0001140361-14-021676.txt : 20140515
0001140361-14-021676.hdr.sgml : 20140515
20140515163154
ACCESSION NUMBER: 0001140361-14-021676
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140515
DATE AS OF CHANGE: 20140515
EFFECTIVENESS DATE: 20140515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO
CENTRAL INDEX KEY: 0001009258
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05366
FILM NUMBER: 14847876
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125511600
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE, 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY
DATE OF NAME CHANGE: 19981022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001009258
XXXXXXXX
03-31-2014
03-31-2014
DEERFIELD MANAGEMENT CO
780 THIRD AVENUE, 37TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-05366
N
Flynn Management LLC, its general partner James E. Flynn
Managing Member
212-551-1600
James E. Flynn
New York
NY
05-15-2014
1
124
2449410
false
1
0001353362
028-11827
Flynn Management LLC
INFORMATION TABLE
2
form13fInfoTable.xml
ABBVIE INC
COM
00287Y109
52685
1025000
SH
DFND
01
1025000
0
0
ACCURAY INC
NOTE 3.500% 2/0
004397AD7
9546
5000000
PRN
DFND
01
5000000
0
0
ACCURAY INC
NOTE 3.750% 8/0
004397AB1
30767
25700000
PRN
DFND
01
25700000
0
0
ACHILLION PHARMACEUTICALS IN
COM
00448Q201
305
92804
SH
DFND
01
92804
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
11976
565180
SH
DFND
01
565180
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
1398
25000
SH
DFND
01
25000
0
0
AIR METHODS CORP
COM PAR $.06
009128307
29522
552544
SH
DFND
01
552544
0
0
ALERE INC
NOTE 3.000% 5/1
01449JAA3
6278
5750000
PRN
DFND
01
5750000
0
0
ALIMERA SCIENCES INC
COM
016259103
10346
1311290
SH
DFND
01
1311290
0
0
ALLERGAN INC
COM
018490102
26760
215636
SH
DFND
01
215636
0
0
ALLERGAN INC
COM
018490102
12410
100000
SH
Call
DFND
01
100000
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
20276
302000
SH
DFND
01
302000
0
0
ALPHATEC HOLDINGS INC
COM
02081G102
5974
3982738
SH
DFND
01
3982738
0
0
AMAG PHARMACEUTICALS INC
COM
00163U106
10351
534930
SH
DFND
01
534930
0
0
AMAG PHARMACEUTICALS INC
NOTE 2.500% 2/1
00163UAA4
34986
34520000
PRN
DFND
01
34520000
0
0
AMEDISYS INC
COM
023436108
6537
439000
SH
DFND
01
439000
0
0
ANI PHARMACEUTICALS INC
COM
00182C103
11649
371572
SH
DFND
01
371572
0
0
ANTARES PHARMA INC
COM
036642106
33210
9488461
SH
DFND
01
9488461
0
0
ANTHERA PHARMACEUTICALS INC
COM NEW
03674U201
5668
1691857
SH
DFND
01
1691857
0
0
AQUINOX PHARMACEUTICALS INC
COM
03842B101
794
62387
SH
DFND
01
62387
0
0
ARATANA THERAPEUTICS INC
COM
03874P101
14642
788904
SH
DFND
01
788904
0
0
ARENA PHARMACEUTICALS INC
COM
040047102
7664
1216579
SH
DFND
01
1216579
0
0
ARRAY BIOPHARMA INC
COM
04269X105
57367
12205673
SH
DFND
01
12205673
0
0
ARRAY BIOPHARMA INC
NOTE 3.000% 6/0
04269XAA3
26665
26000000
PRN
DFND
01
26000000
0
0
AUSPEX PHARMACEUTICALS INC
COM
05211J102
61181
1988990
SH
DFND
01
1988990
0
0
AUXILIUM PHARMACEUTICALS INC
COM
05334D107
69763
2566705
SH
DFND
01
2566705
0
0
AUXILIUM PHARMACEUTICALS INC
COM
05334D107
6795
250000
SH
Put
DFND
01
250000
0
0
AUXILIUM PHARMACEUTICALS INC
NOTE 1.500% 7/1
05334DAA5
3278
2500000
PRN
DFND
01
2500000
0
0
BAXTER INTL INC
COM
071813109
6254
85000
SH
DFND
01
85000
0
0
BIOCRYST PHARMACEUTICALS
COM
09058V103
9606
907920
SH
DFND
01
907920
0
0
BIODELIVERY SCIENCES INTL IN
COM
09060J106
33648
3986760
SH
DFND
01
3986760
0
0
