0000950159-20-000137.txt : 20200515
0000950159-20-000137.hdr.sgml : 20200515
20200515161349
ACCESSION NUMBER: 0000950159-20-000137
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200515
DATE AS OF CHANGE: 20200515
EFFECTIVENESS DATE: 20200515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)
CENTRAL INDEX KEY: 0001009258
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05366
FILM NUMBER: 20885338
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125511600
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE, 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO
DATE OF NAME CHANGE: 20131114
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY
DATE OF NAME CHANGE: 19981022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001009258
XXXXXXXX
03-31-2020
03-31-2020
false
DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)
780 Third Avenue, 37th Floor
New York
NY
10017
13F HOLDINGS REPORT
028-05366
N
James E. Flynn and Flynn Management LLC, its general partner
Managing Member
212-551-1600
/s/ James E. Flynn
New York
NY
05-15-2020
1
90
3151113
01
0001353362
028-11827
Flynn Management LLC
INFORMATION TABLE
2
infotable.xml
ABIOMED INC
COM
003654100
54580
376000
SH
DFND
1
376000
0
0
ACCELERON PHARMA INC
COM
00434H108
30825
343000
SH
DFND
1
343000
0
0
ADAPTHEALTH CORP
COM CL A
00653Q102
275198
17199888
SH
DFND
1
17199888
0
0
ADVERUM BIOTECHNOLOGIES INC
COM
00773U108
20273
2075000
SH
DFND
1
2075000
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
34184
2532147
SH
DFND
1
2532147
0
0
ALECTOR INC
COM
014442107
41962
1738997
SH
DFND
1
1738997
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
30067
3253960
SH
DFND
1
3253960
0
0
APPLIED THERAPEUTICS INC
COM
03828A101
9100
278359
SH
DFND
1
278359
0
0
ARDELYX INC
COM
039697107
17527
3083000
SH
DFND
1
3083000
0
0
ARGENX SE
SPONSORED ADR
04016X101
19994
151779
SH
DFND
1
151779
0
0
ARTARA THERAPEUTICS INC
COM
04300J107
9951
432670
SH
DFND
1
432670
0
0
ARVINAS INC
COM
04335A105
48881
1212922
SH
DFND
1
1212922
0
0
AVROBIO INC
COM
05455M100
17503
1124879
SH
DFND
1
1124879
0
0
AXOGEN INC
COM
05463X106
9755
937983
SH
DFND
1
937983
0
0
AXONICS MODULATION TECHNOLOG
COM
05465P101
45601
1794594
SH
DFND
1
1794594
0
0
BIOCRYST PHARMACEUTICALS INC
COM
09058V103
9306
4652926
SH
DFND
1
4652926
0
0
BIODELIVERY SCIENCES INTL IN
COM
09060J106
23438
6184243
SH
DFND
1
6184243
0
0
BLACK DIAMOND THERAPEUTICS I
COM
09203E105
13373
536001
SH
DFND
1
536001
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
26782
457968
SH
DFND
1
457968
0
0
BROOKDALE SR LIVING INC
COM
112463104
57415
18402355
SH
DFND
1
18402355
0
0
CABALETTA BIO INC
COM
12674W109
9375
1284313
SH
DFND
1
1284313
0
0
CENTENE CORP DEL
COM
15135B101
75285
1267206
SH
DFND
1
1267206
0
0
CERUS CORP
COM
157085101
10252
2204700
SH
DFND
1
2204700
0
0
CHANGE HEALTHCARE INC
COM
15912K100
2146
214789
SH
DFND
1
214789
0
0
CLOVIS ONCOLOGY INC
NOTE 2.500% 9/1
189464AB6
43581
49064000
PRN
DFND
1
49064000
0
0
CONSTELLATION PHARMCETICLS I
COM
210373106
29987
954100
SH
DFND
1
954100
0
0
DBV TECHNOLOGIES S A
SPONSORED ADR
23306J101
20422
5209692
SH
DFND
1
5209692
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
24269
589485
SH
DFND
1
589485
0
0
DEXCOM INC
NOTE 0.750%12/0
252131AH0
58922
34000000
PRN
DFND
1
34000000
0
0
DEXCOM INC
COM
252131107
23426
87000
SH
DFND
1
87000
0
0
DFP HEALTHCARE ACQUISITNS CO
UNIT 03/31/2025
23343Q209
103031
10460000
SH
DFND
1
10460000
0
0
EDITAS MEDICINE INC
COM
28106W103
22980
1158841
SH
DFND
1
1158841
0
0
ENDOLOGIX INC
COM NEW
29266S304
656
950000
SH
DFND
1
950000
0
0
FATE THERAPEUTICS INC
COM
31189P102
35913
1616993
SH
DFND
1
1616993
0
0
FORTY SEVEN INC
COM
34983P104
14826
155380
SH
DFND
1
155380
0
0
FREQUENCY THERAPEUTICS INC
COM
35803L108
16843
945718
SH
DFND
1
945718
0
0
GLAUKOS CORP
COM
377322102
15985
517982
SH
DFND
1
517982
0
0
HARPOON THERAPEUTICS INC
COM
