0000950159-24-000096.txt : 20240214
0000950159-24-000096.hdr.sgml : 20240214
20240214160129
ACCESSION NUMBER: 0000950159-24-000096
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240214
DATE AS OF CHANGE: 20240214
EFFECTIVENESS DATE: 20240214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)
CENTRAL INDEX KEY: 0001009258
ORGANIZATION NAME:
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05366
FILM NUMBER: 24637487
BUSINESS ADDRESS:
STREET 1: 345 PARK AVENUE SOUTH, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 2125511600
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE SOUTH, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO
DATE OF NAME CHANGE: 20131114
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY
DATE OF NAME CHANGE: 19981022
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001009258
XXXXXXXX
12-31-2023
12-31-2023
false
DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)
345 Park Avenue South, 12th Floor
New York
NY
10010
13F HOLDINGS REPORT
028-05366
N
Flynn Management LLC, Its general partner and James E. Flynn
Managing Member
212-551-1600
/s/ James E. Flynn
New York
NY
02-14-2024
1
222
5415638759
01
0001353362
028-11827
Flynn Management LLC
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
242909
2222
SH
DFND
1
2222
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
304584
9728
SH
DFND
1
9728
0
0
ACCOLADE INC
NOTE 0.500% 4/0
00437EAB8
114011738
132598000
PRN
DFND
1
132598000
0
0
ACUTUS MED INC
COM
005111109
537217
2660808
SH
DFND
1
2660808
0
0
ADAPTHEALTH CORP
COMMON STOCK
00653Q102
99201883
13607940
SH
DFND
1
13607940
0
0
ADMA BIOLOGICS INC
COM
000899104
192810
42657
SH
DFND
1
42657
0
0
ALECTOR INC
COM
014442107
8521124
1067810
SH
DFND
1
1067810
0
0
ALIGNMENT HEALTHCARE INC
COM
01625V104
30038637
3488808
SH
DFND
1
3488808
0
0
ALLOGENE THERAPEUTICS INC
COM
019770106
90422
28169
SH
DFND
1
28169
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
301279
1574
SH
DFND
1
1574
0
0
ALTRIA GROUP INC
COM
02209S103
576701
14296
SH
DFND
1
14296
0
0
AMAZON COM INC
COM
023135106
358730
2361
SH
DFND
1
2361
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
208851
12673
SH
DFND
1
12673
0
0
AMERICAN EAGLE OUTFITTERS IN
COM
02553E106
249963
11813
SH
DFND
1
11813
0
0
AMPLIFY ENERGY CORP NEW
COM
03212B103
83500
14081
SH
DFND
1
14081
0
0
ANAVEX LIFE SCIENCES CORP
COM NEW
032797300
136429
14654
SH
DFND
1
14654
0
0
ANDERSONS INC
COM
034164103
490068
8517
SH
DFND
1
8517
0
0
ANGIODYNAMICS INC
COM
03475V101
120360
15352
SH
DFND
1
15352
0
0
ANI PHARMACEUTICALS INC
COM
00182C103
349974
6347
SH
DFND
1
6347
0
0
ANNEXON INC
COM
03589W102
2650965
583913
SH
DFND
1
583913
0
0
APPLIED DIGITAL CORP
COM NEW
038169207
113090
16779
SH
DFND
1
16779
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
270247
3742
SH
DFND
1
3742
0
0
ARCHROCK INC
COM
03957W106
331470
21524
SH
DFND
1
21524
0
0
