0001009012-21-000007.txt : 20210427
0001009012-21-000007.hdr.sgml : 20210427
20210427122751
ACCESSION NUMBER: 0001009012-21-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210427
DATE AS OF CHANGE: 20210427
EFFECTIVENESS DATE: 20210427
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZAZOVE ASSOCIATES LLC
CENTRAL INDEX KEY: 0001009012
IRS NUMBER: 363984373
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05338
FILM NUMBER: 21857493
BUSINESS ADDRESS:
STREET 1: 520 LAKE COOK ROAD
STREET 2: SUITE 178
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 8472397100
MAIL ADDRESS:
STREET 1: 520 LAKE COOK ROAD
STREET 2: SUITE 178
CITY: DEERFIELD
STATE: IL
ZIP: 60015
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001009012
XXXXXXXX
03-31-2021
03-31-2021
ZAZOVE ASSOCIATES LLC
520 LAKE COOK ROAD
SUITE 178
DEERFIELD
IL
60015
13F HOLDINGS REPORT
028-05338
N
STEVEN M KLEIMAN
Executive Partner
8472397100
STEVEN M KLEIMAN
Deerfield
IL
04-27-2021
0
116
848
false
INFORMATION TABLE
2
13F_03312021.xml
SCHEDULE 13F
AES
UNIT 99/99/9999
00130H204
1545
15000
SH
SOLE
15000
0
0
ANTERO MIDSTREAM
COM
03676B102
2032
225000
SH
SOLE
225000
0
0
APOLLO SENIOR FLOATING RATE
COM
037636107
216
14507
SH
SOLE
14507
0
0
BLACKROCK FLOATING RATE INCOME STRATEGIES FUND
COM
09255X100
498
38276
SH
SOLE
38276
0
0
BLUEKNIGHT ENERGY PARTNERS
COM UNIT
09625U109
8154
2516798
SH
SOLE
2516798
0
0
BRAEMAR HOTELS & RESORTS
COM
10482B101
8466
1394804
SH
SOLE
1394804
0
0
CHURCHILL CAPITAL CORP IV
*W EXP 08/04/202
171439110
874
77500
SH
SOLE
77500
0
0
CLEAR CHANNEL HOLDINGS, INC
COM
18453H106
4296
2386572
SH
SOLE
2386572
0
0
CLOVER HEALTH INVESTMENTS
*W EXP 04/21/202
18914F111
995
633805
SH
SOLE
633805
0
0
COLONY CAPITAL
CL A COM
19626G108
324
50000
SH
SOLE
50000
0
0
CUMULUS MEDIA INC
COM CL A
231082801
9559
1049304
SH
SOLE
1049304
0
0
CURIOSITYSTREAM
*W EXP 10/14/202
23130Q115
108
21068
SH
SOLE
21068
0
0
CURO GROUP
COM
23131L107
1233
84537
SH
SOLE
84537
0
0
DASEKE
*W EXP 02/27/202
23753F115
203
628209
SH
SOLE
628209
0
0
EATON VANCE SENIOR INCOME TRUST
SH BEN INT
27826S103
241
36329
SH
SOLE
36329
0
0
EATON VANCE LIMITED DURATION INCOME FUND
COM
27828H105
2744
217221
SH
SOLE
217221
0
0
ENTERPRISE PRODUCTS PARTNERS, L.P.
COM
293792107
324
14710
SH
SOLE
14710
0
0
EOS ENERGY ENTERPRISES
*W EXP 05/06/202
29415C119
3812
427080
SH
SOLE
427080
0
0
GDL FUND
COM SH BEN IT
361570104
1816
203318
SH
SOLE
203318
0
0
GENESIS ENERGY L.P.
