0001140361-14-007925.txt : 20140214
0001140361-14-007925.hdr.sgml : 20140214
20140214162559
ACCESSION NUMBER: 0001140361-14-007925
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140214
EFFECTIVENESS DATE: 20140214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO
CENTRAL INDEX KEY: 0001009258
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05366
FILM NUMBER: 14617130
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125511600
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE, 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY
DATE OF NAME CHANGE: 19981022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001009258
XXXXXXXX
12-31-2013
12-31-2013
DEERFIELD MANAGEMENT CO
780 THIRD AVENUE, 37TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-05366
N
Flynn Management LLC, its general partner James E. Flynn
Managing Member
212-551-1600
James E. Flynn
New York
NY
02-14-2014
1
106
1930351
false
1
0001353362
028-11827
Flynn Management LLC
INFORMATION TABLE
2
form13fInfoTable.xml
ACCURAY INC
NOTE 3.500% 2/0
004397AC9
8642
5000000
PRN
DFND
01
5000000
0
0
ACCURAY INC
NOTE 3.750% 8/0
004397AB1
23716
21200000
PRN
DFND
01
21200000
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
5388
300000
SH
DFND
01
300000
0
0
AETNA INC NEW
COM
00817Y108
22429
327000
SH
DFND
01
327000
0
0
AIR METHODS CORP
COM PAR $.06
009128307
14291
245292
SH
DFND
01
245292
0
0
AIR METHODS CORP
COM PAR $.06
009128307
7283
125000
SH
Call
DFND
01
125000
0
0
ALBANY MOLECULAR RESH INC
NOTE 2.250%11/1
012423AA7
2407
2575000
PRN
DFND
01
2575000
0
0
ALERE INC
NOTE 3.000% 5/1
01449JAA3
6441
5750000
PRN
DFND
01
5750000
0
0
ALLERGAN INC
COM
018490102
16884
152000
SH
DFND
01
152000
0
0
ALPHATEC HOLDINGS INC
COM
02081G102
8005
3982738
SH
DFND
01
3982738
0
0
AMGEN INC
COM
031162100
1141
10000
SH
DFND
01
10000
0
0
ANTARES PHARMA INC
COM
036642106
45341
10141174
SH
DFND
01
10141174
0
0
ANTHERA PHARMACEUTICALS INC
COM NEW
03674U201
5194
1691857
SH
DFND
01
1691857
0
0
ARENA PHARMACEUTICALS INC
COM
040047102
7117
1216579
SH
DFND
01
1216579
0
0
ARRAY BIOPHARMA INC
COM
04269X105
56289
11235406
SH
DFND
01
11235406
0
0
ARRAY BIOPHARMA INC
NOTE 3.000% 6/0
04269XAA3
23978
23000000
PRN
DFND
01
23000000
0
0
ARROWHEAD RESH CORP
COM NEW
042797209
1541
142017
SH
DFND
01
142017
0
0
ARTHROCARE CORP
COM
043136100
805
20000
SH
DFND
01
20000
0
0
AUXILIUM PHARMACEUTICALS INC
COM
05334D107
85270
4113385
SH
DFND
01
4113385
0
0
AUXILIUM PHARMACEUTICALS INC
NOTE 1.500% 7/1
05334DAA5
2771
2500000
PRN
DFND
01
2500000
0
0
BACTERIN INTL HLDGS INC
COM
05644R101
196
391796
SH
DFND
01
391796
0
0
BAXTER INTL INC
COM
071813109
7129
102500
SH
DFND
01
102500
0
0
BIND THERAPEUTICS INC
COM
05548N107
3869
256384
SH
DFND
01
256384
0
0
BIOCRYST PHARMACEUTICALS
COM
09058V103
6601
868570
SH
DFND
01
868570
0
0
BIODELIVERY SCIENCES INTL IN
COM
09060J106
10371
1760725
SH
DFND
01
1760725
0
0
BIOSCRIP INC
COM
09069N108
518
70022
SH
DFND
01
70022
0
0