ARIS WATER SOLUTIONS INC
CLASS A COM
04041L106
206008
24554
SH
DFND
1
24554
0
0
ARS PHARMACEUTICALS INC
COM
82835W108
60707040
11077927
SH
DFND
1
11077927
0
0
ARVINAS INC
COM
04335A105
264206
6419
SH
DFND
1
6419
0
0
AVERY DENNISON CORP
COM
053611109
364899
1805
SH
DFND
1
1805
0
0
AVID BIOSERVICES INC
COM
05368M106
257244
39576
SH
DFND
1
39576
0
0
AVIDITY BIOSCIENCES INC
COM
05370A108
169307
18708
SH
DFND
1
18708
0
0
BAXTER INTL INC
COM
071813109
52526801
1358686
SH
DFND
1
1358686
0
0
BECTON DICKINSON & CO
COM
075887109
231395
949
SH
DFND
1
949
0
0
BIO RAD LABS INC
CL A
090572207
48942052
151575
SH
DFND
1
151575
0
0
BIOCRYST PHARMACEUTICALS INC
COM
09058V103
27191755
4539525
SH
DFND
1
4539525
0
0
BIOMEA FUSION INC
COM
09077A106
162711
11206
SH
DFND
1
11206
0
0
BLUE OWL CAPITAL CORPORATION
COM
69121K104
179186
12140
SH
DFND
1
12140
0
0
BLUE OWL CAPITAL INC
COM CL A
09581B103
271418
18216
SH
DFND
1
18216
0
0
BOX INC
CL A
10316T104
247162
9651
SH
DFND
1
9651
0
0
BRANDYWINE RLTY TR
SH BEN INT NEW
105368203
250004
46297
SH
DFND
1
46297
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
423923
8262
SH
DFND
1
8262
0
0
BROADCOM INC
COM
11135F101
200925
180
SH
DFND
1
180
0
0
BROOKDALE SR LIVING INC
COM
112463104
86096796
14793264
SH
DFND
1
14793264
0
0
BROOKDALE SR LIVING INC
NOTE 2.000%10/1
112463AC8
133156206
145955000
PRN
DFND
1
145955000
0
0
BUTTERFLY NETWORK INC
*W EXP 02/12/202
124155110
25667
733333
SH
DFND
1
733333
0
0
CABALETTA BIO INC
COM
12674W109
45575448
2007729
SH
DFND
1
2007729
0
0
CAREMAX INC
COM CL A
14171W103
7908035
15873213
SH
DFND
1
15873213
0
0
CAREMAX INC
*W EXP 06/08/202
14171W111
5040
672000
SH
DFND
1
672000
0
0
CARETRUST REIT INC
COM
14174T107
325719
14554
SH
DFND
1
14554
0
0
CARRIAGE SVCS INC
COM
143905107
286214
11444
SH
DFND
1
11444
0
0
CASTLE BIOSCIENCES INC
COM
14843C105
20833936
965428
SH
DFND
1
965428
0
0
CATALYST PHARMACEUTICALS INC
COM
14888U101
149422426
8888901
SH
DFND
1
8888901
0
0
CENTENE CORP DEL
COM
15135B101
147811404
1991799
SH
DFND
1
1991799
0
0
CHIMERA INVT CORP
COM NEW
16934Q208
95833
19205
SH
DFND
1
19205
0
0
COGENT BIOSCIENCES INC
COM
19240Q201
6405349
1089345
SH
DFND
1
1089345
0
0
COLLEGIUM PHARMACEUTICAL INC
COM
19459J104
266770
8667
SH
DFND
1
8667
0
0
CONMED CORP
COM
207410101
279908
2556
SH
DFND
1
2556
0
0
CUSTOMERS BANCORP INC
COM
23204G100
248400
4311
SH
DFND
1
4311
0
0
CYTOKINETICS INC
COM NEW
23282W605
264162
3164
SH
DFND
1
3164
0
0
DAVITA INC
COM
23918K108
335337
3201
SH
DFND
1
3201
0
0
DAY ONE BIOPHARMACEUTICALS I
COM
23954D109
25713199
1761178
SH
DFND
1
1761178
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
93360827
5788024
SH
DFND
1
5788024
0
0
DEXCOM INC
COM
252131107
451688
3640
SH
DFND
1
3640
0
0
DISC MEDICINE INC
COM
254604101
26817506
464292
SH
DFND
1
464292
0
0
DOCGO INC
COM
256086109
29739577
5320139
SH
DFND
1
5320139
0
0
DOMINION ENERGY INC
COM
25746U109
211265
4495
SH
