0001140361-15-007446.txt : 20150218
0001140361-15-007446.hdr.sgml : 20150216
20150217163144
ACCESSION NUMBER: 0001140361-15-007446
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150217
DATE AS OF CHANGE: 20150217
EFFECTIVENESS DATE: 20150217
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO
CENTRAL INDEX KEY: 0001009258
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05366
FILM NUMBER: 15623221
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125511600
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE, 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY
DATE OF NAME CHANGE: 19981022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001009258
XXXXXXXX
12-31-2014
12-31-2014
DEERFIELD MANAGEMENT CO
780 THIRD AVENUE, 37TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-05366
N
Flynn Management LLC, its general partner James E. Flynn
Managing Member
212-551-1600
James E. Flynn
New York
NY
02-17-2015
1
111
2783541
false
1
0001353362
028-11827
Flynn Management LLC
INFORMATION TABLE
2
form13fInfoTable.xml
ACCURAY INC
COM
004397105
14126
1870943
SH
DFND
01
1870943
0
0
ACCURAY INC
NOTE 3.500% 2/0
004397AD7
7586
5000000
PRN
DFND
01
5000000
0
0
ACCURAY INC
NOTE 3.750% 8/0
004397AB1
24991
24100000
PRN
DFND
01
24100000
0
0
ACHILLION PHARMACEUTICALS IN
COM
00448Q201
35774
2920300
SH
DFND
01
2920300
0
0
ADEPTUS HEALTH INC
CL A
006855100
2358
63053
SH
DFND
01
63053
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
54262
1858917
SH
DFND
01
1858917
0
0
AGILE THERAPEUTICS INC
COM
00847L100
645
105000
SH
DFND
01
105000
0
0
ALIMERA SCIENCES INC
COM
016259103
22414
4045826
SH
DFND
01
4045826
0
0
ALLERGAN INC
COM
018490102
128957
606601
SH
DFND
01
606601
0
0
ALLERGAN INC
COM
018490102
42518
200000
SH
Call
DFND
01
200000
0
0
ALLSCRIPTS HEALTHCARE SOLUTN
NOTE 1.250% 7/0
01988PAD0
12795
13000000
PRN
DFND
01
13000000
0
0
ALPHATEC HOLDINGS INC
COM
02081G102
5616
3982738
SH
DFND
01
3982738
0
0
AMAG PHARMACEUTICALS INC
NOTE 2.500% 2/1
00163UAA4
74866
45020000
PRN
DFND
01
45020000
0
0
AMPHASTAR PHARMACEUTICALS IN
COM
03209R103
14821
1276577
SH
DFND
01
1276577
0
0
ANTARES PHARMA INC
COM
036642106
20828
8104318
SH
DFND
01
8104318
0
0
ANTHERA PHARMACEUTICALS INC
COM NEW
03674U201
2673
1691857
SH
DFND
01
1691857
0
0
ARENA PHARMACEUTICALS INC
COM
040047102
24129
6953737
SH
DFND
01
6953737
0
0
ARRAY BIOPHARMA INC
COM
04269X105
55978
11834595
SH
DFND
01
11834595
0
0
ARRAY BIOPHARMA INC
NOTE 3.000% 6/0
04269XAA3
41604
45000000
PRN
DFND
01
45000000
0
0
AUSPEX PHARMACEUTICALS INC
COM
05211J102
154769
2949103
SH
DFND
01
2949103
0
0
AUXILIUM PHARMACEUTICALS INC
COM
05334D107
215504
6267382
SH
DFND
01
6267382
0
0
AVALANCHE BIOTECHNOLOGIES IN
COM
05337G107
87192
1614669
SH
DFND
01
1614669
0
0
AXOGEN INC
COM
05463X106
5413
1507824
SH
DFND
01
1507824
0
0
BIODELIVERY SCIENCES INTL IN
COM
09060J106
5578
464083
SH
DFND
01
464083
0
0
BIOTELEMETRY INC
COM
090672106
4303
429000
SH
DFND
01
429000
0
0
BLUEBIRD BIO INC
COM
09609G100
78047
850932
SH
DFND
01
850932
0
0
CARA THERAPEUTICS INC
COM
140755109
4722
473588
SH
DFND
01
