-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cx17oSt2kBLdSJL1PK34vMdk/edTvmK3A9jElJuwYxxXLZMMuWQWxfDWohcKRhzZ fW+z6zRoyJNtPTDtpvKvUA== 0001009232-09-000008.txt : 20091113 0001009232-09-000008.hdr.sgml : 20091113 20091113091838 ACCESSION NUMBER: 0001009232-09-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENEVA CAPITAL MANAGEMENT LTD/WI CENTRAL INDEX KEY: 0001009232 IRS NUMBER: 391567956 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03935 FILM NUMBER: 091179318 BUSINESS ADDRESS: STREET 1: 250 EAST WISCONSIN AVE STREET 2: SUITE 1050 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142246002 MAIL ADDRESS: STREET 1: 250 EAST WISCONSIN AVE STREET 2: SUITE 1050 CITY: MILWAUKEE STATE: WI ZIP: 53202 13F-HR 1 g13fhr093009.txt 09/30/2009 13F FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Geneva Capital Management Ltd. Address: 250 E. Wisconsin Ave., Suite 1050 Milwaukee, WI 53202 Form 13F File Number: 028-03935 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kris Amborn Title: Vice President-Operations, CCO Phone: (414) 224-6002 Signature, Place, and Date of Signing: /s/Kris Amborn Milwaukee, WI November 11, 2009 - ------------------------------- -------------------- ----------------- [Signature] [City, State] [Date] Report type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 196 Form 13F Information Table Value Total: 1133099 (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 2 HighMark Capital Management, Inc. 3 28-290 Northern Trust Corporation FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579y101 1034 14014 SH SOLE 9708 4306 Acuity Brands Inc. COM 00508y102 541 16800 SH SOLE 2500 14300 Adobe Systems COM 00724f101 15973 483454 SH SOLE 283519 199935 5540 167665 SH DEFINED 1,2 1,3 103895 63770 Aerovironment Inc. COM 008073108 307 10925 SH SOLE 1630 9295 Affiliated Managers Group COM 008252108 12333 189716 SH SOLE 104311 85405 4307 66245 SH DEFINED 1,2 1,3 41050 25195 Alberto-Culver COM 013078100 11250 406420 SH SOLE 235167 171253 4215 152285 SH DEFINED 1,2 1,3 94365 57920 Alcon, Inc. COM H01301102 798 5755 SH SOLE 3920 1835 American Ecology Corp. COM 025533407 532 28430 SH SOLE 4235 24195 Ametek Inc New Com COM 031100100 9997 286369 SH SOLE 165350 121019 3721 106585 SH DEFINED 1,2 1,3 66050 40535 Amphenol Corp. COM 032095101 17467 463560 SH SOLE 267716 195844 6508 172705 SH DEFINED 1,2 1,3 107020 65685 Ansys Inc. COM 03662q105 18475 493712 SH SOLE 272597 221115 6480 173175 SH DEFINED 1,2 1,3 107310 65865 Aon Corp. COM 037389103 417 10258 SH SOLE 6738 3520 Apache Corp. COM 037411105 1243 13534 SH SOLE 9389 4145 Apple Inc. COM 037833100 983 5306 SH SOLE 3681 1625 Autodesk, Inc. COM 052769106 688 28894 SH SOLE 20162 8732 Badger Meter, Inc. COM 056525108 361 9335 SH SOLE 1395 7940 Balchem Corporation COM 057665200 535 20360 SH SOLE 3040 17320 Bank of New York Mellon COM 064058100 359 12380 SH SOLE 8275 4105 Baxter International COM 071813109 440 7722 SH SOLE 5137 2585 Becton, Dickinson and Company COM 075887109 824 11807 SH SOLE 8177 3630 Best Buy Co Inc. COM 086516101 727 19370 SH SOLE 13435 5935 Blackboard Inc. COM 091935502 572 15150 SH SOLE 2250 12900 Burlington Northern Inc. COM 12189t104 1020 12780 SH SOLE 8916 3864 