BIOTELEMETRY INC
COM
090672106
437
55000
SH
DFND
01
55000
0
0
BLUEBIRD BIO INC
COM
09609G100
8879
423224
SH
DFND
01
423224
0
0
BROOKDALE SR LIVING INC
NOTE 2.750% 6/1
112463AA2
18536
15500000
PRN
DFND
01
15500000
0
0
CANCER GENETICS INC
COM
13739U104
4881
354180
SH
DFND
01
354180
0
0
CAPITAL SR LIVING CORP
COM
140475104
34020
1418111
SH
DFND
01
1418111
0
0
CAS MED SYS INC
COM PAR $0.004
124769209
5440
3200000
SH
DFND
01
3200000
0
0
CEMPRA INC
COM
15130J109
3837
309655
SH
DFND
01
309655
0
0
CENTENE CORP DEL
COM
15135B101
18440
312812
SH
DFND
01
312812
0
0
CUBIST PHARMACEUTICALS INC
COM
229678107
26603
386282
SH
DFND
01
386282
0
0
CUBIST PHARMACEUTICALS INC
COM
229678107
68870
1000000
SH
Call
DFND
01
1000000
0
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
30734
485000
SH
DFND
01
485000
0
0
DENDREON CORP
NOTE 2.875% 1/1
24823QAC1
116343
183660000
PRN
DFND
01
183660000
0
0
DENDREON CORP
NOTE 4.750% 6/1
24823QAB3
14187
14740000
PRN
DFND
01
14740000
0
0
DEPOMED INC
COM
249908104
13338
1260661
SH
DFND
01
1260661
0
0
DISCOVERY LABORATORIES INC N
COM NEW
254668403
8234
3659700
SH
DFND
01
3659700
0
0
DYAX CORP
COM
26746E103
25301
3357747
SH
DFND
01
3357747
0
0
ENDOCYTE INC
COM
29269A102
1196
111967
SH
DFND
01
111967
0
0
EXELIXIS INC
NOTE 4.250% 8/1
30161QAC8
30691
25050000
PRN
DFND
01
25050000
0
0
FLAMEL TECHNOLOGIES SA
SPONSORED ADR
338488109
34884
4333475
SH
DFND
01
4333475
0
0
FOUNDATION MEDICINE INC
COM
350465100
8242
346018
SH
DFND
01
346018
0
0
GERON CORP
COM
374163103
4740
1000000
SH
DFND
01
1000000
0
0
GLOBUS MED INC
CL A
379577208
34194
1694472
SH
DFND
01
1694472
0
0
HCA HOLDINGS INC
COM
40412C101
477
10000
SH
DFND
01
10000
0
0
HMS HLDGS CORP
COM
40425J101
1312
57800
SH
DFND
01
57800
0
0
HOLOGIC INC
DEBT 2.000% 3/0
436440AC5
38338
37516000
PRN
DFND
01
37516000
0
0
HORIZON PHARMA INC
COM
44047T109
35348
4638888
SH
DFND
01
4638888
0
0
HUMANA INC
COM
444859102
42802
414670
SH
DFND
01
414670
0
0
HUMANA INC
COM
444859102
28902
280000
SH
Call
DFND
01
280000
0
0
IMRIS INC
COM
45322N105
305
192051
SH
DFND
01
192051
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
54988
3981743
SH
DFND
01
3981743
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
2762
200000
SH
Call
DFND
01
200000
0
0
INSMED INC
COM PAR $.01
457669307
17888
1052245
SH
DFND
01
1052245
0
0
INTEGRA LIFESCIENCES HLDGS C
COM NEW
457985208
12980
272055
SH
DFND
01
272055
0
0
INTEGRA LIFESCIENCES HLDGS C
NOTE 1.625%12/1
457985AK5
44486
41523000
PRN
DFND
01
41523000
0
0
INTERMUNE INC
NOTE 2.500% 9/1
45884XAE3
37171
41570000
PRN
DFND
01
41570000
0
0
INTERMUNE INC
NOTE 2.500%12/1
45884XAF0
10290
7500000
PRN
DFND
01
7500000
0
0
KERYX BIOPHARMACEUTICALS INC
COM
492515101
19208
1483260
SH
DFND
01
1483260
0
0
KINDRED BIOSCIENCES INC
COM
494577109
2513
225000
SH
DFND
01
225000
0
0
LCA-VISION INC
COM PAR $.001
501803308
2850
730856
SH
DFND
01
730856
0
0
LIPOSCIENCE INC
COM
53630M108
5875
1382350
SH
DFND
01
1382350
0
0
MAST THERAPEUTICS INC
