0001009209-11-000006.txt : 20111115 0001009209-11-000006.hdr.sgml : 20111115 20111115124914 ACCESSION NUMBER: 0001009209-11-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111115 DATE AS OF CHANGE: 20111115 EFFECTIVENESS DATE: 20111115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sand Hill Global Advisors, LLC CENTRAL INDEX KEY: 0001009209 IRS NUMBER: 942800890 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05390 FILM NUMBER: 111206417 BUSINESS ADDRESS: STREET 1: 245 LYTTON AVENUE STREET 2: SUITE 300 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6508549150 MAIL ADDRESS: STREET 1: 245 LYTTON AVE STREET 2: SUITE 300 CITY: PALO ALTO STATE: CA ZIP: 94301 FORMER COMPANY: FORMER CONFORMED NAME: Sand Hill Advisors LLC DATE OF NAME CHANGE: 20090511 FORMER COMPANY: FORMER CONFORMED NAME: SAND HILL ADVISORS INC/CA DATE OF NAME CHANGE: 19990210 13F-HR 1 sh3q11.txt 3RD QUARTER 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sand Hill Advisors, LLC Address: 245 Lytton Avenue, Suite 300 Palo Alto, CA 94301 13F File Number: 28-5390 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tony Craun Title: Principle Phone: (650)-854-9150 Signature, Place, and Date of Signing: /s/ Tony Craun Palo Alto, CA November 11, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 78 Form13F Information Table Value Total: $153,156 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579Y101 1690 23540 SH Sole 22445 1095 AT&T Inc COM 00206R102 1456 51067 SH Sole 49379 1688 Abbott Labs COM 002824100 2038 39845 SH Sole 37465 2380 Activision Inc. COM 00507V109 2224 186855 SH Sole 178295 8560 Amazon.com Inc COM 023135106 2033 9400 SH Sole 9010 390 Applied Materials COM 038222105 1114 107580 SH Sole 103420 4160 BHP Billiton Ltd. COM 088606108 1577 23735 SH Sole 22605 1130 Bridgeline Digital, Inc Com COM 10807Q205 39 73806 SH Sole 73806 CME Group Inc Com COM 12572Q105 1132 4595 SH Sole 4440 155 Canadian Oil Sands Ltd COM 13643E105 231 12000 SH Sole 12000 Cardinal Health Inc COM 14149Y108 1923 45905 SH Sole 43755 2150 Caterpillar COM 149123101 1530 20725 SH Sole 19700 1025 Charles Schwab New COM 808513105 1138 100950 SH Sole 97615 3335 ChevronTexaco Corp COM 166764100 2430 26246 SH Sole 23826 2420 Coca Cola COM 191216100 2017 29855 SH Sole 28475 1380 Compugen, Ltd. COM M25722105 160 39990 SH Sole 39990 Daegis Inc COM 233720101 224 104206 SH Sole 104206 DiaDexus Inc New Com COM 25245P106 32 123890 SH Sole 123890 E.I. du Pont de Nemours and Co COM 263534109 1773 44365 SH Sole 42465 1900 EMC Corp COM 268648102 1893 90205 SH Sole 86565 3640 Ebix Inc. COM 278715206 1368 93054 SH Sole 93054 Exxon Mobil Corporation COM 30231G102 2018 27782 SH Sole 26617 1165 General Electric COM 369604103 1548 101717 SH Sole 98052 3665 General Mills Inc COM 370334104 2022 52525 SH Sole 50425 2100 Google Inc Cl-A COM 38259P508 1759 3415 SH Sole 3315 100 Heinz H J COM 423074103 1954 38705 SH Sole 36750 1955 Intel COM 458140100 2167 101590 SH Sole 96995 4595 International Business Machine COM 459200101 2625 15010 SH Sole 14275 735 Itex Corp Com Par $.01 New COM 465647303 