Chief Compliance Officer

0001009254-14-000009.txt : 20141106 0001009254-14-000009.hdr.sgml : 20141106 20141105174534 ACCESSION NUMBER: 0001009254-14-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141106 DATE AS OF CHANGE: 20141105 EFFECTIVENESS DATE: 20141106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EVERETT HARRIS & CO /CA/ CENTRAL INDEX KEY: 0001009254 IRS NUMBER: 950812696 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03919 FILM NUMBER: 141198048 BUSINESS ADDRESS: STREET 1: 888 WEST SIXTH STREET STREET 2: 10TH FL CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2136252677 MAIL ADDRESS: STREET 1: 888 WEST 6TH STREET 10TH FL CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001009254 XXXXXXXX 09-30-2014 09-30-2014 EVERETT HARRIS & CO /CA/

888 WEST 6TH STREET 10TH FL LOS ANGELES CA 90017

13F HOLDINGS REPORT 028-03919 N Anny Choe Chief Compliance Officer 213-625-2677 Anny Choe Mission Viejo CA 11-05-2014 0 240 2773066 false INFORMATION TABLE 2 inftable.xml 3Q14 AES Trust III CONV PFD 00808N202 1004 19545 SH SOLE 0 0 19545 Bank of America 7.25% Ser L CONV PFD 060505682 14869 12969 SH SOLE 0 0 12969 Allstate Corp Pfd 6.25% NonC 1 PFD 020002853 631 25000 SH SOLE 0 0 25000 Allstate Corp Pfd 6.625% Call PFD 020002879 3072 120000 SH SOLE 0 0 120000 Bank of America 6.625% Pf Call PFD 060505344 2619 105000 SH SOLE 0 0 105000 Citigroup 6.875% 11/23 lib+413 PFD 172967341 622 23605 SH SOLE 0 0 23605 JP Morgan Chase & Co 6.7% Pfd PFD 48127A161 3962 155000 SH SOLE 0 0 155000 JPMorgan Chase & Co. 6.3% Pfd PFD 481246700 5389 216000 SH SOLE 0 0 216000 Morgan Stanley 6.875 Pfd Call PFD 61763E207 232 10000 SH SOLE 0 0 10000 Navios Maritime Hldgs Pfd Call PFD 63938y308 288 11760 SH SOLE 0 0 11760 Public Storage Z 6% Pfd Call 6 PFD 74460w826 5983 240000 SH SOLE 0 0 240000 Wells Fargo & Co 6% Pfd Call 9 PFD 949746366 3651 147000 SH SOLE 0 0 147000 Wells Fargo 5.85% Pfd Fix-to-F PFD 949746556 1231 48025 SH SOLE 0 0 48025 Wells Fargo 6.625% Call 3/15/2 PFD 949746465 4984 180250 SH SOLE 0 0 180250 3M Company COM 88579y101 39210 276751 SH SOLE 0 0 276751 AGL Resources Inc COM 001204106 790 15391 SH SOLE 0 0 15391 AT&T COM 00206r102 672 19069 SH SOLE 0 0 19069 AbbVie Inc. COM 00287Y109 28693 496756 SH SOLE 0 0 496756 Abbott Laboratories COM 002824100 51027 1226899 SH SOLE 0 0 1226899 Advanced Emissions Solutions I COM 00770C101 311 14600 SH SOLE 0 0 14600 Air Products & Chemicals Inc COM 009158106 383 2940 SH SOLE 0 0 2940 Allergan, Inc. COM 018490102 1021 5730 SH SOLE 0 0 5730 Alliant Energy Corp COM 018802108 1405 25355 SH SOLE 0 0 25355 Altria Group, Inc. COM 02209s103 1483 32289 SH SOLE 0 0 32289 Amazon.com COM 023135106 572 1773 SH SOLE 0 0 1773 American Electric Power COM 025537101 490 9378 SH SOLE 0 0 9378 American Express