0000950159-20-000206.txt : 20200814 0000950159-20-000206.hdr.sgml : 20200814 20200814163943 ACCESSION NUMBER: 0000950159-20-000206 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) CENTRAL INDEX KEY: 0001009258 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05366 FILM NUMBER: 201106008 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125511600 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO DATE OF NAME CHANGE: 20131114 FORMER COMPANY: FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY DATE OF NAME CHANGE: 19981022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001009258 XXXXXXXX 06-30-2020 06-30-2020 false DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)

780 Third Avenue, 37th Floor New York NY 10017

13F HOLDINGS REPORT 028-05366 N James E. Flynn 212-551-1600 /s/ James E. Flynn New York NY 08-14-2020 1 93 3433887 1 0001353362 028-11827 Flynn Management LLC INFORMATION TABLE 2 infotable.xml ACCELERON PHARMA INC COM 00434H108 40168 421619 SH DFND 1 421619 0 0 ADAPTHEALTH CORP COM CL A 00653Q102 22368 1389341 SH DFND 1 1389341 0 0 ADC THERAPEUTICS SA SHS H0036K147 23405 500000 SH DFND 1 500000 0 0 ADVERUM BIOTECHNOLOGIES INC COM 00773U108 17412 833895 SH DFND 1 833895 0 0 AEGLEA BIOTHERAPEUTICS INC COM 00773J103 7631 825000 SH DFND 1 825000 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 7295 494216 SH DFND 1 494216 0 0 AKOUOS INC COM 00973J101 7156 318034 SH DFND 1 318034 0 0 ALECTOR INC COM 014442107 40986 1676997 SH DFND 1 1676997 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 20877 186000 SH DFND 1 186000 0 0 AMICUS THERAPEUTICS INC COM 03152W109 21353 1416000 SH DFND 1 1416000 0 0 APPLIED THERAPEUTICS INC COM 03828A101 10063 278359 SH DFND 1 278359 0 0 ARDELYX INC COM 039697107 17726 2561554 SH DFND 1 2561554 0 0 ARVINAS INC COM 04335A105 33830 1008656 SH DFND 1 1008656 0 0 ARYA SCIENCES ACQUISTION CO UNIT 06/09/2027 G31655114 5798 500000 SH DFND 1 500000 0 0 AVEO PHARMACEUTICALS INC COM NEW 053588307 1839 357101 SH DFND 1 357101 0 0 AVIDITY BIOSCIENCES INC COM 05370A108 24784 877011 SH DFND 1 877011 0 0 AXONICS MODULATION TECHNOLOG COM 05465P101 49456 1408603 SH DFND 1 1408603 0 0 BIOCRYST PHARMACEUTICALS INC COM 09058V103 21235 4456519 SH DFND 1 4456519 0 0 BIODELIVERY SCIENCES INTL IN COM 09060J106 28538 6545500 SH DFND 1 6545500 0 0 BLACK DIAMOND THERAPEUTICS I COM 09203E105 22598 536001 SH DFND 1 536001 0 0 BLUEPRINT MEDICINES CORP COM 09627Y109 31620 405386 SH DFND 1 405386 0 0 BROOKDALE SR LIVING INC COM 112463104 41037 13910899 SH DFND 1 13910899 0 0 CABALETTA BIO INC COM 12674W109 5172 464252 SH DFND 1 464252 0 0 CARDIOVASCULAR SYS INC DEL COM 141619106 20508 650000 SH DFND 1 650000 0 0 CENTENE CORP DEL COM 15135B101 56305 886000 SH DFND 1 886000 0 0 CERUS CORP COM 157085101 14551 2204700 SH DFND 1 2204700 0 0 CLOVIS ONCOLOGY INC NOTE 2.500% 9/1 189464AB6 44037 49064000 PRN DFND 1 49064000 0 0 CONSTELLATION PHARMCETICLS I COM 210373106 26260 873890 SH DFND 1 873890 0 0 DBV TECHNOLOGIES S A SPONSORED ADR 23306J101 22627 5154155 SH DFND 1 5154155 0 0 DECIPHERA PHARMACEUTICALS IN COM 24344T101 25183 421679 SH DFND 1 421679 0 0 DEXCOM INC NOTE 0.750%12/0 252131AH0 84346 34000000 SH DFND 1 34000000 0 0 DFP HEALTHCARE ACQUISITNS CO UNIT 03/31/2025 23343Q209 111661 10460000 SH DFND 1 10460000 0 0 EDITAS MEDICINE INC COM 28106W103 34279 1158841 SH DFND 1 1158841 0 0 ENDOLOGIX INC COM NEW 29266S304 764 950000 SH DFND 1 950000 0 0 FATE THERAPEUTICS INC COM 31189P102 31352 913775 SH DFND 1 913775 0 0 FUSION PHARMACEUTICALS INC COM 36118A100 21960 1257000 SH DFND 1 1257000 0 0 GENERATION BIO CO COM 37148K100 24911 1186215 SH DFND 1 1186215 0 0 GLAUKOS CORP COM 377322102 33579 874000 SH DFND 1 874000 0 0 HOLOGIC INC COM 436440101 78101 1370186 SH DFND 1 1370186 0 0 HORIZON PHARMA INVT LTD NOTE 2.500% 3/1 44052TAB7 280641 144832000 PRN DFND 1 144832000 0 0 HORIZON