473588
0
0
CAREDX INC
COM
14167L103
5829
804000
SH
DFND
01
804000
0
0
CAS MED SYS INC
COM PAR $0.004
124769209
5280
3200000
SH
DFND
01
3200000
0
0
CONNECTURE INC
COM
20786J106
7206
799750
SH
DFND
01
799750
0
0
CUBIST PHARMACEUTICALS INC
COM
229678107
21157
210200
SH
DFND
01
210200
0
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
32947
435000
SH
DFND
01
435000
0
0
DBV TECHNOLOGIES S A
SPONSORED ADR
23306J101
13080
482300
SH
DFND
01
482300
0
0
DERMA SCIENCES INC
COM PAR $.01
249827502
6718
721546
SH
DFND
01
721546
0
0
DERMIRA INC
COM
24983L104
2106
116267
SH
DFND
01
116267
0
0
DISCOVERY LABORATORIES INC N
COM NEW
254668403
4245
3659700
SH
DFND
01
3659700
0
0
DYAX CORP
COM
26746E103
13817
982745
SH
DFND
01
982745
0
0
EAGLE PHARMACEUTICALS INC
COM
269796108
4412
284653
SH
DFND
01
284653
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
1274
10000
SH
DFND
01
10000
0
0
EHEALTH INC
COM
28238P109
56434
2264588
SH
DFND
01
2264588
0
0
ENDOLOGIX INC
COM
29266S106
51662
3378787
SH
DFND
01
3378787
0
0
ENDOLOGIX INC
NOTE 2.250%12/1
29266SAA4
34562
34925000
PRN
DFND
01
34925000
0
0
EXELIXIS INC
COM
30161Q104
1440
1000000
SH
Call
DFND
01
1000000
0
0
FLAMEL TECHNOLOGIES SA
SPONSORED ADR
338488109
90078
5258475
SH
DFND
01
5258475
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
2016
99847
SH
DFND
01
99847
0
0
FLUIDIGM CORP DEL
NOTE 2.750% 2/0
34385PAA6
9144
10000000
PRN
DFND
01
10000000
0
0
FOAMIX PHARMACEUTICALS LTD
SHS
M46135105
5221
744799
SH
DFND
01
744799
0
0
GENOCEA BIOSCIENCES INC
COM
372427104
4230
604257
SH
DFND
01
604257
0
0
GILEAD SCIENCES INC
COM
375558103
18852
200000
SH
Put
DFND
01
200000
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
24075
563300
SH
DFND
01
563300
0
0
HEALTHWAYS INC
NOTE 1.500% 7/0
422245AB6
7828
6700000
PRN
DFND
01
6700000
0
0
HEARTWARE INTL INC
COM
422368100
12101
164800
SH
DFND
01
164800
0
0
HEARTWARE INTL INC
NOTE 3.500%12/1
422368AA8
21778
20464000
PRN
DFND
01
20464000
0
0
HORIZON PHARMA INC
NOTE 5.000%11/1
44047TAB5
82435
31760461
PRN
DFND
01
31760461
0
0
HORIZON PHARMA PLC
SHS
G4617B105
150801
11699047
SH
DFND
01
11699047
0
0
HUMANA INC
COM
444859102
40216
280000
SH
Call
DFND
01
280000
0
0
ILLUMINA INC
COM
452327109
738
4000
SH
DFND
01
4000
0
0
IMMUNOMEDICS INC
COM
452907108
13469
2805972
SH
DFND
01
2805972
0
0
IMMUNOMEDICS INC
COM
452907108
2400
500000
SH
Call
DFND
01
500000
0
0
IMPRIVATA INC
COM
45323J103
12977
998252
SH
DFND
01
998252
0
0
IMRIS INC
COM
45322N105
124
147076
SH
DFND
01
147076
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
65158
3857805
SH
DFND
01
3857805
0
0
INOGEN INC
COM
45780L104
11115
354330
SH
DFND
01
354330
0
0
INSMED INC
COM PAR $.01
457669307
34678
2241631
SH
DFND
01
2241631
0
0
INTEGRA LIFESCIENCES HLDGS C
NOTE 1.625%12/1
457985AK5
50426
47428000
PRN
DFND
01
47428000
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
9421
60393
SH
DFND
01
60393
0
0
JUNO THERAPEUTICS INC
COM
48205A109
18703
358149
SH
DFND
01
358149
0
0
KALOBIOS PHARMACEUTICALS INC
COM
48344T100
3956
2286783
SH
DFND
01
2286783
0
0
KERYX BIOPHARMACEUTICALS INC
COM
