0001009012-16-000013.txt : 20160128
0001009012-16-000013.hdr.sgml : 20160128
20160128155815
ACCESSION NUMBER: 0001009012-16-000013
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160128
DATE AS OF CHANGE: 20160128
EFFECTIVENESS DATE: 20160128
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZAZOVE ASSOCIATES LLC
CENTRAL INDEX KEY: 0001009012
IRS NUMBER: 363984373
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05338
FILM NUMBER: 161368741
BUSINESS ADDRESS:
STREET 1: 1033 SKOKIE BLVD., SUITE 310
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
BUSINESS PHONE: 8472397100
MAIL ADDRESS:
STREET 1: 1033 SKOKIE BLVD., SUITE 310
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001009012
XXXXXXXX
12-31-2015
12-31-2015
ZAZOVE ASSOCIATES LLC
1033 SKOKIE BLVD., SUITE 310
NORTHBROOK
IL
60062
13F HOLDINGS REPORT
028-05338
N
Steven M. Kleiman
COO
8472397100
Steven M. Kleiman
Northbrook
IL
01-28-2016
0
124
2130
false
INFORMATION TABLE
2
13F123115.xml
SCHEDULE 13F
BLACKROCK DEBT STRATEGIES FUND INC
COM
09255R103
630
186921
SH
SOLE
186921
0
0
CALLAWAY GOLF CO.
COM
131193104
4147
440251
SH
SOLE
440251
0
0
VELOCITYSHARES 3X SILVER ETN
VELOCITY SHS EXC
22539T597
98
10000
SH
SOLE
10000
0
0
CUMULUS MEDIA INC
CL A
231082108
1795
5436616
SH
SOLE
5436616
0
0
DURECT CORPORATION
COM
266605104
619
280161
SH
SOLE
280161
0
0
EASTMAN KODAK COMPANY
COM NEW
277461406
2334
186146
SH
SOLE
186146
0
0
EATON VANCE LIMITED DURATION INCOME FUND
COM
27828H105
2575
201785
SH
SOLE
201785
0
0
EL PASO ENERGY CAPITAL TRUST
PFD CV TR SECS
283678209
1025
25000
SH
SOLE
25000
0
0
EMMIS COMMUNICATION
CL A
291525103
941
1470596
SH
SOLE
1470596
0
0
EMMIS COMMUNICATIONS CORP
PFD CV SER A
291525202
613
359597
SH
SOLE
359597
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
7166
467168
SH
SOLE
467168
0
0
IRIDIUM COMMUNICATIONS
PERP PFD CNV B
46269C409
4375
14000
SH
SOLE
14000
0
0
JP MORGAN CHASE & CO.
COM
46625H100
330
5000
SH
SOLE
5000
0
0
KEYCORP
PFD 7.75 SR A
493267405
8110
61676
SH
SOLE
61676
0
0
NORTHSTAR REALTY FINANCE CORP
COM
66704R803
2468
144902
SH
SOLE
144902
0
0
NORTHSTAR REALTY EUROPE CORP
COM
66706L101
570
48300
SH
SOLE
48300
0
0
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND
COM SHS
6706EN100
339
34542
SH
SOLE
34542
0
0
NUVEEN FLOATING RATE INCOME FUND
COM
67072T108
328
32071
SH
SOLE
32071
0
0
NUVEEN CREDIT STRATEGIES INCOME FUND
COM SHS
67073D102
1945
248024
SH
SOLE
248024
0
0
RADIO ONE, INC.
CL D NON VTG
75040P405
3413
1984333
SH
SOLE
1984333
0
0
STANLEY BLACK & DECKER INC
COM
854502101
35500
332618
SH
SOLE
332618
0
0
THOMPSON CREEK METALS COMPANY, INC.
COM
884768102
402
1989342
SH
SOLE
1989342
0
0
WELLS FARGO & COMPANY
PERP PFD CNV A
949746804
13616
11708
SH
SOLE
11708
0
0
WELLTOWER INC.
6.50 PFD PREPET
95040Q203
78896
1302350
SH
SOLE
1302350
0
0
STAR BULK CARRIERS CORP
SHS NEW
Y8162K121
377
623660
SH
SOLE
623660
0
0
KINDER MORGAN ENERGY PARTNERS
*W EXP 05/25/201
49456B119
806
13418930
SH
SOLE
13418930
0
0
EASTMAN KODAK
*W EXP 09/03/201
277461133
36
13144
SH
SOLE
13144
0
0
EASTMAN KODAK
*W EXP 09/03/201
277461141
24
13144
SH
SOLE
13144
0
0
JP MORGAN CHASE & CO.