41358P106
1941
167637
SH
DFND
1
167637
0
0
HOMOLOGY MEDICINES INC
COM
438083107
62740
4037305
SH
DFND
1
4037305
0
0
HORIZON PHARMA INVT LTD
NOTE 2.500% 3/1
44052TAB7
168706
144832000
PRN
DFND
1
144832000
0
0
HORIZON THERAPEUTICS PUB LTD
SHS
G46188101
174418
5888511
SH
DFND
1
5888511
0
0
IMARA INC
COM
45249V107
8015
500000
SH
DFND
1
500000
0
0
IMMUNOMEDICS INC
COM
452907108
55369
4107464
SH
DFND
1
4107464
0
0
INSMED INC
NOTE 1.750% 1/1
457669AA7
50928
61000000
PRN
DFND
1
61000000
0
0
INTERCEPT PHARMACEUTICALS IN
NOTE 3.250% 7/0
45845PAA6
46815
57791000
PRN
DFND
1
57791000
0
0
INTERCEPT PHARMACEUTICALS IN
NOTE 2.000% 5/1
45845PAB4
2960
3500000
PRN
DFND
1
3500000
0
0
INTERSECT ENT INC
COM
46071F103
32685
2758267
SH
DFND
1
2758267
0
0
ITAMAR MED LTD
SPONSORED ADS
465437101
5880
499136
SH
DFND
1
499136
0
0
IVERIC BIO INC
COM
46583P102
7800
2267409
SH
DFND
1
2267409
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.875% 8/1
472145AB7
19214
20000000
PRN
DFND
1
20000000
0
0
KEMPHARM INC
COM
488445107
94
418613
SH
DFND
1
418613
0
0
LUMOS PHARMA INC
COM
55028X109
7957
936169
SH
DFND
1
936169
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
7973
4026750
SH
DFND
1
4026750
0
0
MCKESSON CORP
COM
58155Q103
23730
175437
SH
DFND
1
175437
0
0
MILLENDO THERAPEUTICS INC
COM
60040X103
892
168871
SH
DFND
1
168871
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
18618
242200
SH
DFND
1
242200
0
0
MIRUM PHARMACEUTICALS INC
COM
604749101
48285
3448912
SH
DFND
1
3448912
0
0
MOLINA HEALTHCARE INC
COM
60855R100
23052
165000
SH
DFND
1
165000
0
0
MYLAN N V
SHS EURO
N59465109
181177
12151362
SH
DFND
1
12151362
0
0
MYOKARDIA INC
COM
62857M105
16240
346409
SH
DFND
1
346409
0
0
NATERA INC
COM
632307104
39296
1316000
SH
DFND
1
1316000
0
0
NEOS THERAPEUTICS INC
COM
64052L106
241
320993
SH
DFND
1
320993
0
0
NEURONETICS INC
COM
64131A105
2977
1575000
SH
DFND
1
1575000
0
0
NEVRO CORP
NOTE 1.750% 6/0
64157FAA1
133920
115776000
PRN
DFND
1
115776000
0
0
NUVASIVE INC
NOTE 2.250% 3/1
670704AG0
88732
85000000
PRN
DFND
1
85000000
0
0
ORCHARD THERAPEUTICS PLC
ADS
68570P101
66733
8862247
SH
DFND
1
8862247
0
0
OXFORD IMMUNOTEC GLOBAL PLC
ORD SHS
G6855A103
1430
154396
SH
DFND
1
154396
0
0
PACIRA BIOSCIENCES
COM
695127100
54571
1627521
SH
DFND
1
1627521
0
0
PACIRA BIOSCIENCES
NOTE 2.375% 4/0
695127AD2
19100
20000000
SH
DFND
1
20000000
0
0
PASSAGE BIO INC
COM
702712100
10558
670367
SH
DFND
1
670367
0
0
PTC THERAPEUTICS INC
NOTE 3.000% 8/1
69366JAB7
26850
24877000
PRN
DFND
1
24877000
0
0
PUMA BIOTECHNOLOGY INC
COM
74587V107
8130
963212
SH
DFND
1
963212
0
0
REATA PHARMACEUTICALS INC
CL A
75615P103
26539
183865
SH
DFND
1
183865
0
0
REVOLUTION MEDICINES INC
COM
76155X100
39359
1796383
SH
DFND
1
1796383
0
0
RHYTHM PHARMACEUTICALS INC
COM
76243J105
46140
3031565
SH
DFND
1
3031565
0
0
ROCKET PHARMACEUTICALS INC
COM
77313F106
23399
1677367
SH
DFND
1
1677367
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
22988
235000
SH
DFND
1
235000
0
0
SCHRODINGER INC
COM
80810D103
58047
1346167
SH
DFND
1
1346167
0
0
SELECT MED HLDGS CORP
COM
81619Q105
15945
1063000
SH
DFND
1
1063000
0
0
SIENTRA INC
COM
82621J105
8413
4227680
SH
DFND
1
4227680
0
0
SILK RD MED INC
COM
82710M100
42435
1348000
SH
DFND
1
1348000
0
0
SPRINGWORKS THERAPEUTICS INC
COM
85205L107
21283
788243
SH
DFND
1
788243
0
0
SYNLOGIC INC
COM
87166L100
654
380300
SH
DFND
1
380300
0
0
SYROS PHARMACEUTICALS INC
COM
87184Q107
7525
1268946
SH
DFND
1
1268946
0
0
TANDEM DIABETES CARE INC
COM NEW
875372203
26568
412867
SH
DFND
1
412867
0
0
TURNING POINT THERAPEUTICS I
COM
90041T108
18459
413321
SH
DFND
1
413321
0
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
13760
138874
SH
DFND
1
138874
0
0
VAPOTHERM INC
COM
922107107
10483
556725
SH
DFND
1
556725
0
0
VERICEL CORP
COM
92346J108
40780
4447109
SH
DFND
1
4447109
0
0
XERIS PHARMACEUTICALS INC
COM
98422L107
6695
3433291
SH
DFND
1
3433291
0
0