 SH DFND 01 51204 0 0 CAS MED SYS INC COM PAR $0.004 124769209 5888 3200000 SH DFND 01 3200000 0 0 CATABASIS PHARMACEUTICALS IN COM 14875P107 2381 643580 SH DFND 01 643580 0 0 CIGNA CORPORATION COM 125509109 21886 171000 SH DFND 01 171000 0 0 CLOVIS ONCOLOGY INC COM 189464100 2326 169506 SH DFND 01 169506 0 0 CORSICANTO LTD NOTE 3.500% 1/1 220480AB3 1021 1000000 PRN DFND 01 1000000 0 0 COTIVITI HLDGS INC COM 22164K101 19019 900079 SH DFND 01 900079 0 0 CYNAPSUS THERAPEUTICS INC COM PAR NO PAR 23257Y859 818 48840 SH DFND 01 48840 0 0 CYTOMX THERAPEUTICS INC COM 23284F105 9637 943433 SH DFND 01 943433 0 0 DAVITA HEALTHCARE PARTNERS I COM 23918K108 40593 525000 SH DFND 01 525000 0 0 DBV TECHNOLOGIES S A SPONSORED ADR 23306J101 56864 1743229 SH DFND 01 1743229 0 0 EDITAS MEDICINE INC COM 28106W103 41709 1709400 SH DFND 01 1709400 0 0 EGALET CORP COM 28226B104 805 162288 SH DFND 01 162288 0 0 EHEALTH INC COM 28238P109 37021 2640609 SH DFND 01 2640609 0 0 ENDO INTL PLC SHS G30401106 468 30000 SH DFND 01 30000 0 0 ENDOCHOICE HLDGS INC COM 29272U103 5875 1198950 SH DFND 01 1198950 0 0 ENDOLOGIX INC NOTE 2.250%12/1 29266SAA4 37787 40941000 PRN DFND 01 40941000 0 0 EPIZYME INC COM 29428V104 6372 622299 SH DFND 01 622299 0 0 ESSA PHARMA INC COM 29668H104 6364 2157151 SH DFND 01 2157151 0 0 FIVE PRIME THERAPEUTICS INC COM 33830X104 18525 448000 SH DFND 01 448000 0 0 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 43742 4072809 SH DFND 01 4072809 0 0 FLUIDIGM CORP DEL NOTE 2.750% 2/0 34385PAA6 16658 27715000 PRN DFND 01 27715000 0 0 FOAMIX PHARMACEUTICALS LTD SHS M46135105 8141 1282058 SH DFND 01 1282058 0 0 GALAPAGOS NV SPON ADR 36315X101 25411 458112 SH DFND 01 458112 0 0 GENOCEA BIOSCIENCES INC COM 372427104 2818 687257 SH DFND 01 687257 0 0 GLAUKOS CORP COM 377322102 28697 984112 SH DFND 01 984112 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 28764 1733828 SH DFND 01 1733828 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 90819 991800 SH DFND 01 991800 0 0 HEALTHWAYS INC COM 422245100 29356 2541686 SH DFND 01 2541686 0 0 HEALTHWAYS INC NOTE 1.500% 7/0 422245AB6 72000 76925000 PRN DFND 01 76925000 0 0 HEARTWARE INTL INC NOTE 1.750%12/1 422368AC4 29939 30271000 PRN DFND 01 30271000 0 0 HEARTWARE INTL INC NOTE 3.500%12/1 422368AA8 39689 40226000 PRN DFND 01 40226000 0 0 HORIZON PHARMA INVT LTD NOTE 2.500% 3/1 44052TAB7 75166 82600000 PRN DFND 01 82600000 0 0 HORIZON PHARMA PLC SHS G4617B105 226302 13740261 SH DFND 01 13740261 0 0 HUMANA INC COM 444859102 28691 159500 SH DFND 01 159500 0 0 INCYTE CORP COM 45337C102 7278 91000 SH DFND 01 91000 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 2575 1935942 SH DFND 01 1935942 0 0 INNOCOLL HLDGS PLC SHS G4783X105 1669 302923 SH DFND 01 302923 0 0 INVUITY INC COM NEW 46187J205 12646 1327009 SH DFND 01 1327009 0 0 KEMPHARM INC COM 488445107 5654 1420497 SH DFND 01 1420497 0 0 LANNET INC COM 516012101 21306 895591 SH DFND 01 895591 0 0 LOXO ONCOLOGY INC COM 548862101 5818 251000 SH DFND 01 251000 0 0 MOLINA HEALTHCARE INC COM 60855R100 21756 436000 