*W EXP 10/28/201
46634E114
1173
49500
SH
SOLE
49500
0
0
BANK OF AMERICA
*W EXP 01/16/201
060505146
2706
465013
SH
SOLE
465013
0
0
GENERAL MOTORS CORP - CLASS B
*W EXP 07/10/201
37045V126
16845
1033807
SH
SOLE
1033807
0
0
AMERICAN INTERNATIONAL GROUP
*W EXP 01/19/202
026874156
367
15447
SH
SOLE
15447
0
0
NEW YORK COMMUNITY BANCORP TRUST
UNIT 11/01/2051
64944P307
35556
712905
SH
SOLE
712905
0
0
ANI PHARMACEUTICALS, INC.
NOTE 3.000 12/0
00182CAA1
4442
4550000
PRN
SOLE
0
0
0
AEGEAN MARINE PETROLEUM NETWORK
NOTE 4.000 11/0
Y0020QAA9
811
940000
PRN
SOLE
0
0
0
XILINX, INC
NOTE 2.625 6/1
983919AF8
55340
34028000
PRN
SOLE
0
0
0
WORKDAY, INC
NOTE 0.750 7/1
98138HAC5
7206
6290000
PRN
SOLE
0
0
0
ANTHEM, INC.
NOTE 2.750 10/1
94973VBG1
5833
3050000
PRN
SOLE
0
0
0
TOLL BROTHERS, INC.
NOTE 0.500 9/1
88947EAM2
768
760000
PRN
SOLE
0
0
0
TIVO INC.
NOTE 2.000 10/0
888706AF5
12616
14542000
PRN
SOLE
0
0
0
TEVA PHARM (SERIES C)
DBCV 0.250 2/0
88163VAE9
130650
83413000
PRN
SOLE
0
0
0
TPG SPECIALTY LENDING, INC.
NOTE 4.500 12/1
87265KAB8
37566
38040000
PRN
SOLE
0
0
0
SUNEDISON, INC.
NOTE 2.000 10/0
86732YAC3
1296
2400000
PRN
SOLE
0
0
0
STILLWATER MINING CO.
NOTE 1.750 10/1
86074QAL6
62000
64921000
PRN
SOLE
0
0
0
SPIRIT REALTY CAPITAL, INC.
NOTE 2.875 5/1
84860WAA0
1853
1940000
PRN
SOLE
0
0
0
SPECTRANETICS CORPORATION
MTNF 2.625 6/0
84760CAA5
11272
14851000
PRN
SOLE
0
0
0
SOLAZYME INC.
NOTE 5.000 10/0
83415TAC5
7561
15510000
PRN
SOLE
0
0
0
SOLAZYME INC.
NOTE 6.000 2/0
83415TAB7
4558
8590000
PRN
SOLE
0
0
0
SERVICESOURCE INTERNATIONAL INC
NOTE 1.500 8/0
81763UAB6
1349
1580000
PRN
SOLE
0
0
0
SEQUENOM INC.
NOTE 5.000 1/0
817337AC2
7635
9110000
PRN
SOLE
0
0
0
SEACOR HOLDING INC
NOTE 2.500 12/1
811904AM3
7560
8080000
PRN
SOLE
0
0
0
SEACOR HOLDING INC
NOTE 3.000 11/1
81170YAB5
2514
3145000
PRN
SOLE
0
0
0
SAFEGUARD SCIENTIFICS
DBCV 5.250 5/1
786449AK4
2915
2650000
PRN
SOLE
0
0
0
ROYAL GOLD, INC
NOTE 2.875 6/1
780287AA6
36194
39610000
PRN
SOLE
0
0
0
RESOURCE CAPITAL CORPORATION
NOTE 8.000 1/1
76120WAB0
20438
21290000
PRN
SOLE
0
0
0
RED HAT, INC
NOTE 0.250 10/0
756577AD4
1988
1530000
PRN
SOLE
0
0
0
REDWOOD TRUST, INC
NOTE 5.625 11/1
749772AB5
557
600000
PRN
SOLE
0
0
0
ALCOA INC
NOTE 1.625 10/1
74973WAB3
75617
73593000
PRN
SOLE
0
0
0
RPM INTERNATIONAL, INC
NOTE 2.250 12/1
749685AT0
38611
33812000
PRN
SOLE
0
0
0
PROSPECT CAPITAL CORPORATION
NOTE 4.750 4/1
74348TAQ5
92819
106224000
PRN
SOLE
0
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.875 1/1
74348TAM4
383
400000
PRN
SOLE
0
0
0
PRICELINE.COM
NOTE 0.900 9/1
741503AX4
16003
15835000
PRN
SOLE
0
0
0
PRICELINE.COM
NOTE 0.350 6/1
741503AS5
9500
8000000
PRN
SOLE
0
0
0
PRICELINE.COM
NOTE 1.000 3/1
741503AQ9
78685
55194000
PRN
SOLE
0
0
0
PORTFOLIO RECOVERY ASSOCIATES, INC.