UNIT LTD PARTN
371927104
191
20500
SH
SOLE
20500
0
0
HOSTESS BRANDS
*W EXP 11/04/202
44109J114
2772
1817823
SH
SOLE
1817823
0
0
KAYNE ANDERSON MLP INVESTMENT COMPANY
COM
486606106
3105
433088
SH
SOLE
433088
0
0
KAYNE ANDERSON MIDSTREAM/ENERGY FUND
COM
48661E108
1965
295073
SH
SOLE
295073
0
0
LANDSEA HOMES
COM
51509P103
3048
318796
SH
SOLE
318796
0
0
LANDSEA HOMES
*W EXP 01/07/202
51509P111
752
2935718
SH
SOLE
2935718
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
432
2783
SH
SOLE
2783
0
0
NEW YORK COMMUNITY BANCORP TRUST
UNIT 11/01/2051
64944P307
1699
34230
SH
SOLE
34230
0
0
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND
COM SHS
6706EN100
441
46255
SH
SOLE
46255
0
0
NUVEEN CREDIT STRATEGIES INCOME FUND
COM SHS
67073D102
1892
291105
SH
SOLE
291105
0
0
OCCIDENTAL PETROLEUM
*W EXP 08/03/202
674599162
5943
500000
SH
SOLE
500000
0
0
REVANCE THERAPEUTICS
COM
761330109
1460
52235
SH
SOLE
52235
0
0
SALIENT MIDSTREAM & MLP FUND
SH BEN INT
79471V105
799
156650
SH
SOLE
156650
0
0
STAR PEAK ENERGY TRANSITION
*W EXP 08/11/202
855185112
1499
105262
SH
SOLE
105262
0
0
SUNRUN
COM
86771W105
244
4028
SH
SOLE
4028
0
0
USA COMPRESSION PARTNERS
COMUNIT LTDPAR
90290N109
2323
151715
SH
SOLE
151715
0
0
UBER TECHNOLOGIES
COM
90353T100
405
7422
SH
SOLE
7422
0
0
URBAN ONE
CL D NON VTG
91705J204
4324
2470859
SH
SOLE
2470859
0
0
US ECOLOGY
*W EXP 10/17/202
91734M111
2181
242372
SH
SOLE
242372
0
0
WILLSCOT MOBILE MINI HOLDINGS
COM CL A
971378104
235
8470
SH
SOLE
8470
0
0
NOVOCURE
ORD SHS
G6674U108
495
3744
SH
SOLE
3744
0
0
PAYSAFE
*W EXP 08/11/202
G6964L115
1239
287177
SH
SOLE
287177
0
0
REPLAY ACQUISITION
*W EXP 03/01/202
G75130115
86
71031
SH
SOLE
71031
0
0
AIR TRANSPORT SERVICES GROUP
NOTE 1.125%10/1
00922RAB1
25764
22891000
PRN
SOLE
0
0
0
AKAMAI TECH
NOTE 0.125% 5/0
00971TAJ0
10071
8310000
PRN
SOLE
0
0
0
AKAMAI TECH
NOTE 0.375% 9/0
00971TAL5
63902
58690000
PRN
SOLE
0
0
0
ALTERYX
NOTE 1.000% 8/0
02156BAF0
12441
13625000
PRN
SOLE
0
0
0
ATLAS AIR WORLDWIDE HOLDINGS, INC
NOTE 1.875% 6/0
049164BJ4
13634
11282000
PRN
SOLE
0
0
0
BAOZUN
NOTE 1.625% 5/0
06684LAB9
3424
3300000
PRN
SOLE
0
0
0
CSG SYSTEMS INTERNATIONAL, INC
NOTE 4.250% 3/1
126349AF6
6643
6297000
PRN
SOLE
0
0
0
COLONY CAPITAL
NOTE 5.000% 4/1
19624RAA4
1881
1853000
PRN
SOLE
0
0
0
INVITATION HOMES
NOTE 3.500% 1/1
19625XAB8
496
350000
PRN
SOLE
0
0
0
ATLANTICUS HOLDINGS
NOTE 5.875%11/3
20478NAD2
6218
4693000
PRN
SOLE
0
0
0
CONMED CORP
NOTE 2.625% 2/0
207410AF8
7075
4519000
PRN
SOLE
0
0
0
CORENERGY INFRASTRUCTURE TRUST
NOTE 5.875% 8/1
21870UAC0
1449
1575000
PRN
SOLE
0
0
0
COWEN INC