BIOGEN IDEC INC
COM
09062X103
3594
11750
SH
DFND
01
11750
0
0
BLUEBIRD BIO INC
COM
09609G100
9425
414474
SH
DFND
01
414474
0
0
CANCER GENETICS INC
COM
13739U104
4799
318012
SH
DFND
01
318012
0
0
CAPITAL SR LIVING CORP
COM
140475104
8007
308088
SH
DFND
01
308088
0
0
CAS MED SYS INC
COM PAR $0.004
124769209
6944
3200000
SH
DFND
01
3200000
0
0
CENTENE CORP DEL
COM
15135B101
7768
124795
SH
DFND
01
124795
0
0
CONCERT PHARMACEUTICALS INC
COM
206022105
8307
617649
SH
DFND
01
617649
0
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
23961
348011
SH
DFND
01
348011
0
0
DENDREON CORP
NOTE 2.875% 1/1
24823QAC1
133789
183660000
PRN
DFND
01
183660000
0
0
DENDREON CORP
NOTE 4.750% 6/1
24823QAB3
14308
14740000
PRN
DFND
01
14740000
0
0
DERMA SCIENCES INC
COM PAR $.01
249827502
3804
300000
SH
DFND
01
300000
0
0
DICERNA PHARMACEUTICALS INC
COM
253031108
68607
2428569
SH
DFND
01
2428569
0
0
DISCOVERY LABORATORIES INC N
COM NEW
254668403
7868
3659700
SH
DFND
01
3659700
0
0
DYAX CORP
COM
26746E103
34003
3786478
SH
DFND
01
3786478
0
0
EAGLE PHARMACEUTICALS INC
COM
269796108
3629
284653
SH
DFND
01
284653
0
0
EHEALTH INC
COM
28238P109
13767
271000
SH
DFND
01
271000
0
0
ENDOLOGIX INC
COM
29266S106
8796
683458
SH
DFND
01
683458
0
0
ENDOLOGIX INC
NOTE 2.250%12/1
29266SAA4
11930
12450000
PRN
DFND
01
12450000
0
0
EXELIXIS INC
COM
30161Q104
1416
400000
SH
DFND
01
400000
0
0
EXELIXIS INC
COM
30161Q104
1770
500000
SH
Call
DFND
01
500000
0
0
FLAMEL TECHNOLOGIES SA
SPONSORED ADR
338488109
70464
5258475
SH
DFND
01
5258475
0
0
FOUNDATION MEDICINE INC
COM
350465100
11100
342921
SH
DFND
01
342921
0
0
FURIEX PHARMACEUTICALS INC
COM
36106P101
1161
13340
SH
DFND
01
13340
0
0
GENOCEA BIOSCIENCES INC
COM
372427104
12005
659983
SH
DFND
01
659983
0
0
HOLOGIC INC
COM
436440101
914
42500
SH
DFND
01
42500
0
0
HOLOGIC INC
DEBT 2.000% 3/0
436440AC5
38347
37516000
PRN
DFND
01
37516000
0
0
HORIZON PHARMA INC
COM
44047T109
19821
1310930
SH
DFND
01
1310930
0
0
HUMANA INC
COM
444859102
144282
1280000
SH
Call
DFND
01
1280000
0
0
ILLUMINA INC
COM
452327109
2631
17697
SH
DFND
01
17697
0
0
IMMUNOMEDICS INC
COM
452907108
11068
2628972
SH
DFND
01
2628972
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
52839
4444027
SH
DFND
01
4444027
0
0
INOGEN INC
COM
45780L104
5899
357269
SH
DFND
01
357269
0
0
INSMED INC
COM PAR $.01
457669307
38387
2016147
SH
DFND
01
2016147
0
0
INTEGRA LIFESCIENCES HLDGS C
COM NEW
457985208
9480
206128
SH
DFND
01
206128
0
0
INTEGRA LIFESCIENCES HLDGS C
NOTE 1.625%12/1
457985AK5
43698
41523000
PRN
DFND
01
41523000
0
0
INTERMUNE INC
COM
45884X103
53015
1583942
SH
DFND
01
1583942
0
0
INTERMUNE INC
COM
45884X103
33470
1000000
SH
Call
DFND
01
1000000
0
0
INTERMUNE INC
NOTE 2.500% 9/1
45884XAE3
51373
40295000
PRN
DFND
01
40295000
0
0
INTERMUNE INC
NOTE 2.500%12/1
45884XAF0
19618
7500000
PRN
DFND
01
7500000
0
0
INTRA CELLULAR THERAPIES INC
COM
46116X101
3117
171437
SH
DFND
01
171437
0
0
KALOBIOS PHARMACEUTICALS INC
COM
48344T100
7552
2786783
SH
DFND
01
2786783
0
0
KERYX BIOPHARMACEUTICALS INC
COM
492515101
23909
1403105
SH
DFND
01
1403105
0
0
LABORATORY CORP AMER HLDGS
COM
50540R409
69699
709689
SH
DFND
01
709689
0
0
LIPOSCIENCE INC
COM
53630M108
4410
1382350
SH
DFND
01
1382350
0
0
MANNKIND CORP
COM
56400P201
4020
1000000
SH
Put
DFND
01
1000000
0
0
MCKESSON CORP
COM
58155Q103
28781
163000
SH
DFND
01
163000
0
0
MEDIVATION INC
COM
58501N101
805
12500
SH
DFND
01
12500
0