NOTE 3.000 8/0
73640QAB1
29357
35158000
PRN
SOLE
0
0
0
PDL BIOPHARMA INC
NOTE 4.000 2/0
69329YAF1
18016
22590000
PRN
SOLE
0
0
0
NVIDIA CORP
NOTE 1.000 12/0
67066GAC8
25379
15305000
PRN
SOLE
0
0
0
NATIONAL HEALTH INVESTORS, INC.
NOTE 3.250 4/0
63633DAE4
13847
14067000
PRN
SOLE
0
0
0
NXP SEMICONDUCTORS NV
DBCV 1.000 12/0
62952QAB6
6868
6250000
PRN
SOLE
0
0
0
MOLINA HEALTHCARE INC
DBCV 1.625 8/1
60855RAD2
9376
7800000
PRN
SOLE
0
0
0
MODUSLINK GLOBAL SOLUTIONS, INC. (144A-SEASONED)
NOTE 5.250 3/0
60786LAB3
540
700000
PRN
SOLE
0
0
0
MICRON TECHNOLOGY, INC
NOTE 3.000 11/1
595112AY9
25267
30260000
PRN
SOLE
0
0
0
MICRON TECHNOLOGY, INC
NOTE 1.625 2/1
595112AU7
644
450000
PRN
SOLE
0
0
0
MERCADOLIBRE INC.
NOTE 2.250 7/0
58733RAB8
4609
4115000
PRN
SOLE
0
0
0
MACQUARIE INFRASTRUCTURE COMPANY LLC
NOTE 2.875 7/1
55608BAA3
54797
48708000
PRN
SOLE
0
0
0
LINKEDIN CORPORATION
NOTE 0.500 11/0
53578AAB4
1292
1230000
PRN
SOLE
0
0
0
LIBERTY MEDIA
NOTE 1.375 10/1
531229AB8
99041
100738000
PRN
SOLE
0
0
0
LIBERTY MEDIA (PCS)
DEB 3.750 2/1
530715AL5
734
1310000
PRN
SOLE
0
0
0
LAM RESEARCH CORPORATION
NOTE 1.250 5/1
512807AL2
34900
24320000
PRN
SOLE
0
0
0
LAM RESEARCH CORPORATION
NOTE 0.500 5/1
512807AJ7
2074
1605000
PRN
SOLE
0
0
0
LABORATORY CORP OF AMER HLDGS
NOTE 9/1
50540RAG7
96314
57975000
PRN
SOLE
0
0
0
KCAP FINANCIAL INC
NOTE 8.750 3/1
500233AB7
11886
11710000
PRN
SOLE
0
0
0
KEYW HOLDING CORP.
NOTE 2.500 7/1
493723AA8
30606
41500000
PRN
SOLE
0
0
0
JAZZ PHARMACEUTICALS PLC
NOTE 1.875 8/1
472145AB7
2006
1920000
PRN
SOLE
0
0
0
JANUS CAPITAL GROUP INC
NOTE 0.750 7/1
47102XAH8
25537
18421000
PRN
SOLE
0
0
0
IONIS PHARMACEUTICALS, INC
NOTE 1.000 11/1
464337AJ3
1857
1645000
PRN
SOLE
0
0
0
INTEL CORPORATION
SDCV 3.250 8/0
458140AF7
89884
54004000
PRN
SOLE
0
0
0
INTEL CORP
SDCV 12/1
458140AD2
16279
12650000
PRN
SOLE
0
0
0
INTEGRATED DEVICE TECH
NOTE 0.875 11/1
458118AB2
4321
4190000
PRN
SOLE
0
0
0
ICONIX BRAND GROUP, INC
NOTE 1.500 3/1
451055AF4
7105
14000000
PRN
SOLE
0
0
0
ICONIX BRAND GROUP, INC
NOTE 2.500 6/0
451055AE7
3076
3496000
PRN
SOLE
0
0
0
TELIGENT INC
NOTE 3.750 12/1
449575AB5
1762
1800000
PRN
SOLE
0
0
0
HORNBECK OFFSHORE SERVICES, INC
NOTE 1.500 9/0
440543AN6
2309
4160000
PRN
SOLE
0
0
0
GREENBRIER COMPANIES
NOTE 3.500 4/0
393657AH4
36780
33191000
PRN
SOLE
0
0
0
GSV CAPITAL CORP.