COM
576314108
678
1466249
SH
DFND
01
1466249
0
0
MEI PHARMA INC
COM NEW
55279B202
10049
1254519
SH
DFND
01
1254519
0
0
MERCK & CO INC NEW
COM
58933Y105
36286
725000
SH
DFND
01
725000
0
0
MOLINA HEALTHCARE INC
COM
60855R100
22413
644971
SH
DFND
01
644971
0
0
MOMENTA PHARMACEUTICALS INC
COM
60877T100
20096
1136645
SH
DFND
01
1136645
0
0
MYLAN INC
COM
628530107
16579
382000
SH
DFND
01
382000
0
0
MYLAN INC
COM
628530107
6510
150000
SH
Call
DFND
01
150000
0
0
NANOSPHERE INC
COM
63009F105
10870
4746913
SH
DFND
01
4746913
0
0
NANOSTRING TECHNOLOGIES INC
COM
63009R109
10770
624711
SH
DFND
01
624711
0
0
NOVADAQ TECHNOLOGIES INC
COM
66987G102
1979
120010
SH
DFND
01
120010
0
0
NUVASIVE INC
NOTE 2.750% 7/0
670704AC9
45559
42136000
PRN
DFND
01
42136000
0
0
NXSTAGE MEDICAL INC
COM
67072V103
55706
5570639
SH
DFND
01
5570639
0
0
OCERA THERAPEUTICS INC
COM
67552A108
2742
211119
SH
DFND
01
211119
0
0
OREXIGEN THERAPEUTICS INC
COM
686164104
122
21690
SH
DFND
01
21690
0
0
OVASCIENCE INC
COM
69014Q101
5535
605561
SH
DFND
01
605561
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
22757
4351262
SH
DFND
01
4351262
0
0
PALATIN TECHNOLOGIES INC
COM PAR $ .01
696077403
1468
2000000
SH
DFND
01
2000000
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
21261
825675
SH
DFND
01
825675
0
0
PROSENSA HLDG N V
SHS USD
N71546100
14568
3119381
SH
DFND
01
3119381
0
0
PROTHENA CORP PLC
SHS
G72800108
14021
528705
SH
DFND
01
528705
0
0
PTC THERAPEUTICS INC
COM
69366J200
9249
545027
SH
DFND
01
545027
0
0
QUESTCOR PHARMACEUTICALS INC
COM
74835Y101
82018
1506297
SH
DFND
01
1506297
0
0
QUESTCOR PHARMACEUTICALS INC
COM
74835Y101
27225
500000
SH
Call
DFND
01
500000
0
0
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
2176
763675
SH
DFND
01
763675
0
0
SELECT MED HLDGS CORP
COM
81619Q105
341
29400
SH
DFND
01
29400
0
0
SEQUENOM INC
NOTE 5.000%10/0
817337AB4
14510
16877000
PRN
DFND
01
16877000
0
0
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
20898
2361405
SH
DFND
01
2361405
0
0
STREAMLINE HEALTH SOLUTIONS
COM
86323X106
2269
325000
SH
DFND
01
325000
0
0
SUNESIS PHARMACEUTICALS INC
COM NEW
867328601
1185
250000
SH
Call
DFND
01
250000
0
0
SUNSHINE HEART INC
COM
86782U106
4195
432000
SH
DFND
01
432000
0
0
TARGACEPT INC
COM
87611R306
2561
617000
SH
DFND
01
617000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
200
5000
SH
DFND
01
5000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
14028
350000
SH
Call
DFND
01
350000
0
0
TORNIER N V
SHS
N87237108
28372
1509974
SH
DFND
01
1509974
0
0
UNIVERSAL AMERN CORP NEW
COM
91338E101
33585
4600692
SH
DFND
01
4600692
0
0
VANDA PHARMACEUTICALS INC
COM
921659108
7834
631276
SH
DFND
01
631276
0
0
VOLCANO CORPORATION
NOTE 1.750%12/0
928645AB6
59747
60500000
PRN
DFND
01
60500000
0
0
XENOPORT INC
COM
98411C100
21384
3719040
SH
DFND
01
3719040
0
0
XOMA CORP DEL
COM
98419J107
25620
3806868
SH
DFND
01
3806868
0
0
ZOGENIX INC
COM
98978L105
8841
2570000
SH
DFND
01
2570000
0
0