Co. COM 025816109 1084 12387 SH SOLE 0 0 12387 American Water Works COM 030420103 17122 355000 SH SOLE 0 0 355000 Amgen Inc. COM 031162100 2190 15590 SH SOLE 0 0 15590 Anheuser-Busch InBev NV - Spon COM 03524A108 13084 118033 SH SOLE 0 0 118033 Apple, Inc. COM 037833100 73181 726364 SH SOLE 0 0 726364 Automatic Data Processing Inc. COM 053015103 229 2754 SH SOLE 0 0 2754 B.P. Amoco COM 055622104 253 5760 SH SOLE 0 0 5760 Bank of America Corp. COM 060505104 51084 2996131 SH SOLE 0 0 2996131 Bard C.R. Inc. COM 067383109 271 1900 SH SOLE 0 0 1900 Baxter International Inc. COM 071813109 65875 917865 SH SOLE 0 0 917865 Becton Dickinson & Co COM 075887109 52213 458777 SH SOLE 0 0 458777 Berkshire Hathaway Class A COM 084670108 299384 1447 SH SOLE 0 0 1447 Berkshire Hathaway Class B COM 084670702 115279 834506 SH SOLE 0 0 834506 BlackRock, Inc. COM 09247X101 29686 90419 SH SOLE 0 0 90419 Boeing Company COM 097023105 264 2072 SH SOLE 0 0 2072 Boulder Brands Inc. COM 101405108 177 13000 SH SOLE 0 0 13000 Bristol Myers Squibb Co. COM 110122108 436 8528 SH SOLE 0 0 8528 Brown Forman A COM 115637100 733 8222 SH SOLE 0 0 8222 CASI Pharmaceuticals Inc. COM 14757U109 18 10002 SH SOLE 0 0 10002 CSX Corp COM 126408103 205 6400 SH SOLE 0 0 6400 Canadian Pacific Railway Limit COM 13645t100 4553 21945 SH SOLE 0 0 21945 Cardinal Health Inc. COM 14149y108 1183 15784 SH SOLE 0 0 15784 CareFusion Corporation COM 14170T101 329 7266 SH SOLE 0 0 7266 Caterpillar COM 149123101 326 3292 SH SOLE 0 0 3292 Celgene Corporation COM 151020104 456 4810 SH SOLE 0 0 4810 Centerpoint Energy Inc COM 15189t107 4335 177155 SH SOLE 0 0 177155 Chesapeake Energy Corp COM 165167107 507 22050 SH SOLE 0 0 22050 Chevron Corporation COM 166764100 30245 253476 SH SOLE 0 0 253476 China Mobile HK. Ltd. ADR F COM 16941M109 36467 620713 SH SOLE 0 0 620713 Chubb Corp COM 171232101 2181 23945 SH SOLE 0 0 23945 Cisco Systems Inc. COM 17275R102 281 11180 SH SOLE 0 0 11180 Clean Energy Fuels Corp COM 184499101 127 16300 SH SOLE 0 0 16300 Coca Cola Company COM 191216100 16673 390837 SH SOLE 0 0 390837 Colgate-Palmolive Co. COM 194162103 91401 1401424 SH SOLE 0 0 1401424 Comcast Corp CL A COM 20030N101 231 4296 SH SOLE 0 0 4296 ConocoPhillips COM 20825c104 12404 162107 SH SOLE 0 0 162107 Costco Companies Inc. COM 22160k105 115959 925306 SH SOLE 0 0 925306 Cree Inc COM 225447101 328 8000 SH SOLE 0 0 8000 DIRECTV COM 25490A309 276 3190 SH SOLE 0 0 3190 Dana Holding Corp. COM 235825205 383 20000 SH SOLE 0 0 20000 Danaher Corp COM 235851102 249 3282 SH SOLE 0 0 3282 Discovery Communications Inc - COM 25470F302 1258 33750 SH SOLE 0 0 33750 Dorchester Minerals LP COM 25820R105 482 16285 SH SOLE 0 0 16285 DuPont (E.I.) DE Nemours COM 263534109 255 3559 SH SOLE 0 0 3559 EOG Resources, Inc. COM 26875p101 290 2928 