C.R. Bard, Inc. COM 067383109 13257 168643 SH SOLE 97641 71002 4963 63140 SH DEFINED 1,2 1,3 39125 24015 CH Robinson Worldwide COM 12541w209 18726 324253 SH SOLE 187300 136953 6978 120825 SH DEFINED 1,2 1,3 74870 45955 Capella Education Co. COM 139594105 588 8725 SH SOLE 1295 7430 Caterpillar Inc. COM 149123101 969 18879 SH SOLE 13002 5877 Cerner CP COM 156782104 22069 295040 SH SOLE 170516 124524 8237 110115 SH DEFINED 1,2 1,3 68235 41880 Church & Dwight Inc. COM 171340102 14339 252710 SH SOLE 145861 106849 5340 94120 SH DEFINED 1,2 1,3 58325 35795 Circor International, Inc COM 17273k109 511 18070 SH SOLE 2690 15380 Cisco Systems COM 17275R102 1122 47684 SH SOLE 33107 14577 Citrix Systems Inc. COM 177376100 21123 538443 SH SOLE 310811 227632 7879 200850 SH DEFINED 1,2 1,3 124460 76390 Coach Inc. COM 189754104 11952 363071 SH SOLE 209932 153139 4473 135875 SH DEFINED 1,2 1,3 84195 51680 Cognizant Technology Solutions COM 192446102 23394 605134 SH SOLE 350866 254268 8520 220395 SH DEFINED 1,2 1,3 136570 83825 Concur Technologies, Inc COM 206708109 611 15365 SH SOLE 2285 13080 ConocoPhillips COM 20825c104 896 19842 SH SOLE 13709 6133 Copart, Inc. COM 217204106 10541 317407 SH SOLE 183394 134013 3936 118530 SH DEFINED 1,2 1,3 73445 45085 Costar Group COM 22160n109 675 16370 SH SOLE 2440 13930 Costco Whsl Corp. COM 22160k105 781 13846 SH SOLE 9546 4300 Covance Inc. COM 222816100 13472 248788 SH SOLE 143429 105359 5018 92660 SH DEFINED 1,2 1,3 57420 35240 Danaher Corp. COM 235851102 1324 19667 SH SOLE 13593 6074 Dentsply Intl. COM 249030107 16107 466334 SH SOLE 269501 196833 6011 174020 SH DEFINED 1,2 1,3 107835 66185 Dicks Sporting Goods COM 253393102 17157 765949 SH SOLE 429936 336013 6158 274900 SH DEFINED 1,2 1,3 170340 104560 Digital River COM 25388b104 835 20720 SH SOLE 3090 17630 Dionex Corp. COM 254546104 331 5095 SH SOLE 755 4340 Dolby Laboratories, Inc. COM 25659t107 909 23815 SH SOLE 3545 20270 Donaldson Co. COM 257651109 8323 240328 SH SOLE 131967 108361 2913 84130 SH DEFINED 1,2 1,3 52125 32005 E.M.C. Corp. Mass COM 268648102 1351 79279 SH SOLE 54576 24703 Eaton Vance Corp. COM 278265103 6477 231409 SH SOLE 121716 109693 2123 75845 SH DEFINED 1,2 1,3 47000 28845 Ecolab, Inc. COM 278865100 1377 29791 SH SOLE 20591 9200 Emerson Electric COM 291011104 955 23824 SH SOLE 16244 7580 Esco Technologies COM 296315104 666 16905 SH SOLE 2520 14385 Expeditors Int'l of Washington COM 302130109 11977 340751 SH SOLE 200877 139874 4061 115520 SH DEFINED 1,2 1,3 71585 43935 Exxon Mobil Corp. COM 30231G102 384 5596 SH SOLE 3675 1921 F5 Networks COM 315616102 989 24945 SH SOLE 3710 21235 FIserv Inc. COM 337738108 16363 339474 SH SOLE 198259 141215 5708 118425 SH DEFINED 1,2 1,3 73380 45045 FMC Technologies COM 30249u101 17509 335169 SH SOLE 193641 141528 6535 125105 SH DEFINED 1,2 1,3 77520 47585 FTI Consulting COM 302941109 8978 210699 SH SOLE 121634 89065 3339 78355 SH DEFINED 1,2 1,3 48555 29800 Factset Research Sys Inc. COM 303075105 12511 188881 SH SOLE 101410 87471 4224 63770 SH DEFINED 1,2 1,3 39515 24255 Fastenal Co. COM 311900104 17102 441912 SH SOLE 258979 182933 5918 152920 SH DEFINED 1,2 1,3 94760 58160 Flir Systems, Inc. COM 302445101 13885 496438 SH SOLE 286517 209921 