DFND
1
4495
0
0
ECOLAB INC
COM
278865100
238417
1202
SH
DFND
1
1202
0
0
EDGEWISE THERAPEUTICS INC
COM
28036F105
43028519
3933137
SH
DFND
1
3933137
0
0
EMBECTA CORP
COMMON STOCK
29082K105
26215002
1384839
SH
DFND
1
1384839
0
0
EMPLOYERS HLDGS INC
COM
292218104
359170
9116
SH
DFND
1
9116
0
0
ENHABIT INC
COM
29332G102
51726671
4997746
SH
DFND
1
4997746
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
129808
10675
SH
DFND
1
10675
0
0
EURONET WORLDWIDE INC
COM
298736109
387387
3817
SH
DFND
1
3817
0
0
EXELIXIS INC
COM
30161Q104
201516
8400
SH
DFND
1
8400
0
0
FMC CORP
COM NEW
302491303
346775
5500
SH
DFND
1
5500
0
0
FORWARD AIR CORP
COM
349853101
207094
3294
SH
DFND
1
3294
0
0
FUELCELL ENERGY INC
COM
35952H601
140907
88067
SH
DFND
1
88067
0
0
FULGENT GENETICS INC
COM
359664109
284156
9829
SH
DFND
1
9829
0
0
FUSION PHARMACEUTICALS INC
COM
36118A100
61513610
6401000
SH
DFND
1
6401000
0
0
GALAPAGOS NV
SPON ADR
36315X101
25288853
622112
SH
DFND
1
622112
0
0
GENEDX HOLDINGS CORP
COM CL A
81663L200
1768553
643110
SH
DFND
1
643110
0
0
GENERAL MTRS CO
COM
37045V100
254170
7076
SH
DFND
1
7076
0
0
GERON CORP
COM
374163103
75274
35675
SH
DFND
1
35675
0
0
GLAUKOS CORP
NOTE 2.750% 6/1
377322AB8
414908953
271452000
PRN
DFND
1
271452000
0
0
GOLUB CAP BDC INC
COM
38173M102
210721
13955
SH
DFND
1
13955
0
0
GOPRO INC
CL A
38268T103
118372
34113
SH
DFND
1
34113
0
0
GUARDANT HEALTH INC
COM
40131M109
21416432
791735
SH
DFND
1
791735
0
0
HALLADOR ENERGY COMPANY
COM
40609P105
251993
28506
SH
DFND
1
28506
0
0
HCI GROUP INC
COM
40416E103
355718
4070
SH
DFND
1
4070
0
0
HEALTHSTREAM INC
COM
42222N103
426669
15785
SH
DFND
1
15785
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
204286
12031
SH
DFND
1
12031
0
0
HEXCEL CORP NEW
COM
428291108
312110
4232
SH
DFND
1
4232
0
0
HILLEVAX INC
COM
43157M102
64267908
4004231
SH
DFND
1
4004231
0
0
HIMS & HERS HEALTH INC
COM CL A
433000106
137336
15431
SH
DFND
1
15431
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
186997
14701
SH
DFND
1
14701
0
0
HURON CONSULTING GROUP INC
COM
447462102
315082
3065
SH
DFND
1
3065
0
0
IDEAYA BIOSCIENCES INC
COM
45166A102
93585789
2630292
SH
DFND
1
2630292
0
0
IHEARTMEDIA INC
COM CL A
45174J509
302380
113251
SH
DFND
1
113251
0
0
ILLINOIS TOOL WKS INC
COM
452308109
219506
838
SH
DFND
1
838
0
0
IMMERSION CORP
COM
452521107
417070
59075
SH
DFND
1
59075
0
0
INCYTE CORP
COM
45337C102
292915
4665
SH
DFND
1
4665
0
0
INSMED INC
NOTE 1.750% 1/1
457669AA7
123485881
116954000
PRN
DFND
1
116954000
0
0
INSULET CORP
COM
45784P101
38822062
178920
SH
DFND
1
178920
0
0
INTEGRA LIFESCIENCES HLDGS C
COM NEW
457985208
49167906
1128999
SH
DFND
1
1128999
0
0
INTERDIGITAL INC
COM
45867G101
402575
3709
SH
DFND
1
3709
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
304335
9324
SH
DFND
1
9324
0
0
INTRA-CELLULAR THERAPIES INC
COM
46116X101
208414
2910
SH
DFND
1
2910
0
0
INVITAE CORP
DEBT 4.500% 3/1
