-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rl4Fx/FzIuokT/KdGOjc5eABFmxVj3gfn005NCKPcEnFZ+x4larbPCLi3dTdZ3qB 8J3FnHDAbroSa5TEh+ugLQ== 0001009022-09-000004.txt : 20091110 0001009022-09-000004.hdr.sgml : 20091110 20091110141813 ACCESSION NUMBER: 0001009022-09-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091110 DATE AS OF CHANGE: 20091110 EFFECTIVENESS DATE: 20091110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT MANAGEMENT OF VIRGINIA LLC CENTRAL INDEX KEY: 0001009022 IRS NUMBER: 541994290 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05332 FILM NUMBER: 091171442 BUSINESS ADDRESS: STREET 1: P.O. BOX 1156 CITY: RICHMOND STATE: VA ZIP: 23218-1156 BUSINESS PHONE: (804) 643-1100 MAIL ADDRESS: STREET 1: PO BOX 1156 CITY: RICHMOND STATE: VA ZIP: 23218-1156 FORMER COMPANY: FORMER CONFORMED NAME: SSCM LLC /VA DATE OF NAME CHANGE: 20000713 FORMER COMPANY: FORMER CONFORMED NAME: SCOTT & STRINGFELLOW CAPITAL MANAGEMENT INC/VA DATE OF NAME CHANGE: 19990329 13F-HR 1 imva13f.txt INVESTMENT MANAGEMENT OF VIRGINIA 13F REPORT FOR 09/30/2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/09 Check here if Amendment ( ); Amendment Number: __________ This Amendment(check only one):( ) is a restatement. ( ) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Investment Management of Virginia, LLC Address: P. O. Box 1156 Richmond, VA 23218-1156 Form 13F File Number: 28-5332 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John H. Bocock Title: Compliance Officer Phone: (804) 643-1100 Signature, Place, and Date of Signing: s/ John H. Bocock Richmond, VA November 10, 2009 (Signature) (City, State) (Date) Report Type (Check only one.): ( X ) 13F HOLDINGS REPORT.(Check here if all holdings of this reporting manager are reported in this report.) ( ) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ( ) 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: (If there are no entries in this list, omit this section.) Form 13F File Number Name 28-_________________ __________________________ (Repeat as necessary.) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 225 Form 13F Information Table Value Total: $246,188 (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. (If there are no entries in this list, state NONE and omit the column headings and list entries.) No. Form 13F File Number Name ____ 28-______________ ____ (Repeat as necessary.) Investment Management of Virginia, LLC FORM 13F September 30, 2009 Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579Y101 3886 52652.000SH Sole 37667.000 14985.000 159 2150.000 SH Other 1750.000 400.000 ADA-ES Inc. COM 005208103 157 44775.000SH Sole 43975.000 800.000 AFLAC Inc. COM 001055102 863 20200.000SH Sole 20200.000 17 400.000 SH Other 400.000 AT&T Inc. COM 00206R102 2141 79268.000SH Sole 51858.000 27410.000 129 4793.000 SH Other 3203.000 1590.000 Abbott Labs. COM 002824100 4921 99479.000SH Sole 75729.000 23750.000 230 4650.000 SH Other 4250.000 400.000 Advanced Energy Inds. COM 007973100 2805 196979.000SH Sole 171754.000 25225.000 Air Products And Chemicals COM 009158106 799 10305.000SH Sole 10305.000 208 2675.000 SH Other 2675.000 Albemarle Corporation COM 012653101 595 17200.000SH Sole 17200.000 Allied Cap Corp New COM 01903q108 33 10840.000SH Sole 7800.000 