0001140361-16-053179.txt : 20160216
0001140361-16-053179.hdr.sgml : 20160215
20160216160104
ACCESSION NUMBER: 0001140361-16-053179
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
EFFECTIVENESS DATE: 20160216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO
CENTRAL INDEX KEY: 0001009258
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05366
FILM NUMBER: 161427768
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125511600
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE, 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY
DATE OF NAME CHANGE: 19981022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001009258
XXXXXXXX
12-31-2015
12-31-2015
DEERFIELD MANAGEMENT CO
780 THIRD AVENUE, 37TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-05366
N
James E. Flynn
Managing Member
212-551-1600
James E. Flynn
New York
NY
02-16-2016
1
109
2467380
false
1
0001353362
028-11827
Flynn Management LLC
INFORMATION TABLE
2
form13fInfoTable.xml
AAC HLDGS INC
COM
000307108
33967
1782094
SH
DFND
01
1782094
0
0
ACCELERON PHARMA INC
COM
00434H108
10410
213491
SH
DFND
01
213491
0
0
ACCURAY INC
NOTE 3.750% 8/0
004397AB1
30875
30511000
PRN
DFND
01
30511000
0
0
ACHILLION PHARMACEUTICALS IN
COM
00448Q201
17987
1667000
SH
DFND
01
1667000
0
0
ACURA PHARMACEUTICALS INC
COM PAR $0.01
00509L802
2564
1025641
SH
DFND
01
1025641
0
0
ADEPTUS HEALTH INC
CL A
006855100
71307
1307908
SH
DFND
01
1307908
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
19672
807875
SH
DFND
01
807875
0
0
AETNA INC NEW
COM
00817Y108
63949
591465
SH
DFND
01
591465
0
0
AKARI THERAPEUTICS PLC
SPONSORED ADR
00972G108
16685
1150700
SH
DFND
01
1150700
0
0
ALCOBRA LTD
SHS
M2239P109
6719
1069914
SH
DFND
01
1069914
0
0
ALDEYRA THERAPEUTICS INC
COM
01438T106
4682
690538
SH
DFND
01
690538
0
0
ALIMERA SCIENCES INC
COM
016259103
14225
5878015
SH
DFND
01
5878015
0
0
ALLIQUA BIOMEDICAL INC
COM NEW
019621200
4023
1880134
SH
DFND
01
1880134
0
0
ALLSCRIPTS HEALTHCARE SOLUTN
NOTE 1.250% 7/0
01988PAD0
13412
12400000
PRN
DFND
01
12400000
0
0
ALPHATEC HOLDINGS INC
COM
02081G102
1495
4982738
SH
DFND
01
4982738
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
311
3000
SH
DFND
01
3000
0
0
ANTARES PHARMA INC
COM
036642106
4820
3983440
SH
DFND
01
3983440
0
0
ANTHEM INC
COM
036752103
2043
14649
SH
DFND
01
14649
0
0
ARRAY BIOPHARMA INC
COM
04269X105
36838
8729361
SH
DFND
01
8729361
0
0
ARRAY BIOPHARMA INC
NOTE 3.000% 6/0
04269XAA3
42292
45000000
PRN
DFND
01
45000000
0
0
AXOGEN INC
COM
05463X106
16907
3381439
SH
DFND
01
3381439
0
0
BOVIE MEDICAL CORP
COM
10211F100
1445
688229
SH
DFND
01
688229
0
0
CARDIOVASCULAR SYS INC DEL
COM
141619106
15649
1035000
SH
DFND
01
1035000
0
0
CAREDX INC
COM
14167L103
1466
229000
SH
DFND
01
229000
0
0
CAS MED SYS INC
COM PAR $0.004
124769209
5664
3200000
SH
DFND
01
3200000
0
0
CATABASIS PHARMACEUTICALS IN
COM
14875P107
5104
643580
SH
DFND
01
643580
0
0
CENTENE CORP DEL
COM
15135B101
16058
244000
SH
DFND
01
244000
0
0
CHARLES RIV LABS INTL INC
COM
159864107