392 118881 SH Sole 118881 J P Morgan Chase & Co. COM 46625H100 1078 35776 SH Sole 34391 1385 Johnson & Johnson COM 478160104 2079 32641 SH Sole 30677 1964 Looksmart Ltd. COM 543442107 81 61400 SH Sole 61400 MIPS Technologies Inc. COM 604567107 189 39000 SH Sole 39000 Mako Surgical Corp Com COM 560879108 2474 72304 SH Sole 72304 Microsoft COM 594918104 1982 79645 SH Sole 76765 2880 Morphicstechnology Inc Delawar COM 617998216 0 50000 SH Sole 50000 Network Equipment Technology COM 641208103 90 46479 SH Sole 46479 Neurogesx Inc Com COM 641252101 65 73553 SH Sole 73553 Nike COM 654106103 1930 22565 SH Sole 21350 1215 Northern Oil & Gas Nev Com COM 665531109 213 11000 SH Sole 11000 Orexigen Therapeutics, Inc. COM 686164104 212 106312 SH Sole 106312 Pepsico COM 713448108 1981 32000 SH Sole 29439 2561 Petroleo Brasileiro S.A. - ADR COM 71654v101 964 46536 SH Sole 44286 2250 Procter & Gamble COM 742718109 2181 34525 SH Sole 32495 2030 Qualcomm Inc COM 747525103 1930 39690 SH Sole 38005 1685 Rigel Pharmaceuticals Inc. COM 766559603 555 75433 SH Sole 75433 Schlumberger COM 806857108 1330 22260 SH Sole 21420 840 Socket Mobile Inc Com New COM 83368e200 39 17152 SH Sole 17152 Solar Power Inc Com COM 83490A100 151 471300 SH Sole 471300 Somaxon Pharmaceuticals Inc. COM 834453102 231 265124 SH Sole 265124 Southwestern Energy Co COM 845467109 1454 43623 SH Sole 41943 1680 Starwood Hotels & Resorts Worl COM 85590a401 1663 42841 SH Sole 40856 1985 Target Corporation COM 87612E106 1757 35835 SH Sole 34385 1450 Telanetix Inc Com New COM 879180206 229 226602 SH Sole 226602 Teva Pharmaceutical - SP ADR COM 881624209 612 16440 SH Sole 15540 900 Texas Instruments COM 882508104 1687 63292 SH Sole 63292 Towerstream Corp Com COM 892000100 567 221640 SH Sole 221640 United Parcel Service CL B COM 911312106 1822 28845 SH Sole 27310 1535 United Technologies COM 913017109 259 3676 SH Sole 3676 Visa Corp COM 92826c839 1954 22790 SH Sole 21660 1130 Walt Disney COM 254687106 1549 51356 SH Sole 48786 2570 Wave Systems Corp Com New COM 943526301 1116 477084 SH Sole 477084 Weatherford International Ltd. COM h27013103 809 66255 SH Sole 63875 2380 Wells Fargo COM 949746101 1658 68744 SH Sole 65124 3620 iPass Inc. COM 46261v108 308 250000 SH Sole 250000 Financial Select Sector SPDR ETF 81369y605 183 15520 SH Sole 15520 Health Care Select Sector ETF 81369y209 403 12700 SH Sole 12700 SPDR S&P Midcap 400 ETF UTSer1 ETF 78467Y107 7473 52581 SH Sole 49156 3425 SPDR Trust Unit Series 1 ETF 78462F103 2838 25080 SH Sole 23295 1785 iShares MSCI EAFE Index ETF 464287465 836 17495 SH Sole 15385 2110 iShares MSCI Emerging Mkt In ETF 464287234 365 10395 SH Sole 7540 2855 iShares MSCI Japan Index Fd ETF 464286848 10693 1130365 SH Sole 1072350 58015 42 4400 SH Other 4400 iShares Russell 1000 Growth In ETF 464287614 21520 409280 SH Sole 388870 20410 32 600 SH Other 600 iShares Russell 2000 Growth In ETF 464287648 6015 81865 SH Sole 79030 2835 iShares S&P Midcap 400/Growth ETF 464287606 10206 113600 SH Sole 108185 5415 iShares Tr S&P Midcap 400 ETF 464287507 12846 164713 SH Sole 158356 6357