SH SOLE 0 0 2928 Ecolab, Inc. COM 278865100 11613 101128 SH SOLE 0 0 101128 Edison International COM 281020107 972 17385 SH SOLE 0 0 17385 Edwards Lifesciences Corp. COM 28176e108 2756 26979 SH SOLE 0 0 26979 Electro Rent Corp. COM 285218103 238 17250 SH SOLE 0 0 17250 Eli Lilly & Co COM 532457108 324 5000 SH SOLE 0 0 5000 Emerson Electric COM 291011104 6188 98885 SH SOLE 0 0 98885 Enbridge Energy Management LLC COM 29250x103 8169 219551 SH SOLE 0 0 219551 Enbridge Energy Partners LP COM 29250r106 2144 55175 SH SOLE 0 0 55175 Energizer Holdings Inc. COM 29266r108 445 3610 SH SOLE 0 0 3610 Enterprise Products Partners COM 293792107 2022 50172 SH SOLE 0 0 50172 Expeditors Internation of Wash COM 302130109 5844 144000 SH SOLE 0 0 144000 Express Scripts, Inc. COM 30219G108 404 5727 SH SOLE 0 0 5727 Exxon Mobil COM 30231g102 17333 184292 SH SOLE 0 0 184292 Facebook Inc COM 30303m102 755 9555 SH SOLE 0 0 9555 Farmers & Merchants Bank of Lo COM 308243104 2308 387 SH SOLE 0 0 387 First National Bank of Alaska COM 32112j106 1211 713 SH SOLE 0 0 713 Franklin Resources COM 354613101 412 7551 SH SOLE 0 0 7551 Freeport-McMoran Copper & Gold COM 35671d857 325 9962 SH SOLE 0 0 9962 General Electric Co. COM 369604103 23779 928133 SH SOLE 0 0 928133 General Mills Inc. COM 370334104 202 4002 SH SOLE 0 0 4002 Gilead Sciences COM 375558103 222 2086 SH SOLE 0 0 2086 Google Inc., Class A COM 38259p508 30548 51917 SH SOLE 0 0 51917 Google Inc., Class C COM 38259p706 75865 131400 SH SOLE 0 0 131400 Grainger WW COM 384802104 457 1818 SH SOLE 0 0 1818 Hannon Armstrong Sustainable I COM 41068X100 1527 110484 SH SOLE 0 0 110484 Healthcare Trust of America, I COM 42225P105 756 65145 SH SOLE 0 0 65145 Helix Energy Solutions Group I COM 42330P107 221 10000 SH SOLE 0 0 10000 Hershey Creamery Co. COM 427848106 303 114 SH SOLE 0 0 114 Home Depot COM 437076102 2747 29945 SH SOLE 0 0 29945 Honeywell Inc. COM 438516106 261 2802 SH SOLE 0 0 2802 Idacorp Inc. COM 451107106 276 5155 SH SOLE 0 0 5155 Industrias Bachoco COM 456463108 6154 103006 SH SOLE 0 0 103006 Int'l. Flavors & Fragrance COM 459506101 303 3165 SH SOLE 0 0 3165 Intel Corp. COM 458140100 1082 31074 SH SOLE 0 0 31074 International Business Machine COM 459200101 19461 102516 SH SOLE 0 0 102516 J.G. Boswell Company COM 101205102 3338 3127 SH SOLE 0 0 3127 Johnson & Johnson COM 478160104 101735 954455 SH SOLE 0 0 954455 Johnson Controls Inc. COM 478366107 678 15402 SH SOLE 0 0 15402 KEYW Holding Corp COM 493723100 956 86364 SH SOLE 0 0 86364 Kayne Anderson Energy Total Re COM 48660P104 256 8026 SH SOLE 0 0 8026 Kayne Anderson MLP Investment COM 486606106 278 6815 SH SOLE 0 0 6815 Kellogg Company COM 487836108 1274 20680 SH SOLE 0 0 20680 Kimberly Clark COM 494368103 5674 52747 SH SOLE 0 0 52747 Kinder Morgan Energy