30322
377188
SH
DFND
01
377188
0
0
CIDARA THERAPEUTICS INC
COM
171757107
2050
119456
SH
DFND
01
119456
0
0
CORSICANTO LTD
NOTE 3.500% 1/1
220480AB3
901
1000000
PRN
DFND
01
1000000
0
0
CTI BIOPHARMA CORP
COM
12648L106
2751
2236832
SH
DFND
01
2236832
0
0
CYTOMX THERAPEUTICS INC
COM
23284F105
19743
946022
SH
DFND
01
946022
0
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
57302
822000
SH
DFND
01
822000
0
0
DBV TECHNOLOGIES S A
SPONSORED ADR
23306J101
16770
461869
SH
DFND
01
461869
0
0
DYAX CORP
COM
26746E103
84347
2242073
SH
DFND
01
2242073
0
0
EGALET CORP
COM
28226B104
5258
477123
SH
DFND
01
477123
0
0
EHEALTH INC
COM
28238P109
32581
3264588
SH
DFND
01
3264588
0
0
ENDOCHOICE HLDGS INC
COM
29272U103
15225
1823309
SH
DFND
01
1823309
0
0
ENDOLOGIX INC
NOTE 2.250%12/1
29266SAA4
34602
40941000
PRN
DFND
01
40941000
0
0
ENDOLOGIX INC
NOTE 3.250%11/0
29266SAB2
32548
30000000
PRN
DFND
01
30000000
0
0
ESSA PHARMA INC
COM
29668H104
8499
1859282
SH
DFND
01
1859282
0
0
FIVE PRIME THERAPEUTICS INC
COM
33830X104
28220
680000
SH
DFND
01
680000
0
0
FLAMEL TECHNOLOGIES SA
SPONSORED ADR
338488109
49729
4072809
SH
DFND
01
4072809
0
0
FLUIDIGM CORP DEL
NOTE 2.750% 2/0
34385PAA6
17603
27715000
PRN
DFND
01
27715000
0
0
FOAMIX PHARMACEUTICALS LTD
SHS
M46135105
7696
948934
SH
DFND
01
948934
0
0
GALAPAGOS NV
SPON ADR
36315X101
11507
183000
SH
DFND
01
183000
0
0
GENESIS HEALTHCARE INC
CL A COM
37185X106
3344
963564
SH
DFND
01
963564
0
0
GENOCEA BIOSCIENCES INC
COM
372427104
4412
837257
SH
DFND
01
837257
0
0
GENOMIC HEALTH INC
COM
37244C101
28492
809432
SH
DFND
01
809432
0
0
GILEAD SCIENCES INC
COM
375558103
53833
532000
SH
Call
DFND
01
532000
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
67602
1675385
SH
DFND
01
1675385
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
37626
1163811
SH
DFND
01
1163811
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
21535
310122
SH
DFND
01
310122
0
0
HEALTHWAYS INC
COM
422245100
31725
2465042
SH
DFND
01
2465042
0
0
HEALTHWAYS INC
NOTE 1.500% 7/0
422245AB6
49087
51925000
PRN
DFND
01
51925000
0
0
HEARTWARE INTL INC
COM
422368100
8062
159961
SH
DFND
01
159961
0
0
HEARTWARE INTL INC
NOTE 3.500%12/1
422368AA8
37364
39226000
PRN
DFND
01
39226000
0
0
HORIZON PHARMA PLC
SHS
G4617B105
253210
11684801
SH
DFND
01
11684801
0
0
IMMUNOMEDICS INC
COM
452907108
3296
1073640
SH
DFND
01
1073640
0
0
IMPRIVATA INC
COM
45323J103
13633
1206418
SH
DFND
01
1206418
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
33797
4305288
SH
DFND
01
4305288
0
0
INVUITY INC
COM NEW
46187J205
9510
1078218
SH
DFND
01
1078218
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.875% 8/1
472145AB7
5223
5000000
PRN
DFND
01
5000000
0
0
KEMPHARM INC
COM
488445107
28211
1420497
SH
DFND
01
1420497
0
0
LOXO ONCOLOGY INC
COM
548862101
7141
251000
SH
DFND
01
251000
0
0
MACROGENICS INC
COM
556099109
16040
517920
SH
DFND
01
517920
0
0
MCKESSON CORP
COM
58155Q103
28529
144646
SH
DFND
01
144646
0
0
MYLAN N V
SHS EURO
N59465109
57098
1056000
SH
DFND
01
1056000
0