THERAPEUTICS PUB LTD SHS G46188101 108448 1951211 SH DFND 1 1951211 0 0 IMARA INC COM 45249V107 11715 424000 SH DFND 1 424000 0 0 IMMUNOMEDICS INC COM 452907108 90762 2561000 SH DFND 1 2561000 0 0 INSMED INC NOTE 1.750% 1/1 457669AA7 59326 61000000 SH DFND 1 61000000 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 43410 57791000 PRN DFND 1 57791000 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 2.000% 5/1 45845PAB4 2516 3500000 SH DFND 1 3500000 0 0 INTERSECT ENT INC COM 46071F103 34891 2576879 SH DFND 1 2576879 0 0 ITAMAR MED LTD SPONSORED ADS 465437101 9284 499136 SH DFND 1 499136 0 0 IVERIC BIO INC COM 46583P102 29414 5767409 SH DFND 1 5767409 0 0 JAZZ INVESTMENTS I LTD NOTE 1.875% 8/1 472145AB7 19588 20000000 SH DFND 1 20000000 0 0 KEROS THERAPEUTICS INC COM 492327101 11253 300000 SH DFND 1 300000 0 0 LARIMAR THERAPEUTICS INC COM 517125100 66107 5144539 SH DFND 1 5144539 0 0 LONGVIEW ACQUISITION CORP UNIT 99/99/9999 543195200 22220 2200000 SH DFND 1 2200000 0 0 LUMOS PHARMA INC COM 55028X109 15437 936169 SH DFND 1 936169 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 5281 1970687 SH DFND 1 1970687 0 0 MCKESSON CORP COM 58155Q103 42664 278085 SH DFND 1 278085 0 0 MERIDIAN BIOSCIENCE INC COM 589584101 38731 1663000 SH DFND 1 1663000 0 0 MIRATI THERAPEUTICS INC COM 60468T105 20537 179885 SH DFND 1 179885 0 0 MIRUM PHARMACEUTICALS INC COM 604749101 67116 3448912 SH DFND 1 3448912 0 0 MOLINA HEALTHCARE INC COM 60855R100 21401 120245 SH DFND 1 120245 0 0 MYLAN NV SHS EURO N59465109 195394 12151362 SH DFND 1 12151362 0 0 MYOKARDIA INC COM 62857M105 68020 704000 SH DFND 1 704000 0 0 NATERA INC COM 632307104 16157 324038 SH DFND 1 324038 0 0 NEOS THERAPEUTICS INC COM 64052L106 220 320993 SH DFND 1 320993 0 0 NEURONETICS INC COM 64131A105 3268 1693317 SH DFND 1 1693317 0 0 NEVRO CORP NOTE 1.750% 6/0 64157FAA1 157797 115776000 PRN DFND 1 115776000 0 0 NEVRO CORP NOTE 2.750% 4/0 64157FAC7 16438 12000000 PRN DFND 1 12000000 0 0 NUVASIVE INC NOTE 2.250% 3/1 670704AG0 93062 85000000 SH DFND 1 85000000 0 0 ORCHARD THERAPEUTICS PLC ADS 68570P101 43560 7259988 SH DFND 1 7259988 0 0 ORIC PHARMACEUTICALS INC COM 68622P109 10119 300000 SH DFND 1 300000 0 0 OWENS & MINOR INC NEW COM 690732102 11255 1477000 SH DFND 1 1477000 0 0 OXFORD IMMUNOTEC GLOBAL PLC ORD SHS G6855A103 10985 845000 SH DFND 1 845000 0 0 PACIRA BIOSCIENCES COM 695127100 87258 1663000 SH DFND 1 1663000 0 0 PACIRA BIOSCIENCES NOTE 2.375% 4/0 695127AD2 21894 20000000 SH DFND 1 20000000 0 0 PROTAGONIST THERAPEUTICS INC COM 74366E102 17898 1013495 SH DFND 1 1013495 0 0 PROTARA THERAPEUTICS INC COM STK 74365U107 12686 432670 SH DFND 1 432670 0 0 PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 28921 24877000 PRN DFND 1 24877000 0 0 REATA PHARMACEUTICALS INC CL A 75615P103 40841 261765 SH DFND 1 261765 0 0 REVOLUTION MEDICINES INC COM 76155X100 56712 1796383 SH DFND 1 1796383 0 0 RHYTHM PHARMACEUTICALS INC COM 76243J105 55081 2470013 SH DFND 1 2470013 0 0 ROCKET PHARMACEUTICALS INC COM 77313F106 1110 53043 SH DFND 1 53043 0 0 SCHRODINGER INC COM 80810D103 123269 1346167 SH DFND 1 1346167 0 0 SELECT MED HLDGS CORP COM 81619Q105 8322 565000 SH DFND 1 565000 0 0 SELECTQUOTE INC COM 816307300 18998 750000 SH DFND 1 750000 0 0 SIENTRA INC COM 82621J105 16110 4162804 SH DFND 1 4162804 0 0 SILK RD MED INC COM 82710M100 31208 744998 SH DFND 1 744998 0 0 SPRINGWORKS THERAPEUTICS INC COM 85205L107 51839 1234262 SH DFND 1 1234262 0 0 TURNING POINT THERAPEUTICS I COM 90041T108 12175 188490 SH DFND 1 188490 0 0 VAPOTHERM INC COM 922107107 21199 517167 SH DFND 1 517167 0 0 VERICEL CORP COM 92346J108 42250 3057161 SH DFND 1 3057161 0 0 WINDTREE THERAPEUTICS INC COM 97382D303 141 20148 SH DFND 1 20148 0 0 XERIS PHARMACEUTICALS INC COM 98422L107 8455 3178551 SH DFND 1 3178551 0 0 XERIS PHARMACEUTICALS INC NOTE 5.000% 7/1 98422LAA5 17732 18000000 PRN DFND 1 18000000 0 0