0000950159-20-000051.txt : 20200214
0000950159-20-000051.hdr.sgml : 20200214
20200214160326
ACCESSION NUMBER: 0000950159-20-000051
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
EFFECTIVENESS DATE: 20200214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)
CENTRAL INDEX KEY: 0001009258
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05366
FILM NUMBER: 20619316
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125511600
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE, 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO
DATE OF NAME CHANGE: 20131114
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY
DATE OF NAME CHANGE: 19981022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001009258
XXXXXXXX
12-31-2019
12-31-2019
false
DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)
780 Third Avenue, 37th Floor
New York
NY
10017
13F HOLDINGS REPORT
028-05366
N
Flynn Management LLC, its general partner and James E. Flynn
Managing Member
212-551-1600
/s/ James E. Flynn
New York
NY
02-14-2020
1
76
3134215
01
0001353362
028-11827
Flynn Management LLC
INFORMATION TABLE
2
infotable.xml
ACCELERON PHARMA INC
COM
00434H108
72618
1369625
SH
DFND
1
1369625
0
0
ADAPTHEALTH CORP
COM CL A
00653Q102
188855
17199888
SH
DFND
1
17199888
0
0
ADDUS HOMECARE CORP
COM
006739106
19241
197915
SH
DFND
1
197915
0
0
ADVERUM BIOTECHNOLOGIES INC
COM
00773U108
2435
211343
SH
DFND
1
211343
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
42835
1772255
SH
DFND
1
1772255
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
2509
103800
SH
Put
DFND
1
103800
0
0
ALECTOR INC
COM
014442107
35783
2076812
SH
DFND
1
2076812
0
0
ALPINE IMMUNE SCIENCES INC
COM
02083G100
956
248992
SH
DFND
1
248992
0
0
ARDELYX INC
COM
039697107
52567
7004253
SH
DFND
1
7004253
0
0
ARGENX SE
SPONSORED ADR
04016X101
29536
184000
SH
DFND
1
184000
0
0
ARVINAS INC
COM
04335A105
44716
1088234
SH
DFND
1
1088234
0
0
ATRICURE INC
COM
04963C209
9518
292777
SH
DFND
1
292777
0
0
AUDENTES THERAPEUTICS INC
COM
05070R104
29555
493901
SH
DFND
1
493901
0
0
AVROBIO INC
COM
05455M100
23451
1164970
SH
DFND
1
1164970
0
0
AXONICS MODULATION TECH INC
COM
05465P101
23219
837945
SH
DFND
1
837945
0
0
BIOCRYST PHARMACEUTICALS
COM
09058V103
21994
6375143
SH
DFND
1
6375143
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
45255
564914
SH
DFND
1
564914
0
0
BROOKDALE SR LIVING INC
COM
112463104
52514
7223419
SH
DFND
1
7223419
0
0
CABALETTA BIO INC
COM
12674W109
22750
1628504
SH
DFND
1
1628504
0
0
CENTENE CORP DEL
COM
15135B101
69685
1108400
SH
DFND
1
1108400
0
0
CLOVIS ONCOLOGY INC
NOTE 2.500% 9/1
189464AB6
42905
49064000
PRN
DFND
1
49064000
0
0
CONSTELLATION PHARMCETICLS I
COM
210373106
25911
550000
SH
DFND
1
550000
0
0
DBV TECHNOLOGIES S A
SPONSORED ADR
23306J101
50889
4756000
SH
DFND
1
4756000
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
19170
308000
SH
DFND
1
308000
0
0
DEXCOM INC
NOTE 0.750%12/0
252131AH0
50441
34000000
SH
DFND
1
34000000
0
0
EDITAS MEDICINE INC
COM
28106W103
34313
1158841
SH
DFND
1
1158841
0
0
EHEALTH INC
COM
28238P109
19600
204000
SH
DFND
1
204000
0
0
FATE THERAPEUTICS INC
COM
31189P102
39191
2002605
SH
DFND
1
2002605
0
0
FORTY SEVEN INC
COM
34983P104
17598
447000
SH
DFND
1
447000
0
0
FREQUENCY THERAPEUTICS INC
COM
35803L108
24869
1418665
SH
DFND
1
1418665
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