0
MEDTRONIC INC
COM
585055106
28555
464000
SH
DFND
01
464000
0
0
MEI PHARMA INC
COM NEW
55279B202
12962
1164575
SH
DFND
01
1164575
0
0
MERCK & CO INC NEW
COM
58933Y105
27091
477200
SH
DFND
01
477200
0
0
MERGE HEALTHCARE INC
COM
589499102
2341
959580
SH
DFND
01
959580
0
0
MOLINA HEALTHCARE INC
COM
60855R100
16954
451391
SH
DFND
01
451391
0
0
MYLAN INC
COM
628530107
855
17500
SH
DFND
01
17500
0
0
NANOSPHERE INC
COM
63009F105
4300
2000000
SH
DFND
01
2000000
0
0
NANOSTRING TECHNOLOGIES INC
COM
63009R109
8076
391105
SH
DFND
01
391105
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
1256
77994
SH
DFND
01
77994
0
0
NOVADAQ TECHNOLOGIES INC
COM
66987G102
223
10000
SH
DFND
01
10000
0
0
NXSTAGE MEDICAL INC
COM
67072V103
48427
3801175
SH
DFND
01
3801175
0
0
OCERA THERAPEUTICS INC
COM
67552A108
2755
261119
SH
DFND
01
261119
0
0
ORTHOFIX INTL N V
COM
N6748L102
17832
591431
SH
DFND
01
591431
0
0
OVASCIENCE INC
COM
69014Q101
14953
1672549
SH
DFND
01
1672549
0
0
OXYGEN BIOTHERAPEUTICS INC
COM PAR $0.0001
69207P308
3053
550000
SH
DFND
01
550000
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
28923
5406110
SH
DFND
01
5406110
0
0
PALATIN TECHNOLOGIES INC
COM PAR $ .01
696077403
2460
2000000
SH
DFND
01
2000000
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
19939
769848
SH
DFND
01
769848
0
0
PROSENSA HLDG N V
SHS USD
N71546100
18080
3211372
SH
DFND
01
3211372
0
0
PTC THERAPEUTICS INC
COM
69366J200
8300
317530
SH
DFND
01
317530
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
25502
440303
SH
DFND
01
440303
0
0
QUESTCOR PHARMACEUTICALS INC
COM
74835Y101
67518
1039865
SH
DFND
01
1039865
0
0
QUESTCOR PHARMACEUTICALS INC
COM
74835Y101
48698
750000
SH
Call
DFND
01
750000
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
1441
4799
SH
DFND
01
4799
0
0
REVANCE THERAPEUTICS INC
COM
761330109
3676
116689
SH
DFND
01
116689
0
0
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
3986
1027443
SH
DFND
01
1027443
0
0
SEQUENOM INC
NOTE 5.000%10/0
817337AB4
7466
8377000
PRN
DFND
01
8377000
0
0
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
9921
1265375
SH
DFND
01
1265375
0
0
STREAMLINE HEALTH SOLUTIONS
COM
86323X106
5735
1140100
SH
DFND
01
1140100
0
0
SUNESIS PHARMACEUTICALS INC
COM NEW
867328601
3012
455741
SH
DFND
01
455741
0
0
SYNAGEVA BIOPHARMA CORP
COM
87159A103
26358
317678
SH
DFND
01
317678
0
0
SYNERON MEDICAL LTD
ORD SHS
M87245102
430
34518
SH
DFND
01
34518
0
0
TARGACEPT INC
COM
87611R306
2931
617000
SH
DFND
01
617000
0
0
THERAPEUTICSMD INC
COM
88338N107
2373
376049
SH
DFND
01
376049
0
0
TONIX PHARMACEUTICALS HLDG C
COM NEW
890260201
2545
244524
SH
DFND
01
244524
0
0
TORNIER N V
SHS
N87237108
32977
1554075
SH
DFND
01
1554075
0
0
UNIQURE NV
SHS
N90064101
5453
350000
SH
DFND
01
350000
0
0
UNIVERSAL AMERN CORP NEW
COM
91338E101
32529
4600993
SH
DFND
01
4600993
0
0
VANDA PHARMACEUTICALS INC
COM
921659108
8153
501709
SH
DFND
01
501709
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
5552
78500
SH
DFND
01
78500
0
0
VOLCANO CORPORATION
NOTE 1.750%12/0
928645AB6
59767
60500000
PRN
DFND
01
60500000
0
0
XENOPORT INC
COM
98411C100
22669
4384797
SH
DFND
01
4384797
0
0
XOMA CORP DEL
COM
98419J107
5210
1000000
SH
Call
DFND
01
1000000
0
0
ZELTIQ AESTHETICS INC
COM
98933Q108
9482
483520
SH
DFND
01
483520
0
0
ZOETIS INC
CL A
98978V103
14470
500000
SH
Call
DFND
01
500000
0
0
ZOGENIX INC
COM
98978L105
17567
6174809
SH
DFND
01
6174809
0
0