-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VTGbCZPzAyG/CmOOXbz4nJBnnb3CngJvyYIlawPrdrfs8iyDAj5Gd7kDOWMr/2Od I42YbGxjyb2JwJzvAFVXtA== 0001009209-09-000012.txt : 20091117 0001009209-09-000012.hdr.sgml : 20091117 20091116194939 ACCESSION NUMBER: 0001009209-09-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091117 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sand Hill Advisors LLC CENTRAL INDEX KEY: 0001009209 IRS NUMBER: 942800890 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05390 FILM NUMBER: 091188786 BUSINESS ADDRESS: STREET 1: 245 LYTTON AVENUE STREET 2: SUITE 300 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6508549150 MAIL ADDRESS: STREET 1: 245 LYTTON AVE STREET 2: SUITE 300 CITY: PALO ALTO STATE: CA ZIP: 94301 FORMER COMPANY: FORMER CONFORMED NAME: SAND HILL ADVISORS INC/CA DATE OF NAME CHANGE: 19990210 13F-HR 1 sha3q09.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sand Hill Advisors, LLC Address: 245 Lytton Avenue, Suite 300 Palo Alto, CA 94301 13F File Number: 28-5390 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Cynde Lee Title: Director, Operations/Compliance Phone: (650)-854-9150 Signature, Place, and Date of Signing: /s/ Cynde Lee Palo Alto, CA November 10, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 74 Form13F Information Table Value Total: $131,422 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579Y101 2876 38975 SH Sole 37435 1540 AT&T Inc COM 00206R102 2182 80793 SH Sole 77551 3242 Abbott Labs COM 002824100 2179 44050 SH Sole 41815 2235 Aflac Inc COM 001055102 2396 56050 SH Sole 54295 1755 Amgen COM 031162100 319 5300 SH Sole 5300 Answers Corp Com COM 03662X100 631 69275 SH Sole 14707 54568 Applied Materials COM 038222105 3187 238225 SH Sole 230145 8080 BP PLC COM 055622104 3204 60195 SH Sole 57145 3050 BankAmerica Corp COM 060505104 226 13369 SH Sole 13369 Berkshire Hathaway Inc - CL B COM 084670207 409 123 SH Sole 123 Boston Private Finl Holdings COM 101119105 182 28144 SH Sole 17806 10338 Bridgeline Software, Inc. COM 10807Q205 80 66806 SH Sole 66806 Broadcaster Inc COM 11132B103 1 43043 SH Sole 43043 Canadian Oil Sands COM 13642L100 344 12000 SH Sole 12000 Cavium Networks, Inc. COM 14965A101 207 9658 SH Sole 9658 ChevronTexaco Corp COM 166764100 3443 48879 SH Sole 45434 3445 Cisco Systems COM 17275R102 321 13628 SH Sole 10731 2897 Clorox COM 189054109 251 4264 SH Sole 4264 Coca Cola COM 191216100 3395 63225 SH Sole 60935 2290 Dominion Resources COM 25746U109 2456 71185 SH Sole 67558 3627 E.I. du Pont de Nemours and Co COM 263534109 2712 84390 SH Sole 81330 3060 Ebix Inc. COM 278715206 6518 117743 SH Sole 89250 28493 Exxon Mobil Corporation COM 30231G102 2844 41457 SH Sole 40267 1190 Finisar Corporation COM 31787A101 7139 737500 SH Sole 737500 Fiserv Inc COM 337738108 383 7938 SH Sole 7938 General Electric COM 369604103 2944 179293 SH Sole 173007 6287 Glaxosmithkline PLC - ADR COM 37733W105 3070 77691 SH Sole 75048 2643 Goldman Sachs COM 38141G104 3800 20615 SH Sole 20010 605 Hana Biosciences Inc. COM 40963P105 155 276157 SH Sole 276157 Health Care Select Sector COM 81369y209 912 31800 SH Sole 31800 Intel COM 458140100 307 15700 SH Sole 15700 International Business Machine COM 459200101 2585 21610 SH Sole 20540 1070 J P Morgan Chase & Co. COM 46625H100 2923 66713 SH Sole 63413 3300 Johnson & Johnson COM 478160104 3037 49884 SH Sole 47340 2544 KLA Tencor COM 482480100 252 7040 SH Sole 7040 Linear Technology COM 535678106 3250 117613 SH Sole 112958 4655 Looksmart Ltd. COM 543442107 35 30400 SH Sole 30400 Lowe's Companies COM 548661107 2103 100445 SH Sole 96675 3770 Mako Surgical Corp Com COM 560879108 180 20509 SH Sole 8600 11909 McDonalds COM 580135101 1713 30015 SH Sole 28500 1515 Merck & Co Inc New Com COM 58933y105 264 8355 SH Sole 4270 4085 Microsoft COM 594918104 3490 135674 SH Sole 130704 4970 Morphicstechnology Inc Delawar COM 617998216 0 50000 SH Sole 50000 Neurogesx Inc Com COM 641252101 700 87472 SH Sole 19919 67553 Nike COM 654106103 2616 40435 SH Sole 38545 1890 Orexigen Therapeutics, Inc. COM 686164104 1055 107112 SH Sole 7000 100112 Paychex Inc COM 704326107 3224 110985 SH Sole 106730 4255 Pepsico COM 713448108 3268 55713 SH Sole 52747 2966 Procter & Gamble COM 742718109 3307 57099 SH Sole 53659 3440 Rigel Pharmaceuticals Inc. COM 766559603 108 13133 SH Sole 13133 Socket Mobile Inc Com New COM 83368e200 46 14152 SH Sole 14152 Somaxon Pharmaceuticals Inc. COM 834453102 619 260224 SH Sole 7500 252724 SourceForge, Inc. COM 83616w101 25 20000 SH Sole 20000 Southwest Airlines COM 844741108 109 11389 SH Sole 11389 Swift Energy COM 870738101 256 10800 SH Sole 10800 Telanetix, Inc. COM 879180107 100 1002950 SH Sole 1002950 Tellabs COM 879664100 180 26000 SH Sole 26000 Telular Corp Com New COM 87970T208 76 23613 SH Sole 7300 16313 Texas Instruments COM 882508104 2094 88392 SH Sole 88392 Thompson Creek Metals Com COM 884768102 250 20750 SH Sole 20750 Unify Corp Com New COM 904743200 279 104206 SH Sole 104206 United Parcel Service CL B COM 911312106 2600 46050 SH Sole 43825 2225 United Technologies COM 913017109 282 4628 SH Sole 4628 Vaxgen Inc Com New COM 922390208 176 247990 SH Sole 7100 240890 Virage Logic Corp Com COM 92763R104 486 93242 SH Sole 11521 81721 Walt Disney COM 254687106 2236 81421 SH Sole 78006 3415 Wave Systems Corp Com New COM 943526301 386 447500 SH Sole 447500 Wells Fargo COM 949746101 3013 106934 SH Sole 100799 6135 Workstream Inc. COM 981402100 55 183343 SH Sole 17718 165625 SPDR Trust Unit Series 1 ETF 78462F103 301 2850 SH Sole 2850 Standard and Poors Mid Cap Tru ETF 595635103 10749 85809 SH Sole 80144 5665 iShares MSCI EAFE Index ETF 464287465 413 7550 SH Sole 7550 iShares Tr S&P Midcap 400 ETF 464287507 13492 195674 SH Sole 186842 8832 12 175 SH Other 175
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