3040.000 Altisource Ptfl Solns Reg Shs REG SHS L0175J104 2229 154386.000SH Sole 139056.000 15330.000 Altria Group Inc. COM 02209S103 186 10429.000SH Sole 8779.000 1650.000 258 14500.000SH Other 14500.000 Amgen COM 031162100 60 1000.000 SH Sole 700.000 300.000 157 2600.000 SH Other 2600.000 Anadarko Petroleum COM 032511107 1055 16811.000SH Sole 16311.000 500.000 Apache Corp COM 037411105 737 8031.000 SH Sole 8031.000 73 800.000 SH Other 800.000 Applied Materials COM 038222105 270 20200.000SH Sole 20200.000 Archer Daniels Midland Corp UNIT 99/99/9999 039483201 256 6425 SH Sole 3725 2700 Arena Resources Inc. COM 040049108 533 15025.000SH Sole 13125.000 1900.000 Automatic Data Processing COM 053015103 2404 61165.000SH Sole 41475.000 19690.000 110 2800.000 SH Other 2600.000 200.000 Avon Prods Inc. COM 054303102 1306 38450.000SH Sole 34800.000 3650.000 BB&T Corp. COM 054937107 2163 79393.000SH Sole 70587.000 8806.000 170 6241.000 SH Other 5675.000 566.000 BP PLC Sponsored ADR COM 055622104 2622 49265.000SH Sole 32027.000 17238.000 157 2948.000 SH Other 2448.000 500.000 Bank of America Corp. COM 060505104 123 7256.000 SH Sole 3956.000 3300.000 230 13596.000SH Other 13596.000 Bank of New York Mellon Corp. COM 064058100 2143 73927.000SH Sole 50516.000 23411.000 40 1388.000 SH Other 200.000 1188.000 Baxter International COM 071813109 578 10132.000SH Sole 7782.000 2350.000 Becton, Dickinson & Co. COM 075887109 2722 39024.000SH Sole 28074.000 10950.000 28 400.000 SH Other 200.000 200.000 Berkshire Hathaway Inc. Class COM 084670108 303 3.000 SH Sole 3.000 Boeing Co. COM 097023105 1674 30920.000SH Sole 21320.000 9600.000 81 1500.000 SH Other 1100.000 400.000 Bottomline Technologies, Inc. COM 101388106 404 31300.000SH Sole 27400.000 3900.000 CH Robinson Worldwide, Inc. COM NEW 12541W209 202 3500.000 SH Sole 3500.000 CSX Corporation COM 126408103 211 5040.000 SH Sole 3440.000 1600.000 CVS Corp. COM 126650100 626 17520.000SH Sole 17520.000 Callaway Golf Co COM 131193104 207 27175.000SH Sole 24725.000 2450.000 Capital One Finl Corp. COM 14040h105 774 21650.000SH Sole 4426.000 17224.000 36 1000.000 SH Other 600.000 400.000 Caterpillar, Inc. COM 149123101 2101 40924.000SH Sole 30164.000 10760.000 31 600.000 SH Other 400.000 200.000 Cerner Corp. COM 156782104 288 3850.000 SH Sole 3850.000 Chesapeake Energy Corp COM 165167107 3425 120606.000SH Sole 117261.000 3345.000 Chevron Corp. COM 166764100 3994 56711.000SH Sole 38146.000 18565.000 372 5280.000 SH Other 4780.000 500.000 Cisco Systems COM 17275r102 3580 152068.000SH Sole 113268.000 38800.000 33 1400.000 SH Other 1400.000 Coca-Cola Company COM 191216100 3950 73554.000SH Sole 50762.000 22792.000 320 5963.000 SH Other 5363.000 600.000 Cognex Corp. COM 192422103 4548 277642.000SH Sole 242117.000 35525.000 Comstock Resources, Inc. COM NEW 205768203 417 10400.000SH Sole 9125.000 1275.000 Credit Suisse Asst Mgm Com COM 224916106 68 21244.000SH Sole 21244.000 Cree, Inc. COM 225447101 1795 48856.000SH Sole 41293.000 7563.000 DNP Select Income Fund Inc. COM 23325P104 89 10000.000SH Other 10000.000 Danaher Corp. COM 235851102 2015 29925.000SH Sole 20225.000 9700.000 27 400.000 SH Other 200.000 200.000 Devon Energy Corp COM 25179m103 237 3525.000 SH Sole 3525.000 Dominion Resources, Inc. VA Ne COM 25746u109 