Partners COM 494550106 1381 14801 SH SOLE 0 0 14801 Kinder Morgan Management LLC COM 49455u100 1449 15395 SH SOLE 0 0 15395 Kraft Food Groups COM 50076q106 487 8642 SH SOLE 0 0 8642 LAACO LTD. LP COM 505346106 1008 773 SH SOLE 0 0 773 Laboratory Corporation of Amer COM 50540r409 9563 93988 SH SOLE 0 0 93988 Limoneira Co. Santa Paula COM 532746104 986 41640 SH SOLE 0 0 41640 Lockheed Martin Corp. COM 539830109 556 3044 SH SOLE 0 0 3044 Lululemon Athletica Inc COM 550021109 5800 138065 SH SOLE 0 0 138065 Market Vectors Gold Miners ETF COM 57060U100 360 16875 SH SOLE 0 0 16875 McDonalds Corp. COM 580135101 43567 459515 SH SOLE 0 0 459515 Medtronic Inc. COM 585055106 4494 72548 SH SOLE 0 0 72548 Merck & Company Inc. COM 58933y105 2667 44997 SH SOLE 0 0 44997 Microsoft Corp. COM 594918104 63449 1368616 SH SOLE 0 0 1368616 Minerals Technologies Inc. COM 603158106 395 6400 SH SOLE 0 0 6400 Mondelez International COM 609207105 1044 30464 SH SOLE 0 0 30464 Morgan J.P. Chase & Co. COM 46625h100 760 12622 SH SOLE 0 0 12622 National Grid PLC - Spons ADR COM 636274300 2236 31109 SH SOLE 0 0 31109 NextEra Energy, Inc COM 65339F101 4434 47233 SH SOLE 0 0 47233 Nike Inc Class B COM 654106103 42916 481123 SH SOLE 0 0 481123 Novartis A.G. ADR COM 66987V109 4789 50876 SH SOLE 0 0 50876 Novo Nordisk ADR COM 670100205 149429 3137950 SH SOLE 0 0 3137950 Novozymes A/S COM 670108109 537 12425 SH SOLE 0 0 12425 Nuance Communications, Inc. COM 67020Y100 570 37000 SH SOLE 0 0 37000 ONEOK Partners, L.P. COM 68268N103 26489 473359 SH SOLE 0 0 473359 Oaktree Capital Group LLC COM 674001201 360 7040 SH SOLE 0 0 7040 Occidental Petroleum Co. Delaw COM 674599105 1058 11005 SH SOLE 0 0 11005 Oneok, Inc. COM 682680103 440 6709 SH SOLE 0 0 6709 Oracle Systems Corp. COM 68389X105 282 7374 SH SOLE 0 0 7374 Pepsico Incorporated COM 713448108 46740 502098 SH SOLE 0 0 502098 PetSmart, Inc. COM 716768106 29376 419125 SH SOLE 0 0 419125 Pfizer Inc. COM 717081103 2378 80405 SH SOLE 0 0 80405 Philip Morris International In COM 718172109 2856 34240 SH SOLE 0 0 34240 Phillips 66 COM 718546104 3088 37981 SH SOLE 0 0 37981 Pioneer Railcorp COM 723839106 114 13000 SH SOLE 0 0 13000 Plug Power Inc. COM 72919p103 248 54000 SH SOLE 0 0 54000 Portland General Electric Comp COM 736508847 264 8215 SH SOLE 0 0 8215 Post Holdings Inc COM 737446104 216 6501 SH SOLE 0 0 6501 PowerShares Cleantech Portfoli COM 73935X278 1451 49500 SH SOLE 0 0 49500 Praxair Inc. COM 74005p104 505 3911 SH SOLE 0 0 3911 Premiere Global Services, Inc. COM 740585104 180 15028 SH SOLE 0 0 15028 Procter & Gamble Co. COM 742718109 11184 133560 SH SOLE 0 0 133560 Public Storage Inc. COM 74460d109 355 2138 SH SOLE 0 0 2138 Qualcomm, Inc. COM 747525103 78039 1043723 SH SOLE 0 0 1043723 Reckitt Benckiser Group PLC - COM 756255204 