0
MYOKARDIA INC
COM
62857M105
5498
375000
SH
DFND
01
375000
0
0
NANOSTRING TECHNOLOGIES INC
COM
63009R109
12954
880622
SH
DFND
01
880622
0
0
NEOS THERAPEUTICS INC
COM
64052L106
6563
458332
SH
DFND
01
458332
0
0
NIVALIS THERAPEUTICS INC
COM
65481J109
28889
3732412
SH
DFND
01
3732412
0
0
NXSTAGE MEDICAL INC
COM
67072V103
100545
4589000
SH
DFND
01
4589000
0
0
OXFORD IMMUNOTEC GLOBAL PLC
ORD SHS
G6855A103
5976
519670
SH
DFND
01
519670
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
18224
1388000
SH
DFND
01
1388000
0
0
PACIRA PHARMACEUTICALS INC
COM
695127100
28489
371000
SH
DFND
01
371000
0
0
PALATIN TECHNOLOGIES INC
COM PAR $ .01
696077403
1328
2000000
SH
DFND
01
2000000
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
35179
683749
SH
DFND
01
683749
0
0
POZEN INC
COM
73941U102
305
44583
SH
DFND
01
44583
0
0
PRONAI THERAPEUTICS INC
COM
74346L101
26940
1791255
SH
DFND
01
1791255
0
0
PROTEON THERAPEUTICS INC
COM
74371L109
19625
1265343
SH
DFND
01
1265343
0
0
PSIVIDA CORP
COM
74440J101
5891
1222110
SH
DFND
01
1222110
0
0
REGENXBIO INC
COM
75901B107
19406
1169042
SH
DFND
01
1169042
0
0
RELYPSA INC
COM
759531106
25514
900281
SH
DFND
01
900281
0
0
RENNOVA HEALTH INC
*W EXP 12/22/202
759757115
285
645161
SH
DFND
01
645161
0
0
RENNOVA HEALTH INC
COM
759757107
755
559431
SH
DFND
01
559431
0
0
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
7266
2397855
SH
DFND
01
2397855
0
0
RITE AID CORP
COM
767754104
19543
2492772
SH
DFND
01
2492772
0
0
SAGE THERAPEUTICS INC
COM
78667J108
34913
598854
SH
DFND
01
598854
0
0
SCYNEXIS INC
COM
811292101
4324
696281
SH
DFND
01
696281
0
0
SPECTRANETICS CORP
MTNF 2.625% 6/0
84760CAA5
22537
29831000
PRN
DFND
01
29831000
0
0
STEADYMED LTD
SHS
M84920103
4390
1346744
SH
DFND
01
1346744
0
0
STREAMLINE HEALTH SOLUTIONS
COM
86323X106
935
662971
SH
DFND
01
662971
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
53497
815000
SH
DFND
01
815000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
36102
550000
SH
Call
DFND
01
550000
0
0
TONIX PHARMACEUTICALS HLDG C
COM NEW
890260201
10090
1315551
SH
DFND
01
1315551
0
0
TRACON PHARMACEUTICALS INC
COM
89237H100
4481
485000
SH
DFND
01
485000
0
0
TRILLIUM THERAPEUTICS INC
COM NEW
89620X506
2173
172307
SH
DFND
01
172307
0
0
TRINITY BIOTECH PLC
SPON ADR NEW
896438306
2893
246000
SH
DFND
01
246000
0
0
TRUPANION INC
COM
898202106
10367
1062214
SH
DFND
01
1062214
0
0
UNIVERSAL AMERN CORP NEW
COM
91338E101
33523
4789027
SH
DFND
01
4789027
0
0
VANDA PHARMACEUTICALS INC
COM
921659108
55829
5996691
SH
DFND
01
5996691
0
0
VERACYTE INC
COM
92337F107
2823
392147
SH
DFND
01
392147
0
0
VERSARTIS INC
COM
92529L102
6077
490503
SH
DFND
01
490503
0
0
VOYAGER THERAPEUTICS INC
COM
92915B106
5153
235294
SH
DFND
01
235294
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
32909
386457
SH
DFND
01
386457
0
0
XENCOR INC
COM
98401F105
18372
1256612
SH
DFND
01
1256612
0
0
XENOPORT INC
COM
98411C100
34518
6287374
SH
DFND
01
6287374
0
0
ZAFGEN INC
COM
98885E103
5307
843665
SH
DFND
01
843665
0
0