NOTE 3.000%12/1
223622AE1
2577
1250000
PRN
SOLE
0
0
0
CYBERARK SOFTWARE
NOTE 11/1
23248VAB1
9298
8585000
PRN
SOLE
0
0
0
DISH NETWORK
NOTE 2.375% 3/1
25470MAD1
959
1000000
PRN
SOLE
0
0
0
EURONET WORLDWIDE INC
NOTE 0.750% 3/1
298736AL3
4154
3630000
PRN
SOLE
0
0
0
FLEXION THERAPEUTICS
NOTE 3.375% 5/0
33938JAB2
16288
17938000
PRN
SOLE
0
0
0
FORTIVE
NOTE 0.875% 2/1
34959JAK4
3399
3345000
PRN
SOLE
0
0
0
GREENBRIER COMPANIES
NOTE 2.875% 2/0
393657AK7
4330
3950000
PRN
SOLE
0
0
0
HC2 HOLDINGS
NOTE 7.500% 8/0
404139AG2
14449
12363000
PRN
SOLE
0
0
0
HARMONIC INC
DBCV 2.000% 9/0
413160AD4
1701
1500000
PRN
SOLE
0
0
0
HELIX ENERGY SOLUTIONS GROUP
NOTE 4.250% 5/0
42330PAH0
747
750000
PRN
SOLE
0
0
0
HELIX ENERGY SOLUTIONS GROUP
NOTE 6.750% 2/1
42330PAK3
13664
11729000
PRN
SOLE
0
0
0
HOPE BANCORP
NOTE 2.000% 5/1
43940TAB5
9116
9231000
PRN
SOLE
0
0
0
ISTAR INC
NOTE 3.125% 9/1
45031UCB5
3703
2800000
PRN
SOLE
0
0
0
ILLUMINA INC
NOTE 8/1
452327AK5
15807
13290000
PRN
SOLE
0
0
0
INSIGHT ENTERPRISES
NOTE 0.750% 2/1
45765UAB9
2624
1780000
PRN
SOLE
0
0
0
INSMED
NOTE 1.750% 1/1
457669AA7
292
260000
PRN
SOLE
0
0
0
INTERCEPT PHARMACEUTICALS
NOTE 3.250% 7/0
45845PAA6
826
1000000
PRN
SOLE
0
0
0
INTERDIGITAL, INC
NOTE 2.000% 6/0
45867GAB7
34107
31876000
PRN
SOLE
0
0
0
JAZZ INVESTMENTS I
NOTE 1.500% 8/1
472145AD3
6357
5835000
PRN
SOLE
0
0
0
KBR
NOTE 2.500%11/0
48242WAB2
11505
7277000
PRN
SOLE
0
0
0
KAMAN CORPORATION
NOTE 3.250% 5/0
483548AF0
71495
65894000
PRN
SOLE
0
0
0
LENDINGTREE
NOTE 0.625% 6/0
52603BAA5
4213
3500000
PRN
SOLE
0
0
0
LIBERTY LATIN AMERICA
NOTE 2.000% 7/1
53069QAB5
789
800000
PRN
SOLE
0
0
0
LIBERTY INTERACTIVE LLC
DEB 3.750% 2/1
530715AL5
978
1266000
PRN
SOLE
0
0
0
LIBERTY MEDIA
NOTE 1.375%10/1
531229AB8
60842
47533000
PRN
SOLE
0
0
0
LIVE NATION ENTERTAINMENT
NOTE 2.000% 2/1
538034AU3
1669
1500000
PRN
SOLE
0
0
0
LUMENTUM HOLDINGS
NOTE 0.500%12/1
55024UAD1
26365
22607000
PRN
SOLE
0
0
0
MFA FINANCIAL
NOTE 6.250% 6/1
55272XAA0
519
518000
PRN
SOLE
0
0
0
MARRIOTT VACATIONS WORLDWIDE CORP
NOTE 1.500% 9/1
57164YAB3
1711
1319000
PRN
SOLE
0
0
0
MERITOR
NOTE 3.250%10/1
59001KAF7
1733
1500000
PRN
SOLE
0
0
0
MESA LABORATORIES
NOTE 1.375% 8/1
59064RAA7
9975
9115000
PRN
SOLE
0
0
0
NRG ENERGY, INC
DBCV 2.750% 6/0
629377CG5
12629
10875000
PRN
SOLE
0
0
0
NABORS INDUSTRIES INC
NOTE 0.750% 1/1
62957HAB1
936
1250000
PRN
SOLE
0
0
0
NEOGENOMICS
NOTE 0.250% 1/1
64049MAB6
6225
6125000
PRN
SOLE
0
0
0
NEVRO CORP
NOTE 2.750% 4/0
64157FAC7
2276
1500000
PRN
SOLE
0
0
0
NUVASIVE, INC
NOTE 0.375% 3/1
670704AJ4
1742
1710000
PRN
SOLE
0
0
0
OIL STATES INTERNATIONAL INC.