1707 98150 SH SOLE 0 0 98150 Regency Partners LP COM 75885Y107 808 24775 SH SOLE 0 0 24775 Roche Holding Ltd. COM 771195104 574 15513 SH SOLE 0 0 15513 Royal Dutch Shell PLC - ADR B COM 780259107 1036 13088 SH SOLE 0 0 13088 Royal Dutch Shell PLC-ADR A COM 780259206 8661 113770 SH SOLE 0 0 113770 Samsung Electronics Pfd COM y74718118 502 590 SH SOLE 0 0 590 San Juan Basin Royalty Tr. Uni COM 798241105 221 11623 SH SOLE 0 0 11623 Sandridge Energy Inc. COM 80007P307 103 24000 SH SOLE 0 0 24000 Schlumberger Limited COM 806857108 1128 11088 SH SOLE 0 0 11088 Smith & Nephew COM 83175m205 562 6670 SH SOLE 0 0 6670 Snap On Tools Corp. COM 833034101 726 6000 SH SOLE 0 0 6000 Spectra Energy Corp COM 847560109 222 5661 SH SOLE 0 0 5661 Standard & Poors Depository Re COM 78462f103 1928 9784 SH SOLE 0 0 9784 Starbucks Corp. COM 855244109 5936 78668 SH SOLE 0 0 78668 State Street Corp. COM 857477103 866 11761 SH SOLE 0 0 11761 Stereotaxis Inc. COM 85916J409 50 21356 SH SOLE 0 0 21356 Strategic Hotels & Resorts, In COM 86272T106 10751 922874 SH SOLE 0 0 922874 Swatch Group COM H83949133 12588 143879 SH SOLE 0 0 143879 Sysco Corp. COM 871829107 8295 218585 SH SOLE 0 0 218585 TC Pipelines LP COM 87233q108 7403 109337 SH SOLE 0 0 109337 TJX Companies, Inc. COM 872540109 24596 415680 SH SOLE 0 0 415680 Target Corp. COM 87612e106 3038 48471 SH SOLE 0 0 48471 Teradata Corp. COM 88076W103 210 5000 SH SOLE 0 0 5000 Thermo Fisher Scientific Inc COM 883556102 1580 12985 SH SOLE 0 0 12985 Total Fina Elf SA Sponsored AD COM 89151e109 335 5200 SH SOLE 0 0 5200 Tower Properties COM 891852303 306 29 SH SOLE 0 0 29 U.S. Bancorp COM 902973304 2139 51126 SH SOLE 0 0 51126 Unilever N.V. 4 Gldrs. NY Shar COM 904784709 52282 1317594 SH SOLE 0 0 1317594 Unilever Plc ADR COM 904767704 56366 1345257 SH SOLE 0 0 1345257 Union Pacific Corp. COM 907818108 412 3804 SH SOLE 0 0 3804 United Parcel Service COM 911312106 91146 927317 SH SOLE 0 0 927317 United Technologies Corp COM 913017109 1060 10034 SH SOLE 0 0 10034 V F Corp. COM 918204108 33020 500080 SH SOLE 0 0 500080 Vanguard Growth VIPERs COM 922908736 1159 11625 SH SOLE 0 0 11625 Vanguard Health Care ETF COM 92204A504 7110 60777 SH SOLE 0 0 60777 Vanguard S&P 500 COM 922908363 271 1500 SH SOLE 0 0 1500 Varian Medical Systems, Inc. COM 92220P105 3642 45455 SH SOLE 0 0 45455 Verizon Communications COM 92343v104 14026 280582 SH SOLE 0 0 280582 Vodafone Group PLC - Sp ADR COM 92857w308 5152 156655 SH SOLE 0 0 156655 Wal Mart Stores, Inc. COM 931142103 87031 1138112 SH SOLE 0 0 1138112 Walgreen Co. COM 931422109 6048 102039 SH SOLE 0 0 102039 Walt Disney Company COM 254687106 90901 1021010 SH SOLE 0 0 1021010 Wells Fargo Bank COM 949746101 2635 50798 SH SOLE 0 0 50798 Weyerhaeuser Co. COM 962166104 531 16670 SH SOLE 0 0 16670 Whole