46185LAH6
186986736
217766000
PRN
DFND
1
217766000
0
0
ITEOS THERAPEUTICS INC
COM
46565G104
7916850
723000
SH
DFND
1
723000
0
0
ITT INC
COM
45073V108
403660
3383
SH
DFND
1
3383
0
0
JANUS INTERNATIONAL GROUP IN
COMMON STOCK
47103N106
286591
21961
SH
DFND
1
21961
0
0
JOHNSON & JOHNSON
COM
478160104
510032
3254
SH
DFND
1
3254
0
0
JUNIPER NETWORKS INC
COM
48203R104
428639
14540
SH
DFND
1
14540
0
0
KIMBERLY-CLARK CORP
COM
494368103
422976
3481
SH
DFND
1
3481
0
0
KKR & CO INC
COM
48251W104
464789
5610
SH
DFND
1
5610
0
0
KOHLS CORP
COM
500255104
206697
7207
SH
DFND
1
7207
0
0
KURA ONCOLOGY INC
COM
50127T109
76397101
5312733
SH
DFND
1
5312733
0
0
LARIMAR THERAPEUTICS INC
COM
517125100
77083174
16941357
SH
DFND
1
16941357
0
0
LEIDOS HOLDINGS INC
COM
525327102
452660
4182
SH
DFND
1
4182
0
0
LEXICON PHARMACEUTICALS INC
COM NEW
528872302
157810
103144
SH
DFND
1
103144
0
0
LIFE TIME GROUP HOLDINGS INC
COMMON STOCK
53190C102
276085
18308
SH
DFND
1
18308
0
0
LOCKHEED MARTIN CORP
COM
539830109
252908
558
SH
DFND
1
558
0
0
MADRIGAL PHARMACEUTICALS INC
COM
558868105
288531
1247
SH
DFND
1
1247
0
0
MAIN STR CAP CORP
COM
56035L104
209925
4856
SH
DFND
1
4856
0
0
MARATHON PETE CORP
COM
56585A102
242124
1632
SH
DFND
1
1632
0
0
MARCUS CORP DEL
COM
566330106
386807
26530
SH
DFND
1
26530
0
0
MARVELL TECHNOLOGY INC
COM
573874104
304445
5048
SH
DFND
1
5048
0
0
MASTERBRAND INC
COMMON STOCK
57638P104
335640
22602
SH
DFND
1
22602
0
0
MATIV HOLDINGS INC
COM
808541106
358974
23447
SH
DFND
1
23447
0
0
MAXCYTE INC
COM
57777K106
235146
50031
SH
DFND
1
50031
0
0
MAXIMUS INC
COM
577933104
442529
5277
SH
DFND
1
5277
0
0
MEDAVAIL HOLDINGS INC
COM NEW
58406B202
75127
16732
SH
DFND
1
16732
0
0
MERCK & CO INC
COM
58933Y105
322699
2960
SH
DFND
1
2960
0
0
MERUS N V
COM
N5749R100
83047278
3019901
SH
DFND
1
3019901
0
0
MESA LABS INC
COM
59064R109
451873
4313
SH
DFND
1
4313
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
288684
238
SH
DFND
1
238
0
0
MGE ENERGY INC
COM
55277P104
206517
2856
SH
DFND
1
2856
0
0
MIRION TECHNOLOGIES INC
COM CL A
60471A101
168141
16404
SH
DFND
1
16404
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
414218
1323
SH
DFND
1
1323
0
0
MSA SAFETY INC
COM
553498106
673125
3987
SH
DFND
1
3987
0
0
MURPHY OIL CORP
COM
626717102
495923
11625
SH
DFND
1
11625
0
0
N-ABLE INC
COMMON STOCK
62878D100
184665
13937
SH
DFND
1
13937
0
0
NATERA INC
NOTE 2.250% 5/0
632307AB0
172440298
101042000
PRN
DFND
1
101042000
0
0
NEOGENOMICS INC
NOTE 1.250% 5/0
64049MAA8
6164535
6500000
PRN
DFND
1
6500000
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
118151695
896719
SH
DFND
1
896719
0
0
NEWAMSTERDAM PHARMA COMPANY
*W EXP 11/22/202
N62509117
290423
92787
SH
DFND
1
92787
0
0
NKARTA INC
COM
65487U108
22440000
3400000
SH
DFND
1
3400000
0
0
NORTHERN TR CORP
COM
665859104
261578
3100
SH
DFND
1
3100
0
0
NUCOR CORP
COM
670346105
268892
1545
SH
DFND
1
1545
0
0