NOTE 5.250 9/1
36191JAB7
1484
1595000
PRN
SOLE
0
0
0
FXCM, INC.
NOTE 2.250 6/1
302693AB2
3789
5375000
PRN
SOLE
0
0
0
EZCORP, INC.
NOTE 2.125 6/1
302301AB2
4189
5995000
PRN
SOLE
0
0
0
EURONET WORLDWIDE INC
NOTE 1.500 10/0
298736AH2
1774
1500000
PRN
SOLE
0
0
0
ENERNOC, INC.
DBCV 2.250 8/1
292764AB3
15994
27370000
PRN
SOLE
0
0
0
ENDOLOGIX INC.
NOTE 3.250 11/0
29266SAB2
15123
13906000
PRN
SOLE
0
0
0
ENDOLOGIX INC
NOTE 2.250 12/1
29266SAA4
814
956000
PRN
SOLE
0
0
0
ELECTRONICS FOR IMAGING
NOTE 0.750 9/0
286082AC6
18196
17035000
PRN
SOLE
0
0
0
DEPOMED, INC.
NOTE 2.500 9/0
249908AA2
1722
1510000
PRN
SOLE
0
0
0
COWEN GROUP, INC.
NOTE 3.000 3/1
223622AB7
33209
34280000
PRN
SOLE
0
0
0
CORENERGY INFRASTRUCTURE TRUST
NOTE 7.000 6/1
21870UAA4
20732
27190000
PRN
SOLE
0
0
0
COLONY CAPITAL INC
NOTE 3.875 1/1
19624RAB2
37529
40140000
PRN
SOLE
0
0
0
COLONY CAPITAL INC
NOTE 5.000 4/1
19624RAA4
1644
1695000
PRN
SOLE
0
0
0
CHESAPEAKE ENERGY CORPORATION
NOTE 2.250 12/1
165167CB1
423
1300000
PRN
SOLE
0
0
0
CHESAPEAKE ENERGY CORPORATION
NOTE 2.500 5/1
165167CA3
753
1620000
PRN
SOLE
0
0
0
CEMEX S.A.
NOTE 3.750 3/1
151290BC6
16275
17360000
PRN
SOLE
0
0
0
CARRIAGE SERVICES
NOTE 2.750 3/1
143905AM9
30056
25350000
PRN
SOLE
0
0
0
B2GOLD CORPORATION
NOTE 3.250 10/0
11777QAB6
18708
22305000
PRN
SOLE
0
0
0
BROOKDALE SENIOR LIVING INC.
NOTE 2.750 6/1
112463AA2
2998
3000000
PRN
SOLE
0
0
0
BGC PARTNERS, INC.
NOTE 4.500 7/1
05541TAD3
16836
15508000
PRN
SOLE
0
0
0
AMYRIS, INC.
NOTE 6.500 5/1
03236MAC5
11700
16000000
PRN
SOLE
0
0
0
AMERICAN REALTY CAPITAL PROPERTIES INC.
NOTE 3.000 8/0
02917TAA2
935
1000000
PRN
SOLE
0
0
0
JOHNSON & JOHNSON
SDCV
02261WAB5
151418
107000000
PRN
SOLE
0
0
0
ALTRA HOLDINGS, INC
NOTE 2.750 3/0
02208RAE6
6501
6030000
PRN
SOLE
0
0
0
ALON USA ENERGY, INC.
NOTE 3.000 9/1
020520AB8
3597
3037000
PRN
SOLE
0
0
0
ALASKA COMMUNICATIONS SYSTEMS GROUP INC
NOTE 6.250 5/0
01167PAE1
14524
14708000
PRN
SOLE
0
0
0
AKAMAI TECH
DBCV
00971TAG6
15380
16000000
PRN
SOLE
0
0
0
AIR LEASE CORPORATION
NOTE 3.875 12/0
00912XAK0
46735
34238000
PRN
SOLE
0
0
0
AEGERION PHARMACEUTICALS
NOTE 2.000 8/1
00767EAB8
10125
15070000
PRN
SOLE
0
0
0
ACORDA THERAPEUTICS INC.
NOTE 1.750 6/1
00484MAA4
4176
3625000
PRN
SOLE
0
0
0