Foods Market COM 966837106 35926 942693 SH SOLE 0 0 942693 Xcel Energy Inc. COM 98389b100 291 9568 SH SOLE 0 0 9568 Yum! Brands Inc COM 988498101 7759 107800 SH SOLE 0 0 107800 Zimmer Holdings Inc. COM 98956p102 11975 119099 SH SOLE 0 0 119099 eBay Inc COM 278642103 4876 86110 SH SOLE 0 0 86110 iShares Dow Jones US Utilities COM 464287697 2628 24961 SH SOLE 0 0 24961 iShares S&P Glbl Healthcare In COM 464287325 335 3425 SH SOLE 0 0 3425 iShares S&P Glbl Technology Se COM 464287291 211 2301 SH SOLE 0 0 2301 BLDRS Emerging Markets 50 ADR FOREIGN 09348r300 436 11120 SH SOLE 0 0 11120 Baidu.com - ADR FOREIGN 056752108 2535 11617 SH SOLE 0 0 11617 Brookfield Infrastructure Part FOREIGN G16252101 1317 34645 SH SOLE 0 0 34645 Compania Cervecerias Unidas S. FOREIGN 204429104 2461 111704 SH SOLE 0 0 111704 Fresenius Medical Care FOREIGN 358029106 3600 103752 SH SOLE 0 0 103752 Guangshen Railway FOREIGN 40065w107 4065 206768 SH SOLE 0 0 206768 Huaneng Power International In FOREIGN 443304100 406 9295 SH SOLE 0 0 9295 Jardine Matheson Holdings Ltd FOREIGN G50736100 305 5150 SH SOLE 0 0 5150 Liberty Global, Inc. - A FOREIGN g5480u104 246 5790 SH SOLE 0 0 5790 Liberty Global, Inc. Ser C FOREIGN g5480u120 397 9690 SH SOLE 0 0 9690 Luxottica Group S P A FOREIGN 55068r202 485 9310 SH SOLE 0 0 9310 PetroChina Ltd ADR. FOREIGN 71646e100 2293 17840 SH SOLE 0 0 17840 Philippine Long Distance Tel FOREIGN 718252604 1294 18761 SH SOLE 0 0 18761 Rio Tinto PLC-Spon ADR FOREIGN 767204100 246 5010 SH SOLE 0 0 5010 Rogers Communications Inc FOREIGN 775109200 932 24900 SH SOLE 0 0 24900 Sanofi Aventis Spon ADR FOREIGN 80105N105 610 10804 SH SOLE 0 0 10804 Sensata Technologies Holdings FOREIGN N7902X106 205 4600 SH SOLE 0 0 4600 Softbank Corp FOREIGN J75963108 553 7900 SH SOLE 0 0 7900 Vanguard Emerging Market ETF FOREIGN 922042858 4554 109179 SH SOLE 0 0 109179 Western Copper Corporation FOREIGN 95805v108 116 200000 SH SOLE 0 0 200000 Westport Innovations Inc FOREIGN 960908309 105 10000 SH SOLE 0 0 10000 iShares FTSE/Xinhua China 25 I FOREIGN 464287184 668 17458 SH SOLE 0 0 17458 iShares MSCI Brazil Index Fund FOREIGN 464286400 351 8075 SH SOLE 0 0 8075 iShares MSCI Emerging Markets FOREIGN 464287234 1416 34079 SH SOLE 0 0 34079 iShares MSCI Singapore Index F FOREIGN 464286673 2650 198625 SH SOLE 0 0 198625 Aberdeen Asia - Pac Income Fun BOND ETF 003009107 1253 212302 SH SOLE 0 0 212302 Pimco Corporate & Income Oppor BOND ETF 72201b101 223 13050 SH SOLE 0 0 13050 Templeton Global Income Fund I BOND ETF 880198106 8914 1121214 SH SOLE 0 0 1121214 Vanguard Intermediate-Term Bon BOND ETF 921937819 567 6725 SH SOLE 0 0 6725 Vanguard Short-Term Bond ETF BOND ETF 921937827 7662 95690 SH SOLE 0 0 95690 iShares Canadian Bond Index Fu BOND ETF 46577t102 276 10000 SH SOLE 0 0 10000