1707 49473.000SH Sole 29710.000 19763.000 333 9650.000 SH Other 8850.000 800.000 Dover Corp. COM 260003108 260 6700.000 SH Sole 5700.000 1000.000 Du Pont E I De Nemours & Co. COM 263534109 3383 105248.000SH Sole 71493.000 33755.000 108 3350.000 SH Other 2550.000 800.000 Duke Energy Corp. COM 26441C105 116 7348.000 SH Sole 675.000 6673.000 184 11700.000SH Other 11700.000 EMC Corp. COM 268648102 967 56775.000SH Sole 56775.000 24 1400.000 SH Other 1400.000 EPIQ Systems Inc. COM 26882D109 765 52747.000SH Sole 47973.000 4774.000 Emerson Elec Co COM 291011104 2322 57929.000SH Sole 47529.000 10400.000 297 7400.000 SH Other 7200.000 200.000 Ethan Allen Interiors, Inc. COM 297602104 340 20585.000SH Sole 17910.000 2675.000 Expeditors Int'l of Washington COM 302130109 585 16650.000SH Sole 11250.000 5400.000 Exxon Mobil Corp. COM 30231g102 6078 88583.000SH Sole 59508.000 29075.000 977 14238.000SH Other 12580.000 1658.000 FPL Group, Inc. COM 302571104 424 7674.000 SH Sole 5234.000 2440.000 Federated Investors Inc. COM 314211103 216 8200.000 SH Sole 8200.000 Fluor Corp. COM 343412102 1114 21900.000SH Sole 17625.000 4275.000 Forward Air Corp. COM 349853101 1760 76015.000SH Sole 63054.000 12961.000 Freeport McMoran Copper & Gold COM 35671D857 359 5229.000 SH Sole 5229.000 General Electric Co. COM 369604103 3558 216702.000SH Sole 157477.000 59225.000 405 24641.000SH Other 22641.000 2000.000 Genesee & Wyoming Inc. CL A 371559105 484 15950.000SH Sole 13800.000 2150.000 Gentex Corp. COM 371901109 3087 218194.000SH Sole 177769.000 40425.000 Gilead Sciences Inc. COM 375558103 271 5825.000 SH Sole 5825.000 Glaxo Smithkline PLC SPONSORED ADR 37733W105 158 4000.000 SH Sole 4000.000 51 1300.000 SH Other 1000.000 300.000 Gulf Island Fabrication, Inc. COM 402307102 207 11050.000SH Sole 10875.000 175.000 Halliburton Company COM 406216101 1296 47800.000SH Sole 34775.000 13025.000 Heinz (H. J.) Company COM 423074103 96 2414.000 SH Sole 414.000 2000.000 215 5400.000 SH Other 5400.000 Hewlett-Packard COM 428236103 15 316.000 SH Sole 316.000 189 4000.000 SH Other 4000.000 Hillenbrand Inc. COM 431571108 764 37510.000SH Sole 28635.000 8875.000 Home Diagnostics, Inc. COM 437080104 286 42325.000SH Sole 33500.000 8825.000 Intel Corporation COM 458140100 2963 151416.075SH Sole 108781.075 42635.000 127 6500.000 SH Other 6300.000 200.000 International Business Machs. COM 459200101 5356 44783.000SH Sole 33181.000 11602.000 449 3750.000 SH Other 3650.000 100.000 Ishares Cohen & Steers Rlty COHEN & ST RLTY 464287564 242 4975.000 SH Sole 4975.000 J. P. Morgan Chase COM 46625h100 3153 71959.000SH Sole 49109.000 22850.000 138 3140.000 SH Other 1800.000 1340.000 Johnson & Johnson COM 478160104 3561 58482.000SH Sole 38806.000 19676.000 90 1475.000 SH Other 1275.000 200.000 KBW Regional Banking ETF KBW REGN BK ETF 78464a698 210 9850.000 SH Sole 5580.000 4270.000 Kaydon Corp. COM 486587108 513 15812.000SH Sole 13762.000 2050.000 Kinder Morgan Energy Partners COM 494550106 583 10800.000SH Sole 5800.000 5000.000 181 3350.000 SH Other 3350.000 Kraft Foods, Inc. Class A COM 50075n104 328 12480.000SH Sole 8939.000 3541.000 281 10692.000SH Other 10692.000 L3 Communications Hldg. COM 502424104 410 5100.000 SH Sole 5100.000 8 100.000 SH Other 100.000 Level 3 Communications COM 