5178 185110 SH DEFINED 1,2 1,3 114705 70405 Flowers Foods Inc. COM 343498101 15241 579741 SH SOLE 334854 244887 5682 216145 SH DEFINED 1,2 1,3 133935 82210 Flowserve Corp. COM 34354p105 16759 170070 SH SOLE 98616 71454 6327 64205 SH DEFINED 1,2 1,3 39785 24420 Fortune Brands, Inc. COM 349631101 649 15107 SH SOLE 10428 4679 Gen-Probe, Inc. COM 36866t103 337 8130 SH SOLE 1210 6920 General Mills COM 370334104 954 14820 SH SOLE 10260 4560 Genesee & Wyoming COM 371559105 580 19140 SH SOLE 2855 16285 Genzyme Corp. Com. COM 372917104 957 16874 SH SOLE 11561 5313 Global Payments COM 37940x102 16692 357434 SH SOLE 206432 151002 6228 133365 SH DEFINED 1,2 1,3 82640 50725 HMS Holdings corp COM 40425j101 487 12740 SH SOLE 1900 10840 Haemonetics Corp. COM 405024100 551 9810 SH SOLE 1460 8350 Hain Celestrial Group Inc COM 405217100 668 34860 SH SOLE 5190 29670 Henry Schein, Inc. COM 806407102 1077 19616 SH SOLE 13606 6010 Hibbett Sports Inc. COM 428567101 436 23900 SH SOLE 3575 20325 IBM COM 459200101 1155 9658 SH SOLE 6700 2958 IDEX Corp COM 45167r104 9513 340359 SH SOLE 196695 143664 3550 127005 SH DEFINED 1,2 1,3 78700 48305 IHS Inc. COM 451734107 12425 243005 SH SOLE 140415 102590 4635 90660 SH DEFINED 1,2 1,3 56180 34480 Idexx Laboratories COM 45168D104 17085 341708 SH SOLE 187444 154264 5944 118880 SH DEFINED 1,2 1,3 73665 45215 Illinois Tool Works, Inc. COM 452308109 1134 26559 SH SOLE 18587 7972 Interactive Intelligence Inc COM 45839m103 277 14520 SH SOLE 2165 12355 Intercontinental Exchange Inc. COM 45865v100 8163 83991 SH SOLE 48546 35445 3055 31435 SH DEFINED 1,2 1,3 19480 11955 Intuit COM 461202103 15085 529315 SH SOLE 305629 223686 5631 197565 SH DEFINED 1,2 1,3 122420 75145 Johnson & Johnson COM 478160104 801 13162 SH SOLE 9230 3932 Kaydon Corp. COM 486587108 449 13860 SH SOLE 2065 11795 Knight Transportation COM 499064103 853 50850 SH SOLE 7580 43270 Kohls Corp. COM 500255104 1282 22465 SH SOLE 15959 6506 L-3 Comms Holdings COM 502424104 18821 234319 SH SOLE 137350 96969 6750 84035 SH DEFINED 1,2 1,3 52075 31960 LKQ Corp. COM 501889208 14699 792847 SH SOLE 435366 357481 5113 275770 SH DEFINED 1,2 1,3 170880 104890 Lincoln Electric Holdings COM 533900106 12342 260098 SH SOLE 144817 115281 4379 92280 SH DEFINED 1,2 1,3 57185 35095 Lowes Companies COM 548661107 751 35874 SH SOLE 24803 11071 Marvel Enterprises COM 57383t103 866 17450 SH SOLE 2605 14845 McAfee, Inc. COM 579064106 18780 428876 SH SOLE 247829 181047 7005 159975 SH DEFINED 1,2 1,3 99130 60845 McDonald's Corp. COM 580135101 796 13953 SH SOLE 9343 4610 McGraw Hill COM 580645109 675 26831 SH SOLE 18364 8467 Medco Health Solutions, Inc. COM 58405u102 1037 18754 SH SOLE 12994 5760 Medtronic, Inc. COM 585055106 515 13996 SH SOLE 10131 3865 Meridian Bioscience COM 589584101 942 37665 SH SOLE 5625 32040 Micros Systems COM 594901100 16070 532297 SH SOLE 307346 224951 6002 198810 SH DEFINED 1,2 1,3 123195 75615 Microsoft Corp. COM 594918104 896 34845 SH SOLE 23882 10963 Middleby Corp. COM 596278101 690 12545 SH SOLE 1865 10680 Monro Muffler Brake COM 610236101 861 27090 SH SOLE 4030 23060 Morningstar Inc. COM 617700109 10339 212921 SH SOLE 123376 89545 3874 79785 SH DEFINED 1,2 1,3 49440 30345 Neutral Tandem, Inc. COM 