SH DFND 01 436000 0 0 MYLAN N V SHS EURO N59465109 57913 1339334 SH DFND 01 1339334 0 0 MYOKARDIA INC COM 62857M105 4648 374800 SH DFND 01 374800 0 0 NANOSTRING TECHNOLOGIES INC COM 63009R109 8500 674622 SH DFND 01 674622 0 0 NEOS THERAPEUTICS INC COM 64052L106 4253 458332 SH DFND 01 458332 0 0 NIVALIS THERAPEUTICS INC COM 65481J109 17169 3732412 SH DFND 01 3732412 0 0 NXSTAGE MEDICAL INC COM 67072V103 97679 4505468 SH DFND 01 4505468 0 0 OCERA THERAPEUTICS INC COM 67552A108 1088 572893 SH DFND 01 572893 0 0 OXFORD IMMUNOTEC GLOBAL PLC ORD SHS G6855A103 4181 464541 SH DFND 01 464541 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 444 63072 SH DFND 01 63072 0 0 PACIRA PHARMACEUTICALS INC COM 695127100 1687 50000 SH DFND 01 50000 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 1391 100000 SH DFND 01 100000 0 0 PORTOLA PHARMACEUTICALS INC COM 737010108 86700 3673727 SH DFND 01 3673727 0 0 PRONAI THERAPEUTICS INC COM 74346L101 3201 1608702 SH DFND 01 1608702 0 0 PROTEON THERAPEUTICS INC COM 74371L109 12463 1552031 SH DFND 01 1552031 0 0 PSIVIDA CORP COM 74440J101 4225 1492824 SH DFND 01 1492824 0 0 REGENXBIO INC COM 75901B107 9352 1169042 SH DFND 01 1169042 0 0 RELYPSA INC COM 759531106 30902 1670383 SH DFND 01 1670383 0 0 RENNOVA HEALTH INC *W EXP 12/30/202 759757115 27 645161 SH DFND 01 645161 0 0 RENNOVA HEALTH INC COM 759757107 111 176425 SH DFND 01 176425 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 5199 2331366 SH DFND 01 2331366 0 0 RITE AID CORP COM 767754104 19561 2611580 SH DFND 01 2611580 0 0 SCYNEXIS INC COM 811292101 3848 1773177 SH DFND 01 1773177 0 0 SELECT MED HLDGS CORP COM 81619Q105 14315 1316944 SH DFND 01 1316944 0 0 SPARK THERAPEUTICS INC COM 84652J103 18816 368000 SH DFND 01 368000 0 0 SPECTRANETICS CORP MTNF 2.625% 6/0 84760CAA5 11232 12731000 PRN DFND 01 12731000 0 0 STEADYMED LTD SHS M84920103 4404 1346744 SH DFND 01 1346744 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 796 662971 SH DFND 01 662971 0 0 SYROS PHARMACEUTICALS INC COM 87184Q107 38028 2095220 SH DFND 01 2095220 0 0 THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 1641 2583160 SH DFND 01 2583160 0 0 TRACON PHARMACEUTICALS INC COM 89237H100 296 67567 SH DFND 01 67567 0 0 TRILLIUM THERAPEUTICS INC COM NEW 89620X506 1547 172307 SH DFND 01 172307 0 0 TRINITY BIOTECH INVT LTD NOTE 4.000% 4/0 89643QAB4 43935 48000000 PRN DFND 01 48000000 0 0 UNIVERSAL AMERN CORP NEW COM 91338E101 32768 4323000 SH DFND 01 4323000 0 0 VANDA PHARMACEUTICALS INC COM 921659108 67103 5996691 SH DFND 01 5996691 0 0 VOYAGER THERAPEUTICS INC COM 92915B106 2586 235294 SH DFND 01 235294 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 50916 611457 SH DFND 01 611457 0 0 WRIGHT MED GROUP INC NOTE 2.000% 2/1 98235TAE7 36749 40050000 PRN DFND 01 40050000 0 0 XENCOR INC COM 98401F105 55650 2930486 SH DFND 01 2930486 0 0 XENOPORT INC COM 98411C100 81468 11572125 SH DFND 01 11572125 0 0 ZAFGEN INC COM 98885E103 18303 3055603 SH DFND 01 3055603 0 0 ZELTIQ AESTHETICS INC COM 98933Q108 35447 1297000 SH DFND 01 1297000 0 0