52729N100 42 30000.000SH Sole 30000.000 Liberty Property Trust SH BEN INT 531172104 97 2970.000 SH Sole 2400.000 570.000 114 3500.000 SH Other 3500.000 Lilly Eli & Co COM 532457108 1237 37465.000SH Sole 25385.000 12080.000 89 2700.000 SH Other 2500.000 200.000 Lowes Cos Inc COM 548661107 1789 85423.000SH Sole 62498.000 22925.000 6 300.000 SH Other 300.000 Luminex Corp. COM 55027e102 3824 224970.000SH Sole 191725.000 33245.000 Markel Corp COM 570535104 8 25.000 SH Sole 25.000 315 955.000 SH Other 955.000 Mastercard Inc Cl A CL A 57636Q104 318 1575.000 SH Sole 1575.000 McDermott Int'l COM 580037109 8407 332677.000SH Sole 297579.000 35098.000 Medco Health Solutions, Inc. COM 58405U102 667 12059.000SH Sole 11723.000 336.000 58 1048.000 SH Other 1048.000 Media General Class A CL A 584404107 103 12042.000SH Sole 12042.000 Medical Properties Trust Inc. COM 58463J304 231 29600.000SH Sole 18710.000 10890.000 23 3000.000 SH Other 3000.000 Merck & Co., Inc. COM 58933Y105 124 3910.000 SH Sole 3910.000 147 4650.000 SH Other 4650.000 Micros Sys. Inc. COM 594901100 4618 152949.000SH Sole 127624.000 25325.000 Microsoft Corp. COM 594918104 4683 182092.000SH Sole 131931.000 50161.000 37 1450.000 SH Other 500.000 950.000 Molex Inc COM 608554101 2072 99250.000SH Sole 77250.000 22000.000 Montpelier RE Holdings, Ltd. COM g62185106 2377 145638.000SH Sole 127513.000 18125.000 National Oilwell Varco, Inc. COM 637071101 314 7288.000 SH Sole 7028.000 260.000 Natural Gas Services Group Inc COM 63886Q109 901 51150.000SH Sole 45475.000 5675.000 Newmarket Corp. COM 651587107 313 3360.000 SH Sole 3360.000 Noble Drilling Corporation (Ca NAMEN AKT H5833N103 3052 80408.000SH Sole 69033.000 11375.000 Norfolk Southern Corp. COM 655844108 2028 47043.000SH Sole 29993.000 17050.000 95 2200.000 SH Other 1200.000 1000.000 Northern Trust Corp. COM 665859104 420 7225.000 SH Sole 7225.000 Occidental Petroleum COM 674599105 282 3593.000 SH Sole 93.000 3500.000 Ocwen Financial Corp. COM 675746309 5251 463873.000SH Sole 417873.000 46000.000 Oneok Inc. COM 682680103 379 10342.000SH Sole 6868.000 3474.000 Pepsico, Inc. COM 713448108 3816 65045.000SH Sole 47670.000 17375.000 446 7600.000 SH Other 7400.000 200.000 Perot Sys. Corp. COM 714990546 1409 47455.000SH Sole 42605.000 4850.000 Perrigo Co. COM 714290103 3096 91083.000SH Sole 77183.000 13900.000 Petrohawk Energy Corp. COM 716495106 563 23275.000SH Sole 12125.000 11150.000 Petroleo Brasileiro SA Sponsor SPONSORED ADR 71654V408 294 6400.000 SH Other 6400.000 Pfizer Inc. COM 717081103 1867 112833.563SH Sole 78810.563 34023.000 64 3850.000 SH Other 2900.000 950.000 Philip Morris International, I COM 718172109 1958 40182.000SH Sole 38532.000 1650.000 707 14500.000SH Other 14500.000 Piedmont Nat Gas Inc. COM 720186105 350 14600.000SH Sole 6800.000 7800.000 36 1500.000 SH Other 1500.000 Procter & Gamble Co. COM 742718109 4991 86178.000SH Sole 66103.000 20075.000 87 1500.000 SH Other 700.000 800.000 Putnam Premier Income Trust SH BEN INT 746853100 121 20755.000SH Sole 20755.000 Quidel Corp. COM 74838J101 1791 110338.000SH Sole 89538.000 20800.000 RPM, Inc. COM 749685103 303 16380.000SH Sole 9600.000 6780.000 Range Resources Corp. COM 75281a109 1213 24579.000SH Sole 23962.000 617.000 Royal Dutch Shell PLC Class A COM 780259206 