492515101
16746
1183484
SH
DFND
01
1183484
0
0
KINDRED BIOSCIENCES INC
COM
494577109
2625
352384
SH
DFND
01
352384
0
0
KINDRED HEALTHCARE INC
COM
494580103
684
37611
SH
DFND
01
37611
0
0
KITE PHARMA INC
COM
49803L109
8985
155799
SH
DFND
01
155799
0
0
LOXO ONCOLOGY INC
COM
548862101
18701
1591546
SH
DFND
01
1591546
0
0
LUMENIS LTD
SHS CL B
M6778Q121
5584
597866
SH
DFND
01
597866
0
0
MAST THERAPEUTICS INC
COM
576314108
392
700000
SH
DFND
01
700000
0
0
MCKESSON CORP
COM
58155Q103
19097
92000
SH
DFND
01
92000
0
0
MEI PHARMA INC
COM NEW
55279B202
12553
2939876
SH
DFND
01
2939876
0
0
MERGE HEALTHCARE INC
COM
589499102
3179
892897
SH
DFND
01
892897
0
0
NANOSTRING TECHNOLOGIES INC
COM
63009R109
12863
923378
SH
DFND
01
923378
0
0
NEVRO CORP
COM
64157F103
40491
1047093
SH
DFND
01
1047093
0
0
NXSTAGE MEDICAL INC
COM
67072V103
86270
4811494
SH
DFND
01
4811494
0
0
OCERA THERAPEUTICS INC
COM
67552A108
2937
461119
SH
DFND
01
461119
0
0
ONCOTHYREON INC
COM
682324108
757
398499
SH
DFND
01
398499
0
0
ORTHOFIX INTL N V
COM
N6748L102
16046
533812
SH
DFND
01
533812
0
0
OVASCIENCE INC
COM
69014Q101
27728
627050
SH
DFND
01
627050
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
40147
5120771
SH
DFND
01
5120771
0
0
PALATIN TECHNOLOGIES INC
COM PAR $ .01
696077403
1460
2000000
SH
DFND
01
2000000
0
0
PARNELL PHARMACEUT HLDGS LTD
SHS
Q73622104
1559
375700
SH
DFND
01
375700
0
0
PFENEX INC
COM
717071104
4492
625640
SH
DFND
01
625640
0
0
PLASMATECH BIOPHARMACEUTICAL
*W EXP 10/24/201
72754H117
300
375000
SH
DFND
01
375000
0
0
PLASMATECH BIOPHARMACEUTICAL
COM
72754H109
1285
372374
SH
DFND
01
372374
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
18565
655559
SH
DFND
01
655559
0
0
PROQR THRAPEUTICS N V
SHS EURO
N71542109
8235
380000
SH
DFND
01
380000
0
0
PROSENSA HLDG N V
SHS USD
N71546100
62183
3316434
SH
DFND
01
3316434
0
0
PROTEON THERAPEUTICS INC
COM
74371L109
13160
1265343
SH
DFND
01
1265343
0
0
RESMED INC
COM
761152107
16611
296300
SH
DFND
01
296300
0
0
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
5443
2397855
SH
DFND
01
2397855
0
0
SAGE THERAPEUTICS INC
COM
78667J108
9612
262625
SH
DFND
01
262625
0
0
SALIX PHARMACEUTICALS INC
COM
795435106
1322
11500
SH
DFND
01
11500
0
0
SCYNEXIS INC
COM
811292101
4990
500000
SH
DFND
01
500000
0
0
SPECTRANETICS CORP
MTNF 2.625% 6/0
84760CAA5
6968
5439000
PRN
DFND
01
5439000
0
0
STREAMLINE HEALTH SOLUTIONS
COM
86323X106
7893
1822759
SH
DFND
01
1822759
0
0
TESARO INC
NOTE 3.000%10/0
881569AA5
34005
27123000
PRN
DFND
01
27123000
0
0
THORATEC CORP
COM NEW
885175307
3341
102919
SH
DFND
01
102919
0
0
TORNIER N V
SHS
N87237108
7369
288971
SH
DFND
01
288971
0
0
TRIVASCULAR TECHNOLOGIES INC
COM
89685A102
14438
1148575
SH
DFND
01
1148575
0
0
TRUPANION INC
COM
898202106
18560
2678176
SH
DFND
01
2678176
0
0
UNIVERSAL AMERN CORP NEW
COM
91338E101
52105
5614798
SH
DFND
01
5614798
0
0
VANDA PHARMACEUTICALS INC
COM
921659108
59282
4139787
SH
DFND
01
4139787
0
0
WEBMD HEALTH CORP
NOTE 1.500%12/0
94770VAK8
16921
17000000
PRN
DFND
01
17000000
0
0
ZOETIS INC
CL A
98978V103
1080
25097
SH
DFND
01
25097
0
0