NURIX THERAPEUTICS INC
COM
67080M103
162210
15718
SH
DFND
1
15718
0
0
NUVALENT INC
COM
670703107
1471139456
19991024
SH
DFND
1
19991024
0
0
NUVATION BIO INC
*W EXP 07/07/202
67080N119
10000
166666
SH
DFND
1
166666
0
0
NVIDIA CORPORATION
COM
67066G104
567522
1146
SH
DFND
1
1146
0
0
NYXOAH S A
SHS
B6S7WD106
811267
174842
SH
DFND
1
174842
0
0
OCULAR THERAPEUTIX INC
COM
67576A100
84682
18987
SH
DFND
1
18987
0
0
OFFICE PPTYS INCOME TR
COM SHS BEN INT
67623C109
115056
15718
SH
DFND
1
15718
0
0
ON24 INC
COM
68339B104
236471
30009
SH
DFND
1
30009
0
0
OPENLANE INC
COM
48238T109
153135
10340
SH
DFND
1
10340
0
0
OPKO HEALTH INC
COM
68375N103
121325
80348
SH
DFND
1
80348
0
0
ORASURE TECHNOLOGIES INC
COM
68554V108
177440
21639
SH
DFND
1
21639
0
0
ORTHOPEDIATRICS CORP
COM
68752L100
201562
6200
SH
DFND
1
6200
0
0
OSCAR HEALTH INC
CL A
687793109
102908403
11246820
SH
DFND
1
11246820
0
0
OWENS & MINOR INC NEW
COM
690732102
100777841
5229779
SH
DFND
1
5229779
0
0
PHARVARIS N V
COM
N69605108
22783220
812236
SH
DFND
1
812236
0
0
PILGRIMS PRIDE CORP
COM
72147K108
552094
19960
SH
DFND
1
19960
0
0
PINNACLE WEST CAP CORP
COM
723484101
252302
3512
SH
DFND
1
3512
0
0
PLUG POWER INC
COM NEW
72919P202
125316
27848
SH
DFND
1
27848
0
0
PRELUDE THERAPEUTICS INC
COM
74065P101
17647910
4133000
SH
DFND
1
4133000
0
0
PRIME MEDICINE INC
COM
74168J101
7843882
885314
SH
DFND
1
885314
0
0
QUAKER HOUGHTON
COM
747316107
306044
1434
SH
DFND
1
1434
0
0
QUANTUM SI INC
*W EXP 06/10/202
74765K113
105300
333333
SH
DFND
1
333333
0
0
QUIDELORTHO CORP
COM
219798105
25647600
348000
SH
DFND
1
348000
0
0
R1 RCM INC
COM
77634L105
315409
29840
SH
DFND
1
29840
0
0
RALPH LAUREN CORP
CL A
751212101
392080
2719
SH
DFND
1
2719
0
0
RAMACO RES INC
COM CL A
75134P600
721921
42021
SH
DFND
1
42021
0
0
RAYZEBIO INC
COM
75525N107
62550853
1006126
SH
DFND
1
1006126
0
0
REPLIMUNE GROUP INC
COM
76029N106
15272715
1811710
SH
DFND
1
1811710
0
0
RESMED INC
COM
761152107
247537
1439
SH
DFND
1
1439
0
0
REVOLUTION MEDICINES INC
COM
76155X100
88623294
3090073
SH
DFND
1
3090073
0
0
SANA BIOTECHNOLOGY INC
COM
799566104
51122
12530
SH
DFND
1
12530
0
0
SELECT WATER SOLUTIONS INC
CL A COM
81617J301
235920
31083
SH
DFND
1
31083
0
0
SERVICE PPTYS TR
COM SH BEN INT
81761L102
249966
29270
SH
DFND
1
29270
0
0
SIMPLY GOOD FOODS CO
COM
82900L102
364399
9202
SH
DFND
1
9202
0
0
SINGULAR GENOMICS SYSTEMS IN
COM
82933R100
2293539
4984871
SH
DFND
1
4984871
0
0
SOMALOGIC INC
*W EXP 08/31/202
83444K113
14400
120000
SH
DFND
1
120000
0
0
SOMALOGIC INC
CLASS A COM
83444K105
167795
66322
SH
DFND
1
66322
0
0
SONIC AUTOMOTIVE INC
CL A
83545G102
275204
4896
SH
DFND
1
4896
0
0
SPRINGWORKS THERAPEUTICS INC
COM
85205L107
94329724
2584376
SH
DFND
1
2584376
0
0
STANDARD MTR PRODS INC
COM
853666105
388307
9754
SH
DFND
1
9754
0
0
STRUCTURE THERAPEUTICS INC
SPONSORED ADS
86366E106
33537858
822813
SH
DFND
1
822813
0
0
SUNNOVA ENERGY INTL INC.