NOTE 1.500% 2/1
678026AH8
1283
1350000
PRN
SOLE
0
0
0
OMEROS
NOTE 5.250% 2/1
682143AG7
1243
1000000
PRN
SOLE
0
0
0
PDC ENERGY INC
NOTE 1.125% 9/1
69327RAD3
773
777000
PRN
SOLE
0
0
0
PALO ALTO NETWORKS
NOTE 0.750% 7/0
697435AD7
15562
11785000
PRN
SOLE
0
0
0
PEBBLEBROOK HOTEL TRUST
NOTE 1.750%12/1
70509VAA8
30297
25730000
PRN
SOLE
0
0
0
PINDUODUO
NOTE 12/0
722304AC6
18352
17385000
PRN
SOLE
0
0
0
BOOKING HOLDINGS
NOTE 0.900% 9/1
741503AX4
66803
56613000
PRN
SOLE
0
0
0
PROOFPOINT
NOTE 0.250% 8/1
743424AF0
1606
1500000
PRN
SOLE
0
0
0
PROSPECT CAPITAL CORPORATION
NOTE 6.375% 3/0
74348TAT9
6391
5890000
PRN
SOLE
0
0
0
PURE STORAGE INC
NOTE 0.125% 4/1
74624MAB8
1653
1500000
PRN
SOLE
0
0
0
REVANCE THERAPEUTICS
NOTE 1.750% 2/1
761330AB5
17558
15650000
PRN
SOLE
0
0
0
RINGCENTRAL
NOTE 3/0
76680RAF4
3213
2927000
PRN
SOLE
0
0
0
SHIP FINANCE INTERNATIONAL
NOTE 4.875% 5/0
824689AG8
1203
1225000
PRN
SOLE
0
0
0
SHOPIFY
NOTE 0.125%11/0
82509LAA5
10328
9030000
PRN
SOLE
0
0
0
SMART GLOBAL HOLDINGS
NOTE 2.250% 2/1
83205YAB0
36455
27630000
PRN
SOLE
0
0
0
SOUTHWEST AIRLINES
NOTE 1.250% 5/0
844741BG2
6413
3724000
PRN
SOLE
0
0
0
SPLUNK
NOTE 0.500% 9/1
848637AC8
2920
2550000
PRN
SOLE
0
0
0
SPLUNK
NOTE 1.125% 9/1
848637AD6
1499
1270000
PRN
SOLE
0
0
0
SUMMIT HOTEL PROPERTIES
NOTE 1.500% 2/1
866082AA8
4472
4040000
PRN
SOLE
0
0
0
SUPERNUS PHARMACEUTICALS
NOTE 0.625% 4/0
868459AD0
483
500000
PRN
SOLE
0
0
0
SIXTH STREET SPECIALTY LENDING
NOTE 4.500% 8/0
87265KAD4
8882
7895000
PRN
SOLE
0
0
0
TEAM
NOTE 5.000% 8/0
878155AE0
1007
1017000
PRN
SOLE
0
0
0
TEEKAY
NOTE 5.000% 1/1
87900YAE3
5228
5446000
PRN
SOLE
0
0
0
THERAVANCE BIOPHARMA
NOTE 3.250%11/0
88339KAA0
3246
3182000
PRN
SOLE
0
0
0
TWITTER
NOTE 1.000% 9/1
90184LAD4
1039
1000000
PRN
SOLE
0
0
0
JOYY INC
NOTE 0.750% 6/1
98426TAD8
1649
1360000
PRN
SOLE
0
0
0