2187 38234.000SH Sole 28309.000 9925.000 46 800.000 SH Other 600.000 200.000 SAP Aktiengesellschaft Sponsor SPONSORED ADR 803054204 1296 26525.000SH Sole 22725.000 3800.000 Schlumberger Limited COM 806857108 3532 59260.000SH Sole 47845.000 11415.000 30 500.000 SH Other 300.000 200.000 Simpson Manufacturing Co. Inc. COM 829073105 646 25555.000SH Sole 21930.000 3625.000 Smith Intl Inc COM 832110100 235 8175.000 SH Sole 8175.000 Somanetics Corp. COM NEW 834445405 432 26800.000SH Sole 23225.000 3575.000 Southern Co. COM 842587107 190 6000.000 SH Sole 2800.000 3200.000 171 5400.000 SH Other 5400.000 Southwestern Energy Company COM 845467109 2219 51980.000SH Sole 48605.000 3375.000 Stryker Corp COM 863667101 266 5850.000 SH Sole 5850.000 Superior Energy Services COM 868157108 768 34100.000SH Sole 31125.000 2975.000 Sysco Corp. COM 871829107 1804 72578.000SH Sole 57128.000 15450.000 206 8300.000 SH Other 8300.000 T. Rowe Price Group Inc. COM 74144T108 2449 53589.000SH Sole 43914.000 9675.000 TNS Inc. COM 872960109 4816 175780.000SH Sole 148980.000 26800.000 Teva Pharmaceutical Inds ADR COM 881624209 1689 33398.000SH Sole 28973.000 4425.000 Thermo Fisher Scientific COM 883556102 1871 42855.000SH Sole 31080.000 11775.000 9 200.000 SH Other 200.000 Three D Systems Corp. COM 88554d205 4588 497102.000SH Sole 443239.000 53863.000 Tidewater, Inc. COM 886423102 534 11350.000SH Sole 11350.000 Tortoise Energy Infra COM 89147L100 315 11790.000SH Sole 7050.000 4740.000 Transocean Inc. COM H8817H100 491 5746.000 SH Sole 5627.000 119.000 Tri-Continental Corp. COM 895436103 251 22790.796SH Other 22790.796 UDR Inc. COM 902653104 127 8048.000 SH Sole 5402.000 2646.000 324 20585.000SH Other 19453.000 1132.000 UGI Corp. COM 902681105 271 10810.000SH Sole 6930.000 3880.000 Ultra Petroleum Corp. COM 903914109 5402 110340.000SH Sole 101610.000 8730.000 Unilever PLC ADR COM 904784709 276 9570.000 SH Sole 6000.000 3570.000 United Technologies Corp. COM 913017109 2562 42045.000SH Sole 28820.000 13225.000 61 1000.000 SH Other 800.000 200.000 Ventas Inc. COM 92276F100 234 6090.000 SH Sole 3780.000 2310.000 Verizon Communications COM 92343v104 244 8076.000 SH Sole 1104.000 6972.000 23 774.000 SH Other 774.000 Visa Inc. CL A 92826C839 788 11400.000SH Sole 7775.000 3625.000 17 250.000 SH Other 150.000 100.000 WD 40 Company COM 929236107 460 16210.000SH Sole 14010.000 2200.000 20 700.000 SH Other 700.000 Wal-Mart Stores COM 931142103 1826 37195.000SH Sole 31007.000 6188.000 216 4400.000 SH Other 4400.000 Walgreen Co. COM 931422109 3140 83813.000SH Sole 60138.000 23675.000 15 400.000 SH Other 200.000 200.000 Waters Corp. COM 941848103 813 14559.000SH Sole 14059.000 500.000 Weatherford International Lt. COM H27013103 2765 133402.000SH Sole 130702.000 2700.000 25 1200.000 SH Other 1200.000 Wells Fargo & Co. COM 949746101 3540 125617.000SH Sole 90751.000 34866.000 198 7025.000 SH Other 6107.000 918.000 White Mountains Group Bermuda COM G9618E107 579 1887.000 SH Sole 1206.000 681.000 Whitney Hldg Corp. COM 966612103 1460 153045.000SH Sole 116495.000 36550.000 Wyeth COM 983024100 156 3220.000 SH Sole 2800.000 420.000 155 3200.000 SH Other 3200.000 Yum Brands, Inc. COM 988498101 562 16645.000SH Sole 16325.000 320.000
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