COM
86745K104
171883
11271
SH
DFND
1
11271
0
0
SUNPOWER CORP
COM
867652406
58259
12062
SH
DFND
1
12062
0
0
SUPERNUS PHARMACEUTICALS INC
COM
868459108
347454
12006
SH
DFND
1
12006
0
0
SURGERY PARTNERS INC
COM
86881A100
67355233
2105509
SH
DFND
1
2105509
0
0
SURROZEN INC
*W EXP 08/01/203
86889P117
3233
166666
SH
DFND
1
166666
0
0
TANGO THERAPEUTICS INC
COM
87583X109
15246000
1540000
SH
DFND
1
1540000
0
0
TARGET CORP
COM
87612E106
288258
2024
SH
DFND
1
2024
0
0
TERNS PHARMACEUTICALS INC
COM
880881107
112212
17290
SH
DFND
1
17290
0
0
TERRENO RLTY CORP
COM
88146M101
216337
3452
SH
DFND
1
3452
0
0
THE BEAUTY HEALTH COMPANY
COM CL A
88331L108
47138
15157
SH
DFND
1
15157
0
0
THE ONCOLOGY INSTITUTE INC
COM
68236X100
6854506
3360052
SH
DFND
1
3360052
0
0
THE ONCOLOGY INSTITUTE INC
*W EXP 11/15/202
68236X118
250000
1250000
SH
DFND
1
1250000
0
0
TRIMAS CORP
COM NEW
896215209
554626
21896
SH
DFND
1
21896
0
0
TRINITY INDS INC
COM
896522109
314320
11821
SH
DFND
1
11821
0
0
TRISALUS LIFE SCIENCES INC
COM
89680M101
8
1
SH
DFND
1
1
0
0
TRISALUS LIFE SCIENCES INC
*W EXP 08/10/202
89680M119
396666
333333
SH
DFND
1
333333
0
0
UNIVERSAL INS HLDGS INC
COM
91359V107
327670
20505
SH
DFND
1
20505
0
0
UNUM GROUP
COM
91529Y106
241158
5333
SH
DFND
1
5333
0
0
UTZ BRANDS INC
COM CL A
918090101
320448
19732
SH
DFND
1
19732
0
0
VECTOR GROUP LTD
COM
92240M108
255830
22680
SH
DFND
1
22680
0
0
VERADIGM INC
COM
01988P108
122397
11668
SH
DFND
1
11668
0
0
VERASTEM INC
COM NEW
92337C203
12523073
1538461
SH
DFND
1
1538461
0
0
VIATRIS INC
COM
92556V106
215121532
19863484
SH
DFND
1
19863484
0
0
VIGIL NEUROSCIENCE INC
COM
92673K108
3966508
1173523
SH
DFND
1
1173523
0
0
VIKING THERAPEUTICS INC
COM
92686J106
23802190
1279000
SH
DFND
1
1279000
0
0
VISTEON CORP
COM NEW
92839U206
474995
3803
SH
DFND
1
3803
0
0
VITAL ENERGY INC
COM
516806205
205251
4512
SH
DFND
1
4512
0
0
VOYAGER THERAPEUTICS INC
COM
92915B106
130710
15487
SH
DFND
1
15487
0
0
WARNER BROS DISCOVERY INC
COM SER A
934423104
218507
19201
SH
DFND
1
19201
0
0
WEAVE COMMUNICATIONS INC
COM
94724R108
123188
10740
SH
DFND
1
10740
0
0
WOODWARD INC
COM
980745103
491429
3610
SH
DFND
1
3610
0
0
YELP INC
CL A
985817105
247446
5227
SH
DFND
1
5227
0
0
ZIFF DAVIS INC
COM
48123V102
355301
5288
SH
DFND
1
5288
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
233421
1918
SH
DFND
1
1918
0
0