19952
251000
SH
DFND
1
251000
0
0
HOMOLOGY MEDICINES INC
COM
438083107
108585
5245638
SH
DFND
1
5245638
0
0
HORIZON PHARMA INVT LTD
NOTE 2.500% 3/1
44052TAB7
191529
144832000
PRN
DFND
1
144832000
0
0
HORIZON THERAPEUTICS PUB LTD
SHS
G46188101
171672
4742311
SH
DFND
1
4742311
0
0
HUMANA INC
COM
444859102
30055
82000
SH
DFND
1
82000
0
0
IMMUNOMEDICS INC
COM
452907108
36451
1722618
SH
DFND
1
1722618
0
0
INOGEN INC
COM
45780L104
2529
37016
SH
DFND
1
37016
0
0
INTERCEPT PHARMACEUTICALS IN
NOTE 3.250% 7/0
45845PAA6
58256
57791000
PRN
DFND
1
57791000
0
0
INTERCEPT PHARMACEUTICALS IN
NOTE 2.000% 5/1
45845PAB4
4632
3500000
SH
DFND
1
3500000
0
0
INTERSECT ENT INC
COM
46071F103
69646
2797033
SH
DFND
1
2797033
0
0
ITAMAR MED LTD
SPONSORED ADS
465437101
4043
314136
SH
DFND
1
314136
0
0
IVERIC BIO INC
COM
46583P102
8580
1000000
SH
DFND
1
1000000
0
0
KEMPHARM INC
COM
488445107
196
517692
SH
DFND
1
517692
0
0
KODIAK SCIENCES INC
COM
50015M109
14390
200000
SH
DFND
1
200000
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
14053
4026750
SH
DFND
1
4026750
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
22422
174000
SH
DFND
1
174000
0
0
MIRUM PHARMACEUTICALS INC
COM
604749101
84567
3448912
SH
DFND
1
3448912
0
0
MOLINA HEALTHCARE INC
COM
60855R100
20141
148433
SH
DFND
1
148433
0
0
MYLAN N V
SHS EURO
N59465109
163850
8151754
SH
DFND
1
8151754
0
0
MYOKARDIA INC
COM
62857M105
57506
789000
SH
DFND
1
789000
0
0
NEOS THERAPEUTICS INC
COM
64052L106
485
320993
SH
DFND
1
320993
0
0
NEURONETICS INC
COM
64131A105
4827
1075000
SH
DFND
1
1075000
0
0
NEVRO CORP
NOTE 1.750% 6/0
64157FAA1
154250
115776000
PRN
DFND
1
115776000
0
0
ORCHARD THERAPEUTICS PLC
ADS
68570P101
121856
8862247
SH
DFND
1
8862247
0
0
ORTHOPEDIATRICS CORP
COM
68752L100
10573
225000
SH
DFND
1
225000
0
0
PROTEON THERAPEUTICS INC
COM
74371L109
832
2029000
SH
DFND
1
2029000
0
0
PTC THERAPEUTICS INC
NOTE 3.000% 8/1
69366JAB7
28400
24877000
PRN
DFND
1
24877000
0
0
PUMA BIOTECHNOLOGY INC
COM
74587V107
3469
396472
SH
DFND
1
396472
0
0
RA PHARMACEUTICALS INC
COM
74933V108
71320
1519718
SH
DFND
1
1519718
0
0
REATA PHARMACEUTICALS INC
CL A
75615P103
20443
100000
SH
DFND
1
100000
0
0
REVANCE THERAPEUTICS INC
COM
761330109
14607
900000
SH
DFND
1
900000
0
0
RHYTHM PHARMACEUTICALS INC
COM
76243J105
98482
4289291
SH
DFND
1
4289291
0
0
ROCKET PHARMACEUTICALS INC
COM
77313F106
49263
2164471
SH
DFND
1
2164471
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
27098
210000
SH
DFND
1
210000
0
0
SELECT MED HLDGS CORP
COM
81619Q105
18513
793200
SH
DFND
1
793200
0
0
SHOCKWAVE MED INC
COM
82489T104
3074
70000
SH
DFND
1
70000
0
0
SIENTRA INC
COM
82621J105
37795
4227680
SH
DFND
1
4227680
0
0
SILK ROAD MEDICAL INC
COM
82710M100
51665
1279480
SH
DFND
1
1279480
0
0
SPRINGWORKS THERAPEUTICS INC
COM
85205L107
30339
788243
SH
DFND
1
788243
0
0
SYROS PHARMACEUTICALS INC
COM
87184Q107
8768
1268946
SH
DFND
1
1268946
0
0
TANDEM DIABETES CARE INC
COM NEW
875372203
81150
1361345
SH
DFND
1
1361345
0
0
THERAPEUTICSMD INC COM STK
COM
88338N107
5445
2250000
SH
DFND
1
2250000
0
0
TURNING POINT THERAPEUTICS I
COM
90041T108
22798
366000
SH
DFND
1
366000
0
0
VERICEL CORP
COM
92346J108
47808
2747563
SH
DFND
1
2747563
0
0
X4 PHARMACEUTICALS INC
COM
98420X103
4809
449437
SH
DFND
1
449437
0
0
XERIS PHARMACEUTICALS INC
COM
98422L107
18212
2583291
SH
DFND
1
2583291
0
0