64128b108 243 10690 SH SOLE 1595 9095 NuVasive Inc. COM 670704105 320 7660 SH SOLE 1145 6515 Nucor Corp. COM 670346105 871 18521 SH SOLE 12701 5820 O'Reilly Auto Parts COM 686091109 17560 485894 SH SOLE 273861 212033 6492 179630 SH DEFINED 1,2 1,3 111310 68320 Panera Bread Co. Class A COM 69840w108 17750 322725 SH SOLE 180206 142519 6329 115070 SH DEFINED 1,2 1,3 71305 43765 Paychex, Inc COM 704326107 871 29985 SH SOLE 20615 9370 Pegasystems Inc COM 705573103 312 9045 SH SOLE 1340 7705 PepsiCo Inc. COM 713448108 1221 20812 SH SOLE 14443 6369 PrivateBancorp, Inc. COM 742962103 662 27080 SH SOLE 4030 23050 Procter & Gamble COM 742718109 1223 21117 SH SOLE 14593 6524 Qualcomm Incorporated COM 747525103 1286 28594 SH SOLE 19965 8629 Quality Systems COM 747582104 737 11975 SH SOLE 1780 10195 RBC Bearings Inc COM 75524b104 571 24485 SH SOLE 3645 20840 Resmed Inc. COM 761152107 14784 327081 SH SOLE 188900 138181 5512 121950 SH DEFINED 1,2 1,3 75565 46385 Riverbed Technology COM 768573107 486 22120 SH SOLE 3295 18825 Rofin-Sinar Technologies Inc COM 775043102 417 18175 SH SOLE 2705 15470 Roper Industries COM 776696106 16866 330843 SH SOLE 190989 139854 6280 123195 SH DEFINED 1,2 1,3 76340 46855 SXC Health Solutions COM 78505p100 579 12375 SH SOLE 1850 10525 Sigma Aldrich Corp. COM 826552101 7308 135376 SH SOLE 78188 57188 2715 50295 SH DEFINED 1,2 1,3 31165 19130 Smith International COM 832110100 11413 397649 SH SOLE 231654 165995 4071 141855 SH DEFINED 1,2 1,3 87900 53955 Southwestern Energy Co. COM 845467109 19718 461985 SH SOLE 266945 195040 7358 172400 SH DEFINED 1,2 1,3 106830 65570 St. Mary Land & Exploration Co COM 792228108 899 27710 SH SOLE 4135 23575 Stericycle Inc. COM 858912108 15707 324254 SH SOLE 187367 136887 5852 120810 SH DEFINED 1,2 1,3 74860 45950 Strayer Education COM 863236105 15994 73474 SH SOLE 41420 32054 5790 26600 SH DEFINED 1,2 1,3 16485 10115 Stryker Corp. COM 863667101 823 18113 SH SOLE 12350 5763 T Rowe Price Group Inc. COM 74144t108 650 14232 SH SOLE 9767 4465 T-3 Energy Services COM 87306e107 678 34425 SH SOLE 5140 29285 TJX Companies Inc. COM 872540109 493 13263 SH SOLE 8868 4395 Techne Corp. COM 878377100 881 14090 SH SOLE 2100 11990 Thermo Fisher Scientific COM 883556102 733 16788 SH SOLE 11427 5361 Tractor Supply Company COM 892356106 15586 321900 SH SOLE 185802 136098 5793 119640 SH DEFINED 1,2 1,3 74135 45505 Trimble Navigation Ltd. COM 896239100 12048 503886 SH SOLE 291078 212808 4491 187840 SH DEFINED 1,2 1,3 116400 71440 Ultimate Sortware Group Inc. COM 90385d107 567 19745 SH SOLE 2955 16790 United Parcel Service COM 911312106 782 13856 SH SOLE 9703 4153 Varian Medical Systems, Inc. COM 92220p105 15947 378522 SH SOLE 218629 159893 5946 141135 SH DEFINED 1,2 1,3 87455 53680 WMS Industries Inc COM 929297109 1034 23200 SH SOLE 3460 19740 Walgreen Co. COM 931422109 1229 32792 SH SOLE 22456 10336 Walt Disney COM 254687106 518 18873 SH SOLE 10673 8200 West Pharmaceutical Services COM 955306105 466 11480 SH SOLE 1710 9770 Whiting Petroleum Corp. COM 966387102 629 10925 SH SOLE 1630 9295 XTO Energy, Inc. COM 98385x106 17079 413331 SH SOLE 241452 171879 5959 144225